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Barclays PLC Director's Dealing 2019
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Director's Dealing
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FORM 8.3 - ABBVIE PLC - AMENDMENT
FORM 8.3
Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 14 October 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,379,707 | 0.16% | 3,396,560 | 0.23% | ||
| (2) | Derivatives (other than options): | ||||
| 1,537,744 | 0.10% | 16,500 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,019,700 | 0.14% | 1,043,400 | 0.07% | |
| (4) | TOTAL: | ||||
| 5,937,151 | 0.40% | 4,456,460 | 0.30% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
3. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 25 | 73.9000 USD |
| Purchase | 72 | 73.9883 USD |
| Purchase | 88 | 73.7613 USD |
| Purchase | 90 | 74.0200 USD |
| Purchase | 100 | 73.7300 USD |
| Purchase | 100 | 74.0600 USD |
| Purchase | 100 | 73.8200 USD |
| Purchase | 100 | 73.8350 USD |
| Purchase | 100 | 73.7700 USD |
| Purchase | 100 | 73.8850 USD |
| Purchase | 100 | 73.7550 USD |
| Purchase | 100 | 73.7450 USD |
| Purchase | 100 | 73.7400 USD |
| Purchase | 187 | 73.7525 USD |
| Purchase | 200 | 73.7850 USD |
| Purchase | 200 | 73.7350 USD |
| Purchase | 200 | 73.6925 USD |
| Purchase | 212 | 73.6300 USD |
| Purchase | 232 | 73.7456 USD |
| Purchase | 237 | 73.9134 USD |
| Purchase | 284 | 73.9192 USD |
| Purchase | 300 | 73.8083 USD |
| Purchase | 300 | 73.7516 USD |
| Purchase | 300 | 73.7466 USD |
| Purchase | 300 | 73.8033 USD |
| Purchase | 300 | 73.8600 USD |
| Purchase | 301 | 74.0633 USD |
| Purchase | 310 | 73.7998 USD |
| Purchase | 359 | 73.8176 USD |
| Purchase | 400 | 73.7893 USD |
| Purchase | 500 | 73.9260 USD |
| Purchase | 530 | 73.7547 USD |
| Purchase | 650 | 73.7638 USD |
| Purchase | 700 | 73.7578 USD |
| Purchase | 756 | 74.0421 USD |
| Purchase | 904 | 73.8662 USD |
| Purchase | 1,300 | 73.9307 USD |
| Purchase | 2,100 | 73.9180 USD |
| Purchase | 2,200 | 73.8090 USD |
| Purchase | 2,914 | 73.7828 USD |
| Purchase | 3,300 | 73.8892 USD |
| Purchase | 3,413 | 73.8306 USD |
| Purchase | 3,695 | 73.8323 USD |
| Purchase | 3,948 | 74.0440 USD |
| Purchase | 5,300 | 73.8423 USD |
| Purchase | 5,600 | 73.9225 USD |
| Purchase | 8,500 | 73.8668 USD |
| Purchase | 8,500 | 73.9374 USD |
| Purchase | 10,403 | 73.9271 USD |
| Purchase | 14,753 | 73.7369 USD |
| Purchase | 18,897 | 73.8380 USD |
| Purchase | 20,015 | 73.7588 USD |
| Purchase | 21,600 | 73.6721 USD |
| Purchase | 29,632 | 73.9125 USD |
| Purchase | 48,424 | 73.8400 USD |
| Purchase | 76,370 | 73.7707 USD |
| Purchase | 180,400 | 73.7600 USD |
| Sale | 2 | 73.8300 USD |
| Sale | 48 | 74.0700 USD |
| Sale | 97 | 74.1000 USD |
| Sale | 100 | 73.7900 USD |
| Sale | 100 | 73.8900 USD |
| Sale | 100 | 73.7550 USD |
| Sale | 100 | 73.7200 USD |
| Sale | 100 | 74.0300 USD |
| Sale | 100 | 74.0600 USD |
| Sale | 100 | 74.0550 USD |
| Sale | 102 | 74.0745 USD |
| Sale | 103 | 74.0223 USD |
| Sale | 108 | 74.0377 USD |
| Sale | 112 | 73.9503 USD |
| Sale | 121 | 73.7838 USD |
| Sale | 200 | 74.0500 USD |
| Sale | 200 | 73.8200 USD |
| Sale | 212 | 73.6300 USD |
| Sale | 284 | 74.0488 USD |
| Sale | 300 | 73.8033 USD |
| Sale | 300 | 74.0952 USD |
| Sale | 307 | 73.8885 USD |
| Sale | 335 | 73.7508 USD |
| Sale | 396 | 73.8872 USD |
| Sale | 400 | 73.8125 USD |
| Sale | 400 | 73.7613 USD |
| Sale | 500 | 73.7340 USD |
| Sale | 500 | 74.0280 USD |
| Sale | 519 | 73.8138 USD |
| Sale | 597 | 73.7475 USD |
| Sale | 600 | 73.7800 USD |
| Sale | 700 | 73.8314 USD |
| Sale | 800 | 74.1050 USD |
| Sale | 808 | 73.9266 USD |
| Sale | 894 | 73.8489 USD |
| Sale | 900 | 73.7677 USD |
| Sale | 1,001 | 74.0001 USD |
| Sale | 1,137 | 73.7700 USD |
| Sale | 1,207 | 73.8357 USD |
| Sale | 1,263 | 73.8482 USD |
| Sale | 1,300 | 73.8393 USD |
| Sale | 1,320 | 73.7619 USD |
| Sale | 1,508 | 74.0484 USD |
| Sale | 1,546 | 73.9784 USD |
| Sale | 1,700 | 73.8201 USD |
| Sale | 1,910 | 73.7503 USD |
| Sale | 2,031 | 73.8231 USD |
| Sale | 2,098 | 73.7418 USD |
| Sale | 2,241 | 73.9459 USD |
| Sale | 2,399 | 73.8170 USD |
| Sale | 2,400 | 73.8304 USD |
| Sale | 2,501 | 73.7530 USD |
| Sale | 2,756 | 73.8178 USD |
| Sale | 3,000 | 73.7536 USD |
| Sale | 3,348 | 74.0581 USD |
| Sale | 6,400 | 73.8662 USD |
| Sale | 6,900 | 73.8941 USD |
| Sale | 8,000 | 73.8585 USD |
| Sale | 9,159 | 73.8365 USD |
| Sale | 10,800 | 73.6721 USD |
| Sale | 43,785 | 73.8533 USD |
| Sale | 48,399 | 73.8400 USD |
| Sale | 113,285 | 73.8007 USD |
| Sale | 289,573 | 73.7600 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 70 USD | American | 1 Nov 2019 | 4.0500 USD |
| Call Option | Purchasing | 700 | 75 USD | American | 18 Oct 2019 | 0.3471 USD |
| Call Option | Purchasing | 1,400 | 76 USD | American | 18 Oct 2019 | 0.1085 USD |
| Call Option | Purchasing | 800 | 77 USD | American | 18 Oct 2019 | 0.0700 USD |
| Call Option | Selling | 100 | 65 USD | American | 15 Jan 2021 | 12.5500 USD |
| Call Option | Selling | 100 | 145 USD | American | 17 Jan 2020 | 0.0200 USD |
| Put Option | Purchasing | 100 | 60 USD | American | 17 Jan 2020 | 0.5200 USD |
| Put Option | Purchasing | 100 | 65 USD | American | 29 Nov 2019 | 0.3700 USD |
| Put Option | Purchasing | 200 | 72 USD | American | 18 Oct 2019 | 0.1050 USD |
| Put Option | Purchasing | 200 | 88 USD | American | 15 Nov 2019 | 13.6500 USD |
| Put Option | Selling | 1,100 | 38 USD | American | 21 Jan 2022 | 2.0400 USD |
| Put Option | Selling | 200 | 63 USD | American | 21 Feb 2020 | 1.2900 USD |
| Put Option | Selling | 600 | 65 USD | American | 15 Jan 2021 | 6.6500 USD |
| Put Option | Selling | 100 | 70 USD | American | 18 Oct 2019 | 0.0500 USD |
| Put Option | Selling | 200 | 73 USD | American | 18 Sep 2020 | 7.9000 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Oct 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | May 15, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 99,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 12,500 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 13,100 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 3,000 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 5,200 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 100 | 70.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 6,000 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 37.5000 | American | Jan 21, 2022 |
| Put Options | Written | 18,200 | 62.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,800 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -1,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,700 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 72.0000 | American | Oct 18, 2019 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 74.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 78.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,400 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Written | -8,500 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,700 | 57.5000 | American | Nov 15, 2019 |
| Call Options | Written | -19,500 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | May 15, 2020 |
| Put Options | Purchased | -600 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Written | 4,200 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 72.0000 | American | Nov 1, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 15,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 37,100 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Written | 3,300 | 47.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,600 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,600 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 900 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 3,600 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 800 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 700 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -400 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 65.0000 | American | Nov 29, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -14,100 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 75.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,400 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 68.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -900 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -700 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 62.5000 | American | May 15, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 100 | 78.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 69.5000 | American | Oct 18, 2019 |
| Put Options | Written | 6,400 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 200 | 75.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 18,600 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 80.0000 | American | May 15, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 66.0000 | American | Nov 1, 2019 |
| Put Options | Purchased | -1,100 | 85.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,300 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -14,700 | 87.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -5,600 | 40.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -29,000 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -500 | 75.0000 | American | May 15, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 87.5000 | American | Feb 21, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 104,900 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 37.5000 | American | Jan 15, 2021 |
| Put Options | Written | 37,300 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Written | 3,200 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 2,500 | 47.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 3,500 | 70.5000 | American | Nov 29, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 42.5000 | American | Jan 21, 2022 |
| Call Options | Purchased | 600 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -13,400 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 70.0000 | American | Jan 21, 2022 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,200 | 100.0000 | American | Feb 21, 2020 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 80.0000 | American | Oct 18, 2019 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -400 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 73.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 200 | 110.0000 | American | Jan 21, 2022 |
| Put Options | Written | 200 | 76.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 3,200 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 73.0000 | American | Nov 8, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 5,000 | 90.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 18,600 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 600 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 30,700 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 9,900 | 74.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 500 | 82.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 800 | 75.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,600 | 76.0000 | American | Oct 18, 2019 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 11,000 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Written | 800 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -22,300 | 65.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 71.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -71,000 | 67.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,200 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 73.5000 | American | Nov 1, 2019 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -8,200 | 75.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,100 | 69.0000 | American | Oct 25, 2019 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Put Options | Written | 90,000 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 13,100 | 75.0000 | American | Oct 18, 2019 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 75.5000 | American | Nov 1, 2019 |
| Put Options | Written | 200 | 55.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 9,900 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 200 | 71.0000 | American | Nov 1, 2019 |
| Call Options | Purchased | 24,700 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 4,300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 26,200 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 25,400 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -7,000 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -52,800 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,700 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,000 | 69.5000 | American | Oct 25, 2019 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 76.5000 | American | Oct 18, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Put Options | Written | 500 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 2,800 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 7,000 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 85.0000 | American | May 15, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 100 | 73.5000 | American | Oct 25, 2019 |
| Put Options | Written | 300 | 72.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 3,200 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -11,700 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -39,400 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -11,900 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -11,400 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -14,300 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,500 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Written | 400 | 72.5000 | American | May 15, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 14,900 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 15,900 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 8,500 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 5,500 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,700 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 200 | 73.0000 | American | Nov 22, 2019 |
| Call Options | Purchased | 5,500 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,300 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 74.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 69.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -14,200 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -12,300 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -200 | 71.5000 | American | Oct 18, 2019 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,200 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -15,000 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 63.0000 | American | Nov 1, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
Notes
- Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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