Barclays PLC — Director's Dealing 2018

Aug 2, 2018

National Storage Mechanism | Additional information

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FORM 8 (DD) - CME GROUP PLC - AMENDMENT

FORM 8 (DD)

AMENDMENTS TO SALES

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		CME GROUP INC
		relevant securities this form relates:
(d)		Status of person making the disclosure:		CONNECTED TO THE OFFEROR
(e)		Date position held/dealing undertaken:		30 July 2018
(f)		In addition to the company in 1(c) above, is the discloser making		NO
		disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:				USD 0.01 Class A common
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		80,000		0.02%		12,814		0.00%
(2)		Cash-settled derivatives:
				0		0.00%		0		0.00%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		110,800		0.03%		155,800		0.05%
(4)
		TOTAL:		190,800		0.06%		168,614		0.05%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
USD 0.01 Class A common		Purchase		26		161.8200 USD
USD 0.01 Class A common		Purchase		96		162.0300 USD
USD 0.01 Class A common		Purchase		100		160.9900 USD
USD 0.01 Class A common		Purchase		100		161.5200 USD
USD 0.01 Class A common		Purchase		100		161.1700 USD
USD 0.01 Class A common		Purchase		109		161.0580 USD
USD 0.01 Class A common		Purchase		115		165.0400 USD
USD 0.01 Class A common		Purchase		134		161.2112 USD
USD 0.01 Class A common		Purchase		144		164.9366 USD
USD 0.01 Class A common		Purchase		145		165.0300 USD
USD 0.01 Class A common		Purchase		189		164.1800 USD
USD 0.01 Class A common		Purchase		200		161.0250 USD
USD 0.01 Class A common		Purchase		200		161.1625 USD
USD 0.01 Class A common		Purchase		200		161.1000 USD
USD 0.01 Class A common		Purchase		200		161.1150 USD
USD 0.01 Class A common		Purchase		300		161.0433 USD
USD 0.01 Class A common		Purchase		300		162.9366 USD
USD 0.01 Class A common		Purchase		300		162.1050 USD
USD 0.01 Class A common		Purchase		400		162.0025 USD
USD 0.01 Class A common		Purchase		400		162.0199 USD
USD 0.01 Class A common		Purchase		500		163.2120 USD
USD 0.01 Class A common		Purchase		522		162.0974 USD
USD 0.01 Class A common		Purchase		600		162.1000 USD
USD 0.01 Class A common		Purchase		600		161.1343 USD
USD 0.01 Class A common		Purchase		800		161.5044 USD
USD 0.01 Class A common		Purchase		976		162.6012 USD
USD 0.01 Class A common		Purchase		1,483		161.8472 USD
USD 0.01 Class A common		Purchase		1,580		160.9672 USD
USD 0.01 Class A common		Purchase		1,700		161.9852 USD
USD 0.01 Class A common		Purchase		1,836		161.8247 USD
USD 0.01 Class A common		Purchase		2,345		163.1378 USD
USD 0.01 Class A common		Purchase		2,457		161.6080 USD
USD 0.01 Class A common		Purchase		3,625		162.0239 USD
USD 0.01 Class A common		Purchase		8,945		161.2100 USD
USD 0.01 Class A common		Purchase		9,924		161.8667 USD
USD 0.01 Class A common		Purchase		17,124		163.8913 USD
USD 0.01 Class A common		Sale		13		160.9300 USD
USD 0.01 Class A common		Sale		16		161.1200 USD
USD 0.01 Class A common		Sale		23		164.5647 USD
USD 0.01 Class A common		Sale		61		160.9975 USD
USD 0.01 Class A common		Sale		74		161.7367 USD
USD 0.01 Class A common		Sale		74		164.2900 USD
USD 0.01 Class A common		Sale		100		160.9900 USD
USD 0.01 Class A common		Sale		100		161.9900 USD
USD 0.01 Class A common		Sale		100		164.9350 USD
USD 0.01 Class A common		Sale		100		165.4900 USD
USD 0.01 Class A common		Sale		100		161.0100 USD
USD 0.01 Class A common		Sale		135		165.5500 USD
USD 0.01 Class A common		Sale		189		164.1800 USD
USD 0.01 Class A common		Sale		200		160.9600 USD
USD 0.01 Class A common		Sale		200		160.9850 USD
USD 0.01 Class A common		Sale		269		161.2080 USD
USD 0.01 Class A common		Sale		300		160.9733 USD
USD 0.01 Class A common		Sale		300		163.5680 USD
USD 0.01 Class A common		Sale		300		161.6266 USD
USD 0.01 Class A common		Sale		400		161.8562 USD
USD 0.01 Class A common		Sale		400		165.0294 USD
USD 0.01 Class A common		Sale		400		161.8537 USD
USD 0.01 Class A common		Sale		419		164.5634 USD
USD 0.01 Class A common		Sale		500		162.0218 USD
USD 0.01 Class A common		Sale		600		161.7791 USD
USD 0.01 Class A common		Sale		665		165.0651 USD
USD 0.01 Class A common		Sale		688		163.6909 USD
USD 0.01 Class A common		Sale		706		160.9538 USD
USD 0.01 Class A common		Sale		1,200		161.8325 USD
USD 0.01 Class A common		Sale		1,260		162.6396 USD
USD 0.01 Class A common		Sale		1,400		161.2200 USD
USD 0.01 Class A common		Sale		1,400		162.0621 USD
USD 0.01 Class A common		Sale		1,483		161.8472 USD
USD 0.01 Class A common		Sale		2,000		161.7460 USD
USD 0.01 Class A common		Sale		2,178		162.2525 USD
USD 0.01 Class A common		Sale		3,146		165.0152 USD
USD 0.01 Class A common		Sale		4,884		163.8067 USD
USD 0.01 Class A common		Sale		6,510		163.7984 USD
USD 0.01 Class A common		Sale		7,413		161.6706 USD
USD 0.01 Class A common		Sale		7,659		162.0490 USD
USD 0.01 Class A common		Sale		11,092		161.2100 USD

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security		Purchases/ sales		Total number of securities		Highest price per unit paid/received		Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security		Product description e.g. CFD		Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position		Number of reference securities		Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class		Product		Writing,		Number		Exercise		Type		Expiry		Option
of		description		purchasing,		of		price				date		money
relevant				selling,		securities		per unit						paid/
security				varying etc		to which								received
						option								per unit
						relates
USD 0.01 Class A common		Call Options		Selling		100		163 USD		American		17 Aug 2018		2.6200 USD
USD 0.01 Class A common		Call Options		Selling		100		165 USD		American		21 Sep 2018		3.1000 USD
USD 0.01 Class A common		Put Options		Purchasing		1,000		160 USD		American		21 Sep 2018		3.8000 USD
USD 0.01 Class A common		Put Options		Purchasing		1,000		165 USD		American		3 Aug 2018		3.8300 USD
USD 0.01 Class A common		Put Options		Purchasing		500		170 USD		American		21 Sep 2018		10.0000 USD
USD 0.01 Class A common		Put Options		Selling		1,000		160 USD		American		3 Aug 2018		0.9800 USD
USD 0.01 Class A common		Put Options		Selling		500		160 USD		American		21 Sep 2018		4.0000 USD

(ii) Exercise

Class of relevant security		Product description e.g. call option		Exercising/ exercised against		Number of securities		Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security		Nature of dealing e.g. subscription, conversion		Details		Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”
None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”
None

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions)		YES
Supplemental Form 8 (SBL)		NO
Date of disclosure:		2 Aug 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		CME GROUP INC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class		Product		Writing,		Number		Exercise		Type		Expiry
of		description		purchasing,		of		price				date
relevant				selling,		securities		per unit
security				varying etc		to which
						option
						relates
USD 0.01 Class A common		Call Options		Purchased		1,000		210.0000		American		21 Dec 2018
USD 0.01 Class A common		Call Options		Purchased		900		130.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		500		160.0000		American		21 Dec 2018
USD 0.01 Class A common		Call Options		Purchased		100		240.0000		American		17 Jan 2020
USD 0.01 Class A common		Call Options		Purchased		100		165.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		9,700		160.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Purchased		3,200		200.0000		American		21 Dec 2018
USD 0.01 Class A common		Put Options		Purchased		-100		115.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-200		135.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-500		125.0000		American		21 Dec 2018
USD 0.01 Class A common		Call Options		Written		-700		155.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Written		-1,000		210.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-4,800		65.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		100		115.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		100		175.0000		American		17 Jan 2020
USD 0.01 Class A common		Put Options		Written		1,000		144.0000		American		3 Aug 2018
USD 0.01 Class A common		Call Options		Purchased		500		155.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		200		135.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		200		170.0000		American		24 Aug 2018
USD 0.01 Class A common		Call Options		Purchased		200		175.0000		American		17 Aug 2018
USD 0.01 Class A common		Put Options		Written		200		70.0000		American		17 Jan 2020
USD 0.01 Class A common		Put Options		Written		200		150.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		2,700		190.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Written		2,600		115.0000		American		21 Dec 2018
USD 0.01 Class A common		Call Options		Purchased		2,500		160.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		1,700		150.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		1,500		135.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Written		-200		165.0000		American		24 Aug 2018
USD 0.01 Class A common		Call Options		Written		-500		195.0000		American		21 Dec 2018
USD 0.01 Class A common		Put Options		Purchased		-3,500		85.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-5,000		60.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Written		-7,000		170.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		1,000		170.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Written		900		125.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		500		195.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		200		168.0000		American		24 Aug 2018
USD 0.01 Class A common		Call Options		Purchased		100		150.0000		American		17 Jan 2020
USD 0.01 Class A common		Call Options		Purchased		8,000		175.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-100		160.0000		American		17 Aug 2018
USD 0.01 Class A common		Call Options		Written		-300		195.0000		American		31 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-300		90.0000		American		17 Jan 2020
USD 0.01 Class A common		Put Options		Purchased		-1,100		95.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-1,100		140.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Written		800		105.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		2,600		165.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Written		2,100		145.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		1,500		185.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		1,300		130.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-500		155.0000		American		21 Dec 2018
USD 0.01 Class A common		Put Options		Purchased		-600		75.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-1,000		165.0000		American		3 Aug 2018
USD 0.01 Class A common		Call Options		Written		-1,200		200.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-2,200		90.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		100		120.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		100		175.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Purchased		900		180.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Purchased		700		200.0000		American		17 Jan 2020
USD 0.01 Class A common		Call Options		Purchased		1,300		165.0000		American		17 Aug 2018
USD 0.01 Class A common		Call Options		Purchased		1,000		105.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Written		-100		163.0000		American		17 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-100		165.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-100		165.0000		American		21 Dec 2018
USD 0.01 Class A common		Call Options		Written		-400		180.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-400		145.0000		American		21 Dec 2018
USD 0.01 Class A common		Put Options		Purchased		-800		110.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-1,100		130.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-100,000		145.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Purchased		100		125.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		100		190.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		50,000		155.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Written		-200		173.0000		American		24 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-1,900		155.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-4,000		160.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		1,000		160.0000		American		3 Aug 2018
USD 0.01 Class A common		Call Options		Purchased		600		155.0000		American		21 Dec 2018
USD 0.01 Class A common		Call Options		Purchased		400		145.0000		American		17 Jan 2020
USD 0.01 Class A common		Call Options		Purchased		200		145.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		1,700		160.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-100		150.0000		American		17 Jan 2020
USD 0.01 Class A common		Put Options		Purchased		-100		85.0000		American		17 Jan 2020
USD 0.01 Class A common		Put Options		Purchased		-200		175.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-500		180.0000		American		21 Sep 2018
USD 0.01 Class A common		Put Options		Purchased		-500		125.0000		American		17 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-1,200		100.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Written		-1,300		160.0000		American		17 Jan 2020
USD 0.01 Class A common		Put Options		Purchased		-2,500		140.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Written		-3,200		140.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		100		144.0000		American		7 Sep 2018
USD 0.01 Class A common		Call Options		Purchased		500		220.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Written		2,600		165.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Purchased		1,200		185.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Written		-100		170.0000		American		3 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-100		70.0000		American		18 Jan 2019
USD 0.01 Class A common		Put Options		Purchased		-100		165.0000		American		17 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-100		170.0000		American		3 Aug 2018
USD 0.01 Class A common		Put Options		Purchased		-700		120.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Written		-1,100		200.0000		American		18 Jan 2019
USD 0.01 Class A common		Call Options		Written		-1,400		170.0000		American		21 Sep 2018
USD 0.01 Class A common		Call Options		Written		-1,600		185.0000		American		18 Jan 2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

BARCLAYS PLC

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