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Barclays PLC Director's Dealing 2018
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Director's Dealing
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Form 8 (DD) - CME GROUP INC
FORM 8 (DD)
PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)
Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | CME GROUP INC | |||
| relevant securities this form relates: | |||||
| (d) | Status of person making the disclosure: | CONNECTED TO THE OFFEROR | |||
| (e) | Date position held/dealing undertaken: | 31 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing
| Class of relevant security: | USD 0.01 Class A common | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 80,000 | 0.02% | 12,302 | 0.00% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 0 | 0.00% | 0 | 0.00% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 102,400 | 0.03% | 159,200 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 182,400 | 0.05% | 171,502 | 0.05% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |||
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| USD 0.01 Class A common | Purchase | 2 | 159.2200 USD | ||||
| USD 0.01 Class A common | Purchase | 16 | 160.0500 USD | ||||
| USD 0.01 Class A common | Purchase | 20 | 159.4300 USD | ||||
| USD 0.01 Class A common | Purchase | 50 | 159.2100 USD | ||||
| USD 0.01 Class A common | Purchase | 60 | 159.0700 USD | ||||
| USD 0.01 Class A common | Purchase | 66 | 159.1600 USD | ||||
| USD 0.01 Class A common | Purchase | 90 | 159.3939 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 159.0300 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 159.1800 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 158.5650 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 159.2000 USD | ||||
| USD 0.01 Class A common | Purchase | 100 | 159.0200 USD | ||||
| USD 0.01 Class A common | Purchase | 111 | 159.6800 USD | ||||
| USD 0.01 Class A common | Purchase | 182 | 158.6600 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 159.0900 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 159.0100 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 158.4100 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 158.4750 USD | ||||
| USD 0.01 Class A common | Purchase | 200 | 159.2500 USD | ||||
| USD 0.01 Class A common | Purchase | 211 | 158.5763 USD | ||||
| USD 0.01 Class A common | Purchase | 260 | 159.1848 USD | ||||
| USD 0.01 Class A common | Purchase | 275 | 160.0000 USD | ||||
| USD 0.01 Class A common | Purchase | 288 | 161.4900 USD | ||||
| USD 0.01 Class A common | Purchase | 300 | 159.4716 USD | ||||
| USD 0.01 Class A common | Purchase | 397 | 159.6013 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 159.3730 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 159.1244 USD | ||||
| USD 0.01 Class A common | Purchase | 500 | 159.2800 USD | ||||
| USD 0.01 Class A common | Purchase | 618 | 159.1216 USD | ||||
| USD 0.01 Class A common | Purchase | 647 | 159.0993 USD | ||||
| USD 0.01 Class A common | Purchase | 724 | 159.1469 USD | ||||
| USD 0.01 Class A common | Purchase | 800 | 159.3743 USD | ||||
| USD 0.01 Class A common | Purchase | 1,096 | 159.0447 USD | ||||
| USD 0.01 Class A common | Purchase | 1,600 | 159.1541 USD | ||||
| USD 0.01 Class A common | Purchase | 1,700 | 159.1645 USD | ||||
| USD 0.01 Class A common | Purchase | 1,745 | 158.5013 USD | ||||
| USD 0.01 Class A common | Purchase | 2,523 | 159.3041 USD | ||||
| USD 0.01 Class A common | Purchase | 2,801 | 159.3267 USD | ||||
| USD 0.01 Class A common | Purchase | 3,121 | 159.5086 USD | ||||
| USD 0.01 Class A common | Purchase | 3,349 | 159.4200 USD | ||||
| USD 0.01 Class A common | Purchase | 3,732 | 159.2346 USD | ||||
| USD 0.01 Class A common | Purchase | 4,294 | 159.3162 USD | ||||
| USD 0.01 Class A common | Purchase | 5,300 | 159.1641 USD | ||||
| USD 0.01 Class A common | Purchase | 6,192 | 159.1608 USD | ||||
| USD 0.01 Class A common | Purchase | 6,486 | 159.2574 USD | ||||
| USD 0.01 Class A common | Purchase | 27,630 | 159.1062 USD | ||||
| USD 0.01 Class A common | Purchase | 27,804 | 159.1200 USD | ||||
| USD 0.01 Class A common | Sale | 13 | 159.1100 USD | ||||
| USD 0.01 Class A common | Sale | 47 | 159.0801 USD | ||||
| USD 0.01 Class A common | Sale | 66 | 159.1822 USD | ||||
| USD 0.01 Class A common | Sale | 74 | 159.1300 USD | ||||
| USD 0.01 Class A common | Sale | 80 | 159.3600 USD | ||||
| USD 0.01 Class A common | Sale | 90 | 159.3939 USD | ||||
| USD 0.01 Class A common | Sale | 95 | 159.0700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 158.5650 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 158.9600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.0200 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.0699 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.1000 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.1660 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.1800 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.2400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.2900 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.2950 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.3400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.3700 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 159.5400 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 161.1600 USD | ||||
| USD 0.01 Class A common | Sale | 100 | 170.0000 USD | ||||
| USD 0.01 Class A common | Sale | 127 | 159.1900 USD | ||||
| USD 0.01 Class A common | Sale | 142 | 159.1318 USD | ||||
| USD 0.01 Class A common | Sale | 151 | 159.1963 USD | ||||
| USD 0.01 Class A common | Sale | 167 | 159.1850 USD | ||||
| USD 0.01 Class A common | Sale | 197 | 159.4804 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 159.1600 USD | ||||
| USD 0.01 Class A common | Sale | 200 | 159.1125 USD | ||||
| USD 0.01 Class A common | Sale | 250 | 159.2460 USD | ||||
| USD 0.01 Class A common | Sale | 252 | 159.0887 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 159.7333 USD | ||||
| USD 0.01 Class A common | Sale | 300 | 161.0500 USD | ||||
| USD 0.01 Class A common | Sale | 397 | 159.6013 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 159.1620 USD | ||||
| USD 0.01 Class A common | Sale | 500 | 159.1275 USD | ||||
| USD 0.01 Class A common | Sale | 600 | 159.1008 USD | ||||
| USD 0.01 Class A common | Sale | 618 | 159.1216 USD | ||||
| USD 0.01 Class A common | Sale | 851 | 159.0162 USD | ||||
| USD 0.01 Class A common | Sale | 900 | 159.1477 USD | ||||
| USD 0.01 Class A common | Sale | 926 | 159.6378 USD | ||||
| USD 0.01 Class A common | Sale | 1,000 | 159.0420 USD | ||||
| USD 0.01 Class A common | Sale | 1,007 | 159.1220 USD | ||||
| USD 0.01 Class A common | Sale | 1,244 | 159.2265 USD | ||||
| USD 0.01 Class A common | Sale | 2,000 | 159.2577 USD | ||||
| USD 0.01 Class A common | Sale | 2,208 | 159.2318 USD | ||||
| USD 0.01 Class A common | Sale | 2,300 | 159.0747 USD | ||||
| USD 0.01 Class A common | Sale | 3,170 | 159.5250 USD | ||||
| USD 0.01 Class A common | Sale | 3,900 | 159.1804 USD | ||||
| USD 0.01 Class A common | Sale | 7,325 | 159.0888 USD | ||||
| USD 0.01 Class A common | Sale | 8,898 | 159.3006 USD | ||||
| USD 0.01 Class A common | Sale | 10,264 | 159.1445 USD | ||||
| USD 0.01 Class A common | Sale | 24,691 | 159.1077 USD | ||||
| USD 0.01 Class A common | Sale | 29,428 | 159.1200 USD |
(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser
| Class of relevant security | Purchases/ sales | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| USD 0.01 Class A common | Call Options | Selling | 2,100 | 168 USD | American | 17 Aug 2018 | 0.4000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 100 | 170 USD | American | 17 Aug 2018 | 0.3000 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 7,000 | 175 USD | American | 21 Sep 2018 | 0.4828 USD | ||||||||
| USD 0.01 Class A common | Call Options | Selling | 1,300 | 180 USD | American | 21 Sep 2018 | 0.2000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 500 | 155 USD | American | 21 Sep 2018 | 2.9500 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 158 USD | American | 3 Aug 2018 | 0.5300 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 200 | 160 USD | American | 17 Aug 2018 | 3.0000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 600 | 160 USD | American | 21 Sep 2018 | 5.0000 USD | ||||||||
| USD 0.01 Class A common | Put Options | Purchasing | 100 | 160 USD | American | 21 Dec 2018 | 7.1100 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 100 | 155 USD | American | 3 Aug 2018 | 0.2700 USD | ||||||||
| USD 0.01 Class A common | Put Options | Selling | 100 | 170 USD | American | 3 Aug 2018 | 6.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
Are any Supplemental Forms attached?
| Supplemental Form 8 (Open Positions) | YES | ||
| Supplemental Form 8 (SBL) | NO | ||
| Date of disclosure: | 1 Aug 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | CME GROUP INC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| USD 0.01 Class A common | Call Options | Purchased | 9,700 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 3,200 | 200.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 900 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 240.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 160.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -700 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,000 | 210.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,800 | 65.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,700 | 190.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 115.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,700 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 135.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 144.0000 | American | 3 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 155.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 135.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 170.0000 | American | 24 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 175.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 70.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 200 | 150.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 115.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 165.0000 | American | 24 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -500 | 195.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -3,500 | 85.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -5,000 | 60.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -7,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 900 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 168.0000 | American | 24 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 155.0000 | American | 3 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -300 | 195.0000 | American | 31 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 90.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -300 | 160.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 95.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 140.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 2,600 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,300 | 130.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 800 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -600 | 75.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,000 | 165.0000 | American | 3 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,200 | 200.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -2,100 | 168.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,200 | 90.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,300 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 700 | 200.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 163.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -400 | 180.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -400 | 145.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -800 | 110.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,100 | 130.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100,000 | 145.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 50,000 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 190.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 158.0000 | American | 3 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -200 | 173.0000 | American | 24 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,400 | 155.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -4,000 | 160.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,100 | 160.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Written | 1,000 | 160.0000 | American | 3 Aug 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 600 | 155.0000 | American | 21 Dec 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 400 | 145.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 200 | 145.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 150.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 85.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -200 | 175.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 180.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -500 | 125.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -1,200 | 100.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,300 | 160.0000 | American | 17 Jan 2020 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -2,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -3,200 | 140.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 2,600 | 165.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 1,200 | 185.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Purchased | 500 | 220.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Written | 100 | 144.0000 | American | 7 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -100 | 170.0000 | American | 3 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 70.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -100 | 165.0000 | American | 17 Aug 2018 | |||||||
| USD 0.01 Class A common | Put Options | Purchased | -700 | 120.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,100 | 200.0000 | American | 18 Jan 2019 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,400 | 170.0000 | American | 21 Sep 2018 | |||||||
| USD 0.01 Class A common | Call Options | Written | -1,600 | 185.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
BARCLAYS PLC
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