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Barclays PLC — Director's Dealing 2019
Dec 16, 2019
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Director's Dealing
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RNS Number : 0411X
Barclays PLC
16 December 2019
16 December 2019
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 65,625 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 158,475 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 58,973 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 111,269 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Mark Ashton-Rigby
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 14 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over three or five years. After the settlement of tax and social security, the individual described above received 50,038 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 94,410 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
President of Barclays Bank PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 65,768 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 148,359 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Alistair Currie
2
Reason for the notification
a)
Position/status
Head of Corporate Banking
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 25,913 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 48,891 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainton
2
Reason for the notification
a)
Position/status
Global Head of Markets
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 June 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over three or five years. After the settlement of tax and social security, the individual described above received 64,211 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.5038 per share | 121,151 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Stephen Dainton
2
Reason for the notification
a)
Position/status
Global Head of Markets
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 97,395 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 | 183,764 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Matthew Hammerstein
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 14,297 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 26,974 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Bob Hoyt
2
Reason for the notification
a)
Position/status
Group General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 67,909 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 128,129 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Joseph McGrath
2
Reason for the notification
a)
Position/status
Global Head of Banking
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 92,983 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 182,212 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Padovani
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 32,167 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 60,692 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
v
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 51,825 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 97,782 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ashok Vaswani
2
Reason for the notification
a)
Position/status
Global Head of Consumer Banking and Payments
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 58,973 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 111,269 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Group Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 December 2019. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). After the settlement of tax and social security, the individual described above received 71,016 Shares.
c)
Price(s) and volume(s)
| Price(s) | Volume(s): Gross number of Shares received |
| £1.8536 per share | 144,988 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2019-12-13
f)
Place of the transaction
London Stock Exchange (XLON)
For further information please contact:
| Investor Relations | Media Relations |
| Adam Strachan | Tom Hoskin |
| +1 212 526 8442 | +44 (0)20 7116 4755 |
| James Johnson | |
| +44 (0)20 7116 7233 |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.
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