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Barclays PLC Director's Dealing 2019
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Director's Dealing
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Form 8.3 - Abbvie Plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 19 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,699,556 | 0.18% | 3,278,664 | 0.22% | ||
| (2) | Derivatives (other than options): | ||||
| 1,631,660 | 0.11% | 19,700 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 2,177,700 | 0.15% | 1,473,400 | 0.10% | |
| TOTAL: | |||||
| 6,508,916 | 0.44% | 4,771,764 | 0.32% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 5 | 71.8400 USD |
| Purchase | 6 | 71.7800 USD |
| Purchase | 23 | 71.7439 USD |
| Purchase | 97 | 71.6600 USD |
| Purchase | 100 | 71.6350 USD |
| Purchase | 100 | 71.6400 USD |
| Purchase | 100 | 71.7100 USD |
| Purchase | 100 | 71.5700 USD |
| Purchase | 100 | 71.5500 USD |
| Purchase | 100 | 71.7700 USD |
| Purchase | 100 | 71.7600 USD |
| Purchase | 110 | 71.3600 USD |
| Purchase | 113 | 71.7917 USD |
| Purchase | 142 | 71.6205 USD |
| Purchase | 148 | 71.7133 USD |
| Purchase | 149 | 71.7368 USD |
| Purchase | 179 | 71.7497 USD |
| Purchase | 200 | 71.6050 USD |
| Purchase | 200 | 71.5900 USD |
| Purchase | 208 | 71.6796 USD |
| Purchase | 210 | 71.4809 USD |
| Purchase | 251 | 71.7343 USD |
| Purchase | 284 | 71.7590 USD |
| Purchase | 300 | 71.7500 USD |
| Purchase | 300 | 71.6866 USD |
| Purchase | 400 | 71.5975 USD |
| Purchase | 400 | 71.7675 USD |
| Purchase | 400 | 71.7950 USD |
| Purchase | 479 | 71.7005 USD |
| Purchase | 487 | 71.6382 USD |
| Purchase | 514 | 71.5480 USD |
| Purchase | 582 | 71.6410 USD |
| Purchase | 700 | 71.6314 USD |
| Purchase | 700 | 71.6214 USD |
| Purchase | 945 | 71.6535 USD |
| Purchase | 1,000 | 71.8060 USD |
| Purchase | 1,413 | 71.5384 USD |
| Purchase | 1,700 | 71.7588 USD |
| Purchase | 2,195 | 71.6655 USD |
| Purchase | 2,300 | 71.6173 USD |
| Purchase | 2,552 | 71.5625 USD |
| Purchase | 2,587 | 71.6186 USD |
| Purchase | 2,698 | 71.6277 USD |
| Purchase | 3,385 | 71.5545 USD |
| Purchase | 3,386 | 71.6143 USD |
| Purchase | 3,553 | 71.6268 USD |
| Purchase | 3,556 | 71.5228 USD |
| Purchase | 3,796 | 71.5615 USD |
| Purchase | 4,085 | 71.7152 USD |
| Purchase | 4,300 | 71.6245 USD |
| Purchase | 4,383 | 71.6226 USD |
| Purchase | 4,706 | 71.6204 USD |
| Purchase | 7,000 | 71.6815 USD |
| Purchase | 7,409 | 71.6197 USD |
| Purchase | 8,032 | 71.6700 USD |
| Purchase | 12,800 | 71.6099 USD |
| Purchase | 12,966 | 71.6280 USD |
| Purchase | 21,009 | 71.2700 USD |
| Purchase | 21,650 | 71.5358 USD |
| Purchase | 23,996 | 71.6823 USD |
| Purchase | 25,400 | 71.6272 USD |
| Purchase | 27,674 | 71.6452 USD |
| Purchase | 42,117 | 71.6706 USD |
| Purchase | 46,299 | 71.6428 USD |
| Purchase | 69,280 | 71.6013 USD |
| Purchase | 85,587 | 71.6648 USD |
| Sale | 5 | 71.8320 USD |
| Sale | 10 | 71.6600 USD |
| Sale | 54 | 71.7642 USD |
| Sale | 58 | 71.4500 USD |
| Sale | 100 | 71.4100 USD |
| Sale | 100 | 71.4400 USD |
| Sale | 100 | 71.4800 USD |
| Sale | 100 | 71.6500 USD |
| Sale | 100 | 71.6650 USD |
| Sale | 100 | 71.6800 USD |
| Sale | 100 | 71.7200 USD |
| Sale | 100 | 71.7300 USD |
| Sale | 100 | 71.7550 USD |
| Sale | 100 | 71.7650 USD |
| Sale | 100 | 71.7850 USD |
| Sale | 100 | 71.8100 USD |
| Sale | 108 | 71.6792 USD |
| Sale | 112 | 71.6200 USD |
| Sale | 119 | 71.8374 USD |
| Sale | 200 | 71.5550 USD |
| Sale | 200 | 71.6550 USD |
| Sale | 200 | 71.7700 USD |
| Sale | 200 | 71.6300 USD |
| Sale | 200 | 71.8250 USD |
| Sale | 200 | 71.5750 USD |
| Sale | 200 | 71.7125 USD |
| Sale | 200 | 71.6250 USD |
| Sale | 233 | 71.7557 USD |
| Sale | 284 | 71.7590 USD |
| Sale | 300 | 71.6666 USD |
| Sale | 400 | 71.7375 USD |
| Sale | 400 | 71.7875 USD |
| Sale | 400 | 71.6962 USD |
| Sale | 410 | 71.5185 USD |
| Sale | 484 | 71.5095 USD |
| Sale | 517 | 71.7107 USD |
| Sale | 555 | 71.7492 USD |
| Sale | 614 | 71.6559 USD |
| Sale | 623 | 71.5246 USD |
| Sale | 675 | 71.5311 USD |
| Sale | 694 | 71.5451 USD |
| Sale | 700 | 71.6578 USD |
| Sale | 700 | 71.5600 USD |
| Sale | 700 | 71.5500 USD |
| Sale | 700 | 71.7671 USD |
| Sale | 820 | 71.6168 USD |
| Sale | 848 | 71.6813 USD |
| Sale | 862 | 71.5891 USD |
| Sale | 866 | 71.7748 USD |
| Sale | 976 | 71.5340 USD |
| Sale | 1,000 | 71.6860 USD |
| Sale | 1,005 | 71.6181 USD |
| Sale | 1,100 | 71.6327 USD |
| Sale | 1,100 | 71.5722 USD |
| Sale | 1,220 | 71.5184 USD |
| Sale | 1,300 | 71.6538 USD |
| Sale | 1,364 | 71.6231 USD |
| Sale | 1,400 | 71.7471 USD |
| Sale | 1,491 | 71.5004 USD |
| Sale | 1,548 | 71.6874 USD |
| Sale | 1,616 | 71.7798 USD |
| Sale | 1,700 | 71.7055 USD |
| Sale | 2,219 | 71.6986 USD |
| Sale | 2,269 | 71.7660 USD |
| Sale | 2,507 | 71.7206 USD |
| Sale | 2,509 | 71.8066 USD |
| Sale | 2,611 | 71.7530 USD |
| Sale | 2,664 | 71.8098 USD |
| Sale | 2,666 | 71.5613 USD |
| Sale | 2,700 | 71.5290 USD |
| Sale | 2,767 | 71.6296 USD |
| Sale | 2,870 | 71.5395 USD |
| Sale | 3,707 | 71.5509 USD |
| Sale | 3,865 | 71.6267 USD |
| Sale | 4,222 | 71.7336 USD |
| Sale | 4,300 | 71.6245 USD |
| Sale | 4,400 | 71.7759 USD |
| Sale | 4,500 | 71.7181 USD |
| Sale | 4,604 | 71.6886 USD |
| Sale | 4,900 | 71.6287 USD |
| Sale | 6,021 | 71.7689 USD |
| Sale | 6,300 | 71.7119 USD |
| Sale | 6,346 | 71.7361 USD |
| Sale | 6,424 | 71.6264 USD |
| Sale | 6,600 | 71.6382 USD |
| Sale | 8,462 | 71.6475 USD |
| Sale | 8,583 | 71.7092 USD |
| Sale | 8,705 | 71.5333 USD |
| Sale | 9,677 | 71.6162 USD |
| Sale | 11,617 | 71.7561 USD |
| Sale | 12,100 | 71.6068 USD |
| Sale | 12,222 | 71.6193 USD |
| Sale | 21,009 | 71.2700 USD |
| Sale | 21,650 | 71.5358 USD |
| Sale | 22,959 | 71.6191 USD |
| Sale | 24,300 | 71.6226 USD |
| Sale | 24,345 | 71.6825 USD |
| Sale | 24,985 | 71.6349 USD |
| Sale | 25,403 | 71.6388 USD |
| Sale | 51,239 | 71.6700 USD |
| Sale | 72,770 | 71.6310 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 200 | 63 USD | American | 20 Sep 2019 | 9.2500 USD |
| Call Option | Purchasing | 100 | 67 USD | American | 20 Sep 2019 | 4.9000 USD |
| Call Option | Purchasing | 1,800 | 68 USD | American | 20 Sep 2019 | 4.2888 USD |
| Call Option | Purchasing | 300 | 70 USD | American | 20 Sep 2019 | 1.6600 USD |
| Call Option | Purchasing | 100 | 70 USD | American | 4 Oct 2019 | 2.2500 USD |
| Call Option | Purchasing | 100 | 71 USD | American | 20 Sep 2019 | 0.8100 USD |
| Call Option | Purchasing | 1,000 | 72 USD | American | 20 Sep 2019 | 0.1600 USD |
| Call Option | Purchasing | 100 | 73 USD | American | 27 Sep 2019 | 0.2400 USD |
| Call Option | Purchasing | 500 | 74 USD | American | 4 Oct 2019 | 0.2800 USD |
| Call Option | Purchasing | 300 | 75 USD | American | 15 Nov 2019 | 1.0433 USD |
| Call Option | Purchasing | 400 | 78 USD | American | 18 Oct 2019 | 0.1000 USD |
| Call Option | Purchasing | 1,000 | 78 USD | American | 15 Nov 2019 | 0.5200 USD |
| Call Option | Purchasing | 400 | 80 USD | American | 17 Jan 2020 | 0.8000 USD |
| Call Option | Selling | 300 | 100 USD | American | 21 Jan 2022 | 1.3500 USD |
| Put Option | Purchasing | 1,000 | 68 USD | American | 15 Nov 2019 | 1.3700 USD |
| Put Option | Purchasing | 200 | 75 USD | American | 15 Nov 2019 | 5.3000 USD |
| Put Option | Selling | 100 | 40 USD | American | 19 Jun 2020 | 0.3100 USD |
| Put Option | Selling | 1,300 | 40 USD | American | 21 Jan 2022 | 2.3300 USD |
| Put Option | Selling | 600 | 45 USD | American | 21 Jan 2022 | 3.5333 USD |
| Put Option | Selling | 600 | 55 USD | American | 15 Nov 2019 | 0.1400 USD |
| Put Option | Selling | 400 | 65 USD | American | 18 Oct 2019 | 0.2600 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 24 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 3,600 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 17,600 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 66.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 500 | 72.5000 | American | Sep 27, 2019 |
| Call Options | Purchased | 400 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 5,700 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 2,900 | 50.0000 | American | Nov 15, 2019 |
| Put Options | Written | 900 | 60.5000 | American | Sep 20, 2019 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 9,500 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,000 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 13,200 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 400 | 82.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 74.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 67.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -100 | 71.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 69.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,000 | 70.0000 | American | Oct 25, 2019 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 70.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 71.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 72.0000 | American | Sep 20, 2019 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Call Options | Written | -400 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -500 | 66.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,100 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,200 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,100 | 68.0000 | American | Oct 4, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -4,500 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -500 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Written | -1,000 | 68.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,500 | 65.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,800 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 5,500 | 72.0000 | American | Sep 20, 2019 |
| Put Options | Written | 15,000 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,000 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,500 | 72.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 500 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 302,400 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 30,200 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 73.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,000 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,200 | 72.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 2,100 | 77.5000 | American | Oct 18, 2019 |
| Put Options | Written | 800 | 45.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 138,500 | 72.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,000 | 71.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 4,500 | 75.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 8,000 | 80.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Written | -800 | 69.5000 | American | Sep 20, 2019 |
| Call Options | Written | -400 | 75.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -16,300 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,300 | 130.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,000 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -400 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Written | -500 | 66.5000 | American | Sep 20, 2019 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Written | -3,700 | 92.5000 | American | Sep 20, 2019 |
| Call Options | Written | -10,000 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,800 | 80.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -4,500 | 67.0000 | American | Oct 25, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,900 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 600 | 75.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 18,000 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Written | 8,200 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 300 | 70.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 64.5000 | American | Sep 20, 2019 |
| Call Options | Written | -9,100 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,300 | 65.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -25,900 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100 | 100.0000 | American | Jan 21, 2022 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Call Options | Written | -14,600 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,700 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -27,700 | 60.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Call Options | Written | -130,000 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Written | 600 | 69.5000 | American | Sep 20, 2019 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Put Options | Written | 1,000 | 47.5000 | American | Sep 20, 2019 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 300 | 71.5000 | American | Sep 27, 2019 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 85,400 | 77.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,500 | 69.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 700 | 76.0000 | American | Oct 4, 2019 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 4,000 | 42.5000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 60.0000 | American | Sep 27, 2019 |
| Put Options | Written | 32,800 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 700 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,300 | 40.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 20,000 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 500 | 71.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 400 | 68.5000 | American | Sep 20, 2019 |
| Call Options | Written | -200 | 67.0000 | American | Sep 20, 2019 |
| Call Options | Written | -800 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -3,700 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Written | -100 | 66.0000 | American | Sep 27, 2019 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -17,400 | 85.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 64.5000 | American | Sep 27, 2019 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Written | -51,900 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Written | -900 | 69.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -500 | 68.5000 | American | Oct 25, 2019 |
| Call Options | Written | -1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,300 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Written | -1,700 | 68.0000 | American | Sep 27, 2019 |
| Call Options | Written | -3,400 | 95.0000 | American | Sep 20, 2019 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -11,000 | 80.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -100 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 18,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 6,900 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 1,000 | 64.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 13,900 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 69.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 59.5000 | American | Oct 25, 2019 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 70.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -49,200 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -2,800 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 65.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -900 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 34,500 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 6,900 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 3,300 | 75.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 500 | 70.5000 | American | Sep 27, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 15,600 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 9,800 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,100 | 74.0000 | American | Oct 25, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 8,700 | 75.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,500 | 73.0000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 4, 2019 |
| Put Options | Purchased | -100 | 62.0000 | American | Sep 20, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -6,300 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -800 | 70.5000 | American | Sep 20, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Call Options | Written | -9,400 | 82.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -57,700 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -61,400 | 82.5000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,000 | 69.5000 | American | Oct 25, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -6,400 | 87.5000 | American | Sep 20, 2019 |
| Call Options | Written | -74,600 | 85.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,600 | 68.0000 | American | Oct 25, 2019 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -29,100 | 77.5000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 67.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 200 | 73.0000 | American | Sep 27, 2019 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 66.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,700 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,000 | 67.5000 | American | Feb 21, 2020 |
| Put Options | Written | 600 | 45.0000 | American | Jan 21, 2022 |
| Call Options | Purchased | 17,000 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Written | 1,400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 71.0000 | American | Oct 25, 2019 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 9,000 | 68.5000 | American | Oct 25, 2019 |
| Put Options | Written | 300 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 65.0000 | American | Sep 18, 2020 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,000 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,500 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -900 | 40.0000 | American | Jun 19, 2020 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -40,300 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 67.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,400 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 68.0000 | American | Oct 11, 2019 |
| Call Options | Written | -15,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -28,800 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -100 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,500 | 73.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 66.0000 | American | Sep 27, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Written | 3,000 | 57.5000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 5,100 | 70.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 600 | 70.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 300 | 67.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 4,400 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Written | 3,700 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,300 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 15,800 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 2,300 | 47.5000 | American | Nov 15, 2019 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 1,200 | 67.5000 | American | Sep 27, 2019 |
| Put Options | Written | 100 | 70.0000 | American | Oct 4, 2019 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -14,600 | 60.0000 | American | Nov 15, 2019 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -100 | 63.5000 | American | Sep 20, 2019 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,400 | 67.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -3,500 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Written | -1,000 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 57.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -7,600 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -14,800 | 67.5000 | American | Oct 18, 2019 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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