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Barclays PLC Director's Dealing 2019
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Director's Dealing
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Form 8.3 - Abbvie Plc - Amendment
Ap19
FORM 8.3 - Amendment to Purchase & Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
| Name of person dealing (Note 1) | Barclays PLC. | |
| Company dealt in | ABBVIE INC | |
| Class of relevant security to which the | ORD | |
| dealings being disclosed relate (Note 2) | ||
| Date of dealing | 05 September 2019 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Class of relevant security: | ORD | ||||
| Long | Short | ||||
| Number | (%) | Number | (%) | ||
| (1) | Relevant securities | ||||
| 2,607,190 | 0.18% | 3,158,593 | 0.21% | ||
| (2) | Derivatives (other than options): | ||||
| 2,356,381 | 0.16% | 25,396 | 0.00% | ||
| (3) | Options and agreements to | ||||
| purchase/sell: | 1,972,500 | 0.13% | 1,387,900 | 0.09% | |
| TOTAL: | |||||
| 6,936,071 | 0.47% | 4,571,889 | 0.31% | ||
(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)
| Class of relevant security: | Long | Short | ||||
| Number | (%) | Number | (%) | |||
| (1) Relevant securities | ||||||
| (2) Derivatives (other than options) | ||||||
| (3) Options and agreements to purchase/sell | ||||||
| Total | ||||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
| Purchase/sale | Number of relevant securities | Price per unit |
| Purchase | 3 | 67.1600 USD |
| Purchase | 67 | 67.0200 USD |
| Purchase | 87 | 66.6113 USD |
| Purchase | 96 | 67.1765 USD |
| Purchase | 100 | 67.1900 USD |
| Purchase | 100 | 66.8700 USD |
| Purchase | 100 | 66.8000 USD |
| Purchase | 100 | 67.1250 USD |
| Purchase | 100 | 66.9700 USD |
| Purchase | 100 | 67.0950 USD |
| Purchase | 100 | 66.8400 USD |
| Purchase | 100 | 66.9000 USD |
| Purchase | 107 | 66.7700 USD |
| Purchase | 111 | 66.9427 USD |
| Purchase | 114 | 67.1352 USD |
| Purchase | 200 | 67.1175 USD |
| Purchase | 200 | 67.1150 USD |
| Purchase | 200 | 66.9900 USD |
| Purchase | 221 | 67.1814 USD |
| Purchase | 300 | 67.1133 USD |
| Purchase | 300 | 67.1166 USD |
| Purchase | 300 | 66.5850 USD |
| Purchase | 300 | 67.1633 USD |
| Purchase | 300 | 67.1100 USD |
| Purchase | 334 | 67.1500 USD |
| Purchase | 400 | 66.9150 USD |
| Purchase | 400 | 67.1975 USD |
| Purchase | 400 | 67.1275 USD |
| Purchase | 438 | 66.9210 USD |
| Purchase | 501 | 67.0700 USD |
| Purchase | 513 | 67.1331 USD |
| Purchase | 529 | 66.8746 USD |
| Purchase | 532 | 66.9881 USD |
| Purchase | 535 | 67.0423 USD |
| Purchase | 600 | 67.1125 USD |
| Purchase | 600 | 67.1159 USD |
| Purchase | 624 | 67.1354 USD |
| Purchase | 624 | 66.9117 USD |
| Purchase | 700 | 67.0285 USD |
| Purchase | 703 | 66.9835 USD |
| Purchase | 750 | 67.0820 USD |
| Purchase | 800 | 67.0193 USD |
| Purchase | 800 | 66.8650 USD |
| Purchase | 821 | 67.0918 USD |
| Purchase | 877 | 67.1363 USD |
| Purchase | 900 | 67.1227 USD |
| Purchase | 900 | 66.9983 USD |
| Purchase | 900 | 67.1311 USD |
| Purchase | 1,101 | 67.0037 USD |
| Purchase | 1,200 | 67.0175 USD |
| Purchase | 1,252 | 67.1300 USD |
| Purchase | 1,322 | 67.0412 USD |
| Purchase | 1,400 | 66.8860 USD |
| Purchase | 1,420 | 67.2628 USD |
| Purchase | 1,435 | 67.1329 USD |
| Purchase | 1,524 | 67.0942 USD |
| Purchase | 1,629 | 67.1270 USD |
| Purchase | 1,720 | 67.0430 USD |
| Purchase | 2,081 | 66.9308 USD |
| Purchase | 2,387 | 66.9732 USD |
| Purchase | 2,570 | 67.0509 USD |
| Purchase | 2,697 | 67.0246 USD |
| Purchase | 2,800 | 67.0619 USD |
| Purchase | 4,307 | 67.0098 USD |
| Purchase | 4,358 | 66.8867 USD |
| Purchase | 6,097 | 66.9534 USD |
| Purchase | 6,300 | 67.1161 USD |
| Purchase | 7,215 | 66.9447 USD |
| Purchase | 13,552 | 67.0458 USD |
| Purchase | 15,163 | 67.0354 USD |
| Purchase | 17,449 | 67.0225 USD |
| Purchase | 23,783 | 67.0154 USD |
| Purchase | 27,306 | 67.0066 USD |
| Purchase | 27,718 | 66.9886 USD |
| Purchase | 30,000 | 67.0511 USD |
| Purchase | 31,724 | 67.0297 USD |
| Purchase | 34,800 | 67.0456 USD |
| Purchase | 44,335 | 67.0300 USD |
| Purchase | 57,992 | 67.0242 USD |
| Sale | 7 | 66.7700 USD |
| Sale | 8 | 67.1900 USD |
| Sale | 35 | 67.0400 USD |
| Sale | 60 | 66.9500 USD |
| Sale | 76 | 66.5500 USD |
| Sale | 100 | 66.9400 USD |
| Sale | 121 | 67.2000 USD |
| Sale | 200 | 67.0225 USD |
| Sale | 200 | 66.9000 USD |
| Sale | 200 | 66.9800 USD |
| Sale | 212 | 67.1550 USD |
| Sale | 221 | 67.1814 USD |
| Sale | 347 | 66.8941 USD |
| Sale | 400 | 67.0981 USD |
| Sale | 500 | 66.9520 USD |
| Sale | 500 | 67.0425 USD |
| Sale | 500 | 67.0660 USD |
| Sale | 503 | 66.7534 USD |
| Sale | 507 | 66.9762 USD |
| Sale | 549 | 66.9225 USD |
| Sale | 601 | 67.0700 USD |
| Sale | 618 | 66.9737 USD |
| Sale | 649 | 66.9592 USD |
| Sale | 666 | 67.0167 USD |
| Sale | 692 | 66.9852 USD |
| Sale | 700 | 67.0278 USD |
| Sale | 700 | 66.8982 USD |
| Sale | 701 | 67.0776 USD |
| Sale | 704 | 66.9711 USD |
| Sale | 742 | 67.0377 USD |
| Sale | 796 | 67.0130 USD |
| Sale | 800 | 66.8937 USD |
| Sale | 900 | 66.8042 USD |
| Sale | 909 | 67.0221 USD |
| Sale | 988 | 66.9772 USD |
| Sale | 1,000 | 66.7840 USD |
| Sale | 1,019 | 66.9745 USD |
| Sale | 1,057 | 67.0323 USD |
| Sale | 1,100 | 66.8998 USD |
| Sale | 1,178 | 67.0349 USD |
| Sale | 1,434 | 66.9847 USD |
| Sale | 1,700 | 67.0359 USD |
| Sale | 1,830 | 67.0376 USD |
| Sale | 1,987 | 66.8663 USD |
| Sale | 2,500 | 66.9544 USD |
| Sale | 3,600 | 67.0227 USD |
| Sale | 4,400 | 67.0379 USD |
| Sale | 4,515 | 66.9414 USD |
| Sale | 8,700 | 67.0439 USD |
| Sale | 8,988 | 67.0910 USD |
| Sale | 15,030 | 67.1242 USD |
| Sale | 15,107 | 67.0354 USD |
| Sale | 18,455 | 67.0398 USD |
| Sale | 18,612 | 67.0137 USD |
| Sale | 25,600 | 67.0477 USD |
| Sale | 27,100 | 67.0592 USD |
| Sale | 34,156 | 67.0300 USD |
| Sale | 36,639 | 67.0327 USD |
| Sale | 46,333 | 67.0008 USD |
| Sale | 98,803 | 67.0119 USD |
(b) Derivatives transactions (other than options transactions)
| Product name, e.g. CFD |
Nature of transaction (Note 6) |
Number of relevant securities (Note 7) |
Price per unit (Note 5) |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
| Product Name | Writing, | Number | Exercise | Type | Expiry | Option |
| purchasing, | of | price | date | money | ||
| selling, | securities | paid/ | ||||
| varying etc | to which | received | ||||
| option | ||||||
| relates | ||||||
| Call Option | Purchasing | 100 | 63 USD | American | 6 Sep 2019 | 4.0300 USD |
| Call Option | Purchasing | 100 | 66 USD | American | 6 Sep 2019 | 1.0900 USD |
| Call Option | Purchasing | 100 | 66 USD | American | 6 Sep 2019 | 1.7000 USD |
| Call Option | Purchasing | 1,600 | 67 USD | American | 6 Sep 2019 | 0.1700 USD |
| Call Option | Purchasing | 200 | 68 USD | American | 6 Sep 2019 | 0.0500 USD |
| Call Option | Purchasing | 600 | 68 USD | American | 13 Sep 2019 | 0.5700 USD |
| Call Option | Purchasing | 200 | 68 USD | American | 15 Nov 2019 | 2.4600 USD |
| Call Option | Purchasing | 100 | 71 USD | American | 27 Sep 2019 | 0.1800 USD |
| Call Option | Purchasing | 300 | 73 USD | American | 18 Oct 2019 | 0.3100 USD |
| Call Option | Selling | 600 | 67 USD | American | 6 Sep 2019 | 0.3700 USD |
| Put Option | Purchasing | 100 | 67 USD | American | 20 Sep 2019 | 1.1100 USD |
| Put Option | Purchasing | 2,400 | 68 USD | American | 15 Nov 2019 | 3.6600 USD |
| Put Option | Purchasing | 400 | 70 USD | American | 6 Sep 2019 | 3.8000 USD |
| Put Option | Purchasing | 8,700 | 75 USD | American | 20 Sep 2019 | 9.0500 USD |
| Put Option | Purchasing | 100 | 83 USD | American | 17 Jan 2020 | 17.4800 USD |
| Put Option | Selling | 100 | 45 USD | American | 17 Jan 2020 | 0.2400 USD |
| Put Option | Selling | 100 | 63 USD | American | 20 Sep 2019 | 0.1700 USD |
| Put Option | Selling | 100 | 63 USD | American | 20 Sep 2019 | 0.2000 USD |
| Put Option | Selling | 100 | 63 USD | American | 25 Oct 2019 | 0.8900 USD |
| Put Option | Selling | 100 | 65 USD | American | 20 Sep 2019 | 0.4600 USD |
| Put Option | Selling | 2,400 | 70 USD | American | 20 Sep 2019 | 3.4400 USD |
(ii) Exercising
| Product name, e.g. call option |
Number of securities | Exercise price per unit (Note 5) |
(d) Other dealings (including transactions in respect of new securities) (Note 4)
| Nature of transaction (Note 8) |
Details | Price per unit (if applicable) (Note 5) |
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 9 Sep 2019 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
| If a connected EFM, name of offeree/offeror with which connected | |
| If a connected EFM, state nature of connection |
Ap23
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
| Product name | Written or | Number of | Exercise | Type | Expiry |
| purchased | relevant securities | price | date | ||
| to which the option | |||||
| or derivative | |||||
| relates | |||||
| Call Options | Purchased | 5,000 | 72.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 71.0000 | American | Sep 13, 2019 |
| Put Options | Written | 21,000 | 62.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,000 | 66.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 700 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Written | 100 | 80.0000 | American | Sep 18, 2020 |
| Put Options | Written | 1,000 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Written | 5,300 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 1,100 | 85.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 100 | 68.5000 | American | Sep 13, 2019 |
| Call Options | Purchased | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 350,000 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Written | 200 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Written | 800 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Written | 500 | 50.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 3,300 | 72.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 200 | 60.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 200 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Written | 900 | 60.5000 | American | Sep 20, 2019 |
| Put Options | Written | 9,000 | 60.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 6,100 | 70.0000 | American | Nov 15, 2019 |
| Put Options | Written | 200 | 66.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -9,700 | 50.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 68.0000 | American | Sep 6, 2019 |
| Call Options | Written | -300 | 120.0000 | American | Jan 15, 2021 |
| Call Options | Written | -400 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 105.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -3,000 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -300 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -600 | 55.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -1,900 | 57.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -900 | 67.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,900 | 55.0000 | American | Sep 20, 2019 |
| Call Options | Written | -20,600 | 90.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,600 | 50.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -600 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -700 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 65.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -900 | 75.0000 | American | Nov 15, 2019 |
| Call Options | Written | -1,500 | 130.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 92.5000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 135.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,000 | 130.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -2,500 | 57.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -5,100 | 47.5000 | American | Jun 19, 2020 |
| Call Options | Written | -7,300 | 97.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -4,200 | 65.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 65.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 5,900 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Written | 49,600 | 95.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,000 | 55.0000 | American | Jan 17, 2020 |
| Put Options | Written | 300,900 | 60.0000 | American | Jan 15, 2021 |
| Put Options | Written | 73,000 | 70.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,400 | 66.0000 | American | Sep 6, 2019 |
| Put Options | Written | 2,000 | 57.5000 | American | Jan 15, 2021 |
| Put Options | Written | 1,500 | 72.5000 | American | Sep 20, 2019 |
| Put Options | Written | 50,000 | 57.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 30,200 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Written | 13,400 | 42.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,500 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 300 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 1,300 | 45.0000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 4,500 | 68.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 130,000 | 72.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,400 | 50.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,300 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 145.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Oct 18, 2019 |
| Call Options | Written | -18,200 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,000 | 80.0000 | American | Sep 18, 2020 |
| Call Options | Written | -9,800 | 110.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -13,500 | 55.0000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 75.0000 | American | Sep 18, 2020 |
| Call Options | Written | -200 | 60.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,300 | 80.0000 | American | Feb 21, 2020 |
| Call Options | Written | -200 | 57.0000 | American | Sep 13, 2019 |
| Put Options | Purchased | -200 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,900 | 62.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,600 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 67.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -10,900 | 82.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -100 | 120.0000 | American | Jan 17, 2020 |
| Call Options | Written | -800 | 69.5000 | American | Sep 20, 2019 |
| Call Options | Written | -3,700 | 92.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,000 | 47.5000 | American | Jan 15, 2021 |
| Call Options | Written | -11,300 | 130.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 100 | 105.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 1,000 | 60.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 10,800 | 72.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 400 | 70.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 100 | 66.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 500 | 64.0000 | American | Sep 6, 2019 |
| Put Options | Written | 400 | 40.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 200 | 65.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 1,200 | 68.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 2,700 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 2,300 | 60.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,900 | 60.0000 | American | Sep 6, 2019 |
| Put Options | Written | 1,600 | 64.5000 | American | Sep 6, 2019 |
| Put Options | Written | 6,200 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 2,800 | 66.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 300 | 69.5000 | American | Sep 6, 2019 |
| Put Options | Written | 200 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Purchased | 2,500 | 60.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 400 | 70.0000 | American | Jun 19, 2020 |
| Call Options | Written | -14,600 | 87.5000 | American | Nov 15, 2019 |
| Call Options | Written | -1,000 | 77.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -200 | 66.5000 | American | Sep 13, 2019 |
| Call Options | Written | -600 | 64.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,000 | 45.0000 | American | Sep 18, 2020 |
| Call Options | Written | -2,200 | 85.0000 | American | Sep 18, 2020 |
| Call Options | Written | -130,000 | 67.5000 | American | Sep 20, 2019 |
| Call Options | Written | -2,600 | 105.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -600 | 55.0000 | American | Jun 19, 2020 |
| Call Options | Written | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -500 | 95.0000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 125.0000 | American | Jan 17, 2020 |
| Call Options | Written | -12,100 | 95.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -25,600 | 67.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -600 | 42.5000 | American | Sep 18, 2020 |
| Call Options | Written | -800 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,900 | 115.0000 | American | Sep 18, 2020 |
| Call Options | Written | -900 | 70.0000 | American | Sep 13, 2019 |
| Call Options | Written | -1,500 | 92.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,800 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 70.0000 | American | Sep 6, 2019 |
| Call Options | Written | -400 | 110.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -4,300 | 50.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 72.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,000 | 50.0000 | American | Sep 18, 2020 |
| Call Options | Written | -1,600 | 75.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,600 | 110.0000 | American | Jan 15, 2021 |
| Call Options | Written | -1,300 | 65.5000 | American | Sep 27, 2019 |
| Call Options | Written | -1,900 | 97.5000 | American | Jan 15, 2021 |
| Put Options | Written | 400 | 32.5000 | American | Sep 18, 2020 |
| Put Options | Written | 300 | 80.0000 | American | Jun 19, 2020 |
| Put Options | Written | 100 | 63.0000 | American | Sep 6, 2019 |
| Put Options | Written | 1,600 | 67.0000 | American | Sep 6, 2019 |
| Put Options | Written | 1,000 | 47.5000 | American | Sep 20, 2019 |
| Put Options | Written | 3,000 | 62.5000 | American | Feb 21, 2020 |
| Put Options | Written | 900 | 66.0000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 60.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,100 | 67.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 100 | 66.5000 | American | Sep 13, 2019 |
| Put Options | Written | 151,000 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 125,000 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,600 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 800 | 155.0000 | American | Jan 17, 2020 |
| Put Options | Written | 32,800 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,100 | 77.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 77.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 68.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 200 | 68.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 100 | 71.5000 | American | Sep 27, 2019 |
| Put Options | Written | 3,600 | 42.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 3,200 | 55.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 71.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -100 | 67.5000 | American | Sep 18, 2020 |
| Call Options | Written | -3,900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -75,000 | 70.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -900 | 55.0000 | American | Nov 15, 2019 |
| Call Options | Written | -16,800 | 85.0000 | American | Nov 15, 2019 |
| Call Options | Written | -400 | 69.0000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 75.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,800 | 42.5000 | American | Jan 17, 2020 |
| Call Options | Written | -5,100 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Written | -10,800 | 80.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,900 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 61.0000 | American | Sep 13, 2019 |
| Call Options | Written | -1,000 | 82.5000 | American | Feb 21, 2020 |
| Put Options | Purchased | -2,200 | 40.0000 | American | Sep 18, 2020 |
| Call Options | Written | -4,100 | 115.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,100 | 97.5000 | American | Jun 19, 2020 |
| Call Options | Written | -35,500 | 90.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -2,200 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Written | -300 | 110.0000 | American | Sep 18, 2020 |
| Call Options | Written | -700 | 68.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,000 | 105.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -5,000 | 42.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -2,700 | 60.0000 | American | Oct 18, 2019 |
| Call Options | Written | -800 | 92.5000 | American | Jan 15, 2021 |
| Call Options | Written | -13,600 | 100.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -1,200 | 72.5000 | American | Oct 18, 2019 |
| Call Options | Written | -3,400 | 95.0000 | American | Sep 20, 2019 |
| Call Options | Written | -700 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Written | -500 | 82.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 13,200 | 80.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 100 | 69.0000 | American | Sep 27, 2019 |
| Put Options | Written | 600 | 55.0000 | American | Feb 21, 2020 |
| Put Options | Written | 500 | 64.0000 | American | Sep 27, 2019 |
| Put Options | Written | 300 | 70.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 1,000 | 64.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 100 | 62.5000 | American | Sep 18, 2020 |
| Put Options | Written | 2,100 | 65.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 1,400 | 65.0000 | American | Feb 21, 2020 |
| Put Options | Written | 1,000 | 64.0000 | American | Sep 13, 2019 |
| Put Options | Written | 300 | 77.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 16,200 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 3,000 | 55.0000 | American | Feb 21, 2020 |
| Call Options | Purchased | 300 | 71.5000 | American | Sep 6, 2019 |
| Call Options | Purchased | 400 | 70.5000 | American | Sep 13, 2019 |
| Call Options | Purchased | 600 | 69.0000 | American | Sep 6, 2019 |
| Call Options | Purchased | 18,100 | 60.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 300 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 400 | 47.5000 | American | Jun 19, 2020 |
| Put Options | Written | 28,300 | 62.5000 | American | Jun 19, 2020 |
| Put Options | Written | 4,100 | 85.0000 | American | Jan 17, 2020 |
| Put Options | Written | 2,100 | 45.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -5,900 | 75.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 130.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -500 | 47.5000 | American | Nov 15, 2019 |
| Call Options | Written | -2,300 | 115.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,100 | 57.5000 | American | Oct 18, 2019 |
| Call Options | Written | -400 | 72.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,100 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -7,500 | 110.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -11,200 | 65.0000 | American | Nov 15, 2019 |
| Call Options | Written | -900 | 63.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -2,700 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -49,200 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Written | -1,300 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -600 | 72.5000 | American | Jun 19, 2020 |
| Put Options | Purchased | -3,600 | 70.0000 | American | Sep 20, 2019 |
| Call Options | Written | -2,500 | 185.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -3,000 | 67.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -800 | 50.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,100 | 60.0000 | American | Feb 21, 2020 |
| Put Options | Purchased | -1,900 | 59.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -5,000 | 35.0000 | American | Jan 15, 2021 |
| Call Options | Written | -3,100 | 145.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 60.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -700 | 42.5000 | American | Jan 15, 2021 |
| Call Options | Written | -1,400 | 90.0000 | American | Sep 18, 2020 |
| Call Options | Written | -100,100 | 120.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,200 | 65.0000 | American | Sep 27, 2019 |
| Put Options | Purchased | -1,400 | 45.0000 | American | Jan 15, 2021 |
| Call Options | Written | -2,700 | 125.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 200 | 67.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,500 | 45.0000 | American | Nov 15, 2019 |
| Call Options | Purchased | 4,600 | 75.0000 | American | Oct 18, 2019 |
| Call Options | Purchased | 800 | 75.0000 | American | Feb 21, 2020 |
| Put Options | Written | 100 | 80.0000 | American | Nov 15, 2019 |
| Put Options | Written | 30,300 | 70.0000 | American | Jun 19, 2020 |
| Put Options | Written | 6,100 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Purchased | 4,300 | 75.0000 | American | Nov 15, 2019 |
| Put Options | Written | 300 | 35.0000 | American | Sep 18, 2020 |
| Call Options | Purchased | 34,500 | 66.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 800 | 65.0000 | American | Sep 13, 2019 |
| Call Options | Purchased | 6,500 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Purchased | 1,000 | 67.0000 | American | Sep 6, 2019 |
| Call Options | Written | -9,400 | 82.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -9,500 | 72.5000 | American | Jan 15, 2021 |
| Call Options | Written | -200 | 65.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 87.5000 | American | Jun 19, 2020 |
| Call Options | Written | -300 | 72.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -300 | 42.5000 | American | Nov 15, 2019 |
| Call Options | Written | -4,700 | 80.0000 | American | Jan 17, 2020 |
| Call Options | Written | -61,400 | 82.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 47.5000 | American | Jan 17, 2020 |
| Call Options | Written | -2,000 | 150.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -200 | 87.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -2,100 | 64.5000 | American | Sep 13, 2019 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Sep 13, 2019 |
| Call Options | Written | -2,100 | 115.0000 | American | Jan 15, 2021 |
| Put Options | Purchased | -6,300 | 70.0000 | American | Jan 17, 2020 |
| Call Options | Written | -2,200 | 62.5000 | American | Feb 21, 2020 |
| Call Options | Written | -100 | 90.0000 | American | Jan 15, 2021 |
| Call Options | Written | -100 | 85.0000 | American | Feb 21, 2020 |
| Call Options | Written | -74,600 | 85.0000 | American | Sep 20, 2019 |
| Call Options | Written | -24,100 | 77.5000 | American | Sep 20, 2019 |
| Call Options | Written | -100 | 180.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -600 | 63.5000 | American | Sep 6, 2019 |
| Put Options | Purchased | -800 | 92.5000 | American | Jun 19, 2020 |
| Call Options | Written | -1,500 | 66.0000 | American | Sep 13, 2019 |
| Call Options | Written | -1,000 | 100.0000 | American | Sep 20, 2019 |
| Call Options | Written | -18,100 | 95.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -100 | 62.0000 | American | Sep 20, 2019 |
| Call Options | Written | -6,400 | 87.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -57,800 | 65.0000 | American | Sep 20, 2019 |
| Call Options | Written | -800 | 74.0000 | American | Sep 6, 2019 |
| Put Options | Purchased | -2,100 | 40.0000 | American | Jan 15, 2021 |
| Put Options | Written | 75,000 | 70.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 400 | 57.5000 | American | Sep 18, 2020 |
| Put Options | Written | 400 | 72.5000 | American | Nov 15, 2019 |
| Put Options | Written | 100 | 70.0000 | American | Oct 11, 2019 |
| Call Options | Purchased | 2,700 | 85.0000 | American | Jun 19, 2020 |
| Put Options | Written | 1,400 | 67.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,600 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,800 | 80.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 2,300 | 47.5000 | American | Sep 18, 2020 |
| Call Options | Purchased | 1,200 | 57.5000 | American | Jun 19, 2020 |
| Call Options | Purchased | 3,900 | 70.0000 | American | Oct 18, 2019 |
| Put Options | Written | 100 | 72.5000 | American | Sep 18, 2020 |
| Put Options | Written | 6,000 | 105.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Sep 13, 2019 |
| Put Options | Written | 180,000 | 60.0000 | American | Sep 20, 2019 |
| Call Options | Purchased | 2,100 | 50.0000 | American | Jan 17, 2020 |
| Put Options | Written | 1,000 | 67.5000 | American | Feb 21, 2020 |
| Call Options | Written | -900 | 71.0000 | American | Sep 20, 2019 |
| Call Options | Written | -69,400 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -300 | 62.5000 | American | Sep 20, 2019 |
| Call Options | Written | -3,100 | 62.5000 | American | Jan 17, 2020 |
| Call Options | Written | -6,600 | 105.0000 | American | Jan 15, 2021 |
| Call Options | Written | -900 | 100.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,000 | 40.0000 | American | Jun 19, 2020 |
| Put Options | Purchased | -1,200 | 70.0000 | American | Oct 18, 2019 |
| Call Options | Written | -10,400 | 100.0000 | American | Jun 19, 2020 |
| Call Options | Written | -13,500 | 85.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 65.0000 | American | Jan 17, 2020 |
| Call Options | Written | -200 | 64.5000 | American | Sep 6, 2019 |
| Call Options | Written | -200 | 105.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -200 | 55.0000 | American | Oct 18, 2019 |
| Put Options | Purchased | -29,200 | 67.5000 | American | Nov 15, 2019 |
| Call Options | Written | -15,500 | 87.5000 | American | Jan 17, 2020 |
| Call Options | Written | -13,800 | 90.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -27,600 | 62.5000 | American | Nov 15, 2019 |
| Call Options | Written | -200 | 77.5000 | American | Sep 18, 2020 |
| Put Options | Written | 4,000 | 59.5000 | American | Oct 11, 2019 |
| Call Options | Purchased | 100 | 77.5000 | American | Feb 21, 2020 |
| Call Options | Purchased | 4,800 | 70.0000 | American | Sep 27, 2019 |
| Call Options | Purchased | 1,700 | 77.5000 | American | Jan 17, 2020 |
| Put Options | Written | 100 | 62.5000 | American | Oct 25, 2019 |
| Call Options | Purchased | 12,000 | 65.0000 | American | Sep 20, 2019 |
| Put Options | Written | 100 | 70.0000 | American | Oct 4, 2019 |
| Put Options | Written | 200 | 59.0000 | American | Sep 27, 2019 |
| Put Options | Written | 3,000 | 57.5000 | American | Sep 20, 2019 |
| Call Options | Purchased | 1,300 | 57.5000 | American | Jan 15, 2021 |
| Call Options | Purchased | 500 | 67.5000 | American | Sep 6, 2019 |
| Put Options | Written | 16,000 | 65.0000 | American | Oct 18, 2019 |
| Put Options | Written | 3,800 | 75.0000 | American | Sep 20, 2019 |
| Put Options | Written | 1,100 | 45.0000 | American | Jun 19, 2020 |
| Call Options | Purchased | 500 | 67.5000 | American | Oct 18, 2019 |
| Call Options | Purchased | 1,300 | 65.0000 | American | Jun 19, 2020 |
| Put Options | Written | 400 | 62.5000 | American | Sep 6, 2019 |
| Put Options | Written | 400 | 85.0000 | American | Jan 15, 2021 |
| Call Options | Purchased | 1,100 | 67.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -100 | 65.5000 | American | Sep 13, 2019 |
| Put Options | Purchased | -7,200 | 70.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,400 | 67.5000 | American | Sep 13, 2019 |
| Call Options | Written | -5,100 | 95.0000 | American | Jan 15, 2021 |
| Call Options | Written | -6,500 | 95.0000 | American | Nov 15, 2019 |
| Call Options | Written | -3,500 | 80.0000 | American | Jan 15, 2021 |
| Call Options | Written | -500 | 62.5000 | American | Oct 18, 2019 |
| Call Options | Written | -2,100 | 77.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -14,700 | 60.0000 | American | Nov 15, 2019 |
| Put Options | Purchased | -1,800 | 61.0000 | American | Sep 20, 2019 |
| Put Options | Purchased | -1,300 | 67.5000 | American | Jan 17, 2020 |
| Call Options | Written | -400 | 105.0000 | American | Sep 20, 2019 |
| Call Options | Written | -500 | 87.5000 | American | Jan 15, 2021 |
| Put Options | Purchased | -500 | 47.5000 | American | Sep 18, 2020 |
| Put Options | Purchased | -600 | 50.0000 | American | Sep 20, 2019 |
| Call Options | Written | -3,100 | 135.0000 | American | Jan 17, 2020 |
| Call Options | Written | -13,300 | 90.0000 | American | Jan 17, 2020 |
| Call Options | Written | -100 | 62.5000 | American | Nov 15, 2019 |
| Put Options | Purchased | -400 | 72.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -1,000 | 62.0000 | American | Oct 11, 2019 |
| Call Options | Written | -2,200 | 82.5000 | American | Jan 15, 2021 |
| Call Options | Written | -5,000 | 100.0000 | American | Sep 18, 2020 |
| Put Options | Purchased | -6,800 | 100.0000 | American | Jan 17, 2020 |
| Call Options | Written | -6,900 | 92.5000 | American | Jan 17, 2020 |
| Put Options | Purchased | -100 | 63.5000 | American | Sep 20, 2019 |
| Put Options | Purchased | -700 | 67.5000 | American | Oct 18, 2019 |
| Put Options | Purchased | -1,000 | 57.5000 | American | Sep 27, 2019 |
| Put Options | Purchased | -9,400 | 90.0000 | American | Jan 17, 2020 |
| Put Options | Purchased | -300 | 77.5000 | American | Feb 21, 2020 |
Notes
1. Where there are open option positionsor open derivative positions (except for CFDs), full details should be given. Full detailsof any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetaryamounts, the currencymust be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
BARCLAYS PLC
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