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Barclays PLC — Capital/Financing Update 2021
Feb 18, 2021
5250_rns_2021-02-18_125951df-f13b-4d9e-af7d-9b69a4d994de.pdf
Capital/Financing Update
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Barclays PLC and Barclays Bank UK PLC Pillar 3 Terms and Conditions of own funds and eligible liabilities 31 December 2020
Supplement to the Barclays PLC Pillar 3 Report 2020 and the Barclays Bank UK PLC Pillar 3 Report 2020
Introductory notes
This worksheet complements the Barclays PLC Pillar 3 Report 2020 and the Barclays Bank UK PLC Pillar 3 Report 2020, available from home.barclays/investor-relations/reports-and-events/annual-reports/. Prospectuses, final terms and related documentation in respect of certain securities can be found at the following sites home.barclays/investor-relations/fixedincome-investors/prospectus-and-documents/ and home.barclays/who-we-are/our-governance/our-framework-code-and-rules/
The information disclosed in this report is prepared in accordance with CRR (as amended by CRR II applicable as at the reporting date) and CRD IV (as amended by CRD V applicable as at the reporting date), as they form part of UK law pursuant to the European Union (Withdrawal) Act 2018 and subject to the temporary transitional powers (TTP) available to UK regulators to delay or phase-in on-shoring changes to UK regulatory requirements arising between 31 December 2020 and 31 March 2022 (the TTP period). Throughout the TTP period, the Bank of England and the PRA are expected to review the UK legislation framework and any disclosures made by the Group will be subject to any resulting guidance. The Pillar 3 disclosures have also been prepared in accordance with the European Banking Authority (EBA) "Guidelines on materiality, proprietary and confidentiality and on disclosure frequency under Articles 432(1), 432(2) and 433 of CRR" and "Guidelines on disclosure requirements under Part Eight of Regulation (EU) No 575/2013", using the uniform format set out in the BCBS standard on Pillar 3 disclosure requirements.
Please note that this worksheet does not address the impact of the statutory bail-in power, or the mandatory write-down or conversion of capital instruments power under the Banking Act 2009, as amended.
The terms Barclays or Group refer to Barclays PLC together with its subsidiaries. The abbreviation '£m' represents millions of Pounds Sterling.
There are a number of key judgement areas, for example impairment calculations, which are based on models and which are subject to ongoing adjustment and modifications. Reported numbers reflect best estimates and judgements at the given point in time.
Relevant terms that are used in this document but are not defined under applicable regulatory guidance or International Financial Reporting Standards (IFRS) are explained in the results glossary that can be accessed at home.barclays/investor-relations/reports-and-events/annual-reports/.
Forward-looking statements
This document contains certain forward-looking statements within the meaning of Section 21E of the US Securities Exchange Act of 1934, as amended, and Section 27A of the US Securities Act of 1933, as amended, with respect to the Group. Barclays cautions readers that no forward-looking statement is a guarantee of future performance and that actual results or other financial condition or performance measures could differ materially from those contained in the forward-looking statements. These forward-looking statements can be identified by the fact that they do not relate only to historical or current facts. Forward-looking statements sometimes use words such as 'may', 'will', 'seek', 'continue', 'aim', 'anticipate', 'target', 'projected', 'expect', 'estimate', 'intend', 'plan', 'goal', 'believe', 'achieve' or other words of similar meaning. Forward-looking statements can be made in writing but also may be made verbally by members of the management of the Group (including, without limitation, during management presentations to financial analysts) in connection with this document. Examples of forward-looking statements include, among others, statements or guidance regarding or relating to the Group's future financial position, income growth, assets, impairment charges, provisions, business strategy, capital, leverage and other regulatory ratios, capital distributions (including dividend payout ratios and expected payment strategies), projected levels of growth in the banking and financial markets, projected costs or savings, any commitments and targets, estimates of capital expenditures, plans and objectives for future operations, projected employee numbers, IFRS impacts and other statements that are not historical fact. By their nature, forward-looking statements involve risk and uncertainty because they relate to future events and circumstances. The forward-looking statements speak only as at the date on which they are made and such statements may be affected by changes in legislation, the development of standards and interpretations under IFRS, including evolving practices with regard to the interpretation and application of accounting and regulatory standards, the outcome of current and future legal proceedings and regulatory investigations, future levels of conduct provisions, the policies and actions of governmental and regulatory authorities, geopolitical risks and the impact of competition. In addition, factors including (but not limited to) the following may have an effect: capital, leverage and other regulatory rules applicable to past, current and future periods; UK, US, Eurozone and global macroeconomic and business conditions; the effects of any volatility in credit markets; market related risks such as changes in interest rates and foreign exchange rates; effects of changes in valuation of credit market exposures; changes in valuation of issued securities; volatility in capital markets; changes in credit ratings of any entity within the Group or any securities issued by such entities; direct and indirect impacts of the coronavirus (COVID-19) pandemic; instability as a result of the exit by the UK from the European Union (EU) and the disruption that may subsequently result in the UK and globally; the risk of cyber-attacks, information or security breaches or technology failures on the Group's business or operations and the success of future acquisitions, disposals and other strategic transactions. A number of these influences and factors are beyond the Group's control. As a result, the Group's actual financial position, future results, capital distributions, capital, leverage or other regulatory ratios or other financial and non-financial metrics or performance measures may differ materially from the statements or guidance set forth in the Group's forward-looking statements. Additional risks and factors which may impact the Group's future financial condition and performance are identified in our filings with the SEC (including, without limitation, our Annual Report on Form 20-F for the fiscal year ended 31 December 2020), which are available on the SEC's website at www.sec.gov
Subject to our obligations under the applicable laws and regulations of any relevant jurisdiction, (including, without limitation, the UK and the US), in relation to disclosure and ongoing information, we undertake no obligation to update publicly or revise any forward-looking statements, whether as a result of new information, future events or otherwise.
| 1 Issuer Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for GB0031348658 XS1481041587 XS1274156097 XS1571333811 US06738EBA29 US06738EBG98 XS1658012023 XS1998799792 private placement) 3 Governing law(s) of the instrument English English English English New York, except subordination New York, except subordination English English provisions and waiver of set-off provisions and waiver of set-off provisions which are governed by provisions which are governed by English law English law 3a Means by which enforceability requirement of Section 13 of the N/A N/A N/A N/A Contractual Contractual N/A N/A TLAC Term Sheet is achieved (for other TLAC-eligible instruments governed by foreign law) 4 Transitional Basel III rules Common Equity Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 5 Post-transitional Basel III rules Common Equity Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 Additional Tier 1 6 Eligible at solo/group/group and solo Group Group Group Group Group Group Group Group 7 Instrument type (types to be specified by each jurisdiction) Ordinary Share Capital Perpetual Deeply Subordinated Perpetual Deeply Subordinated Perpetual Deeply Subordinated Perpetual Deeply Subordinated Perpetual Deeply Subordinated Perpetual Deeply Subordinated Perpetual Deeply Subordinated Contingent Convertible Debt Contingent Convertible Debt Contingent Convertible Debt Contingent Convertible Debt Contingent Convertible Debt Contingent Convertible Debt Contingent Convertible Debt 8 Amount recognised in regulatory capital (Currency in million, as £4,340m £1,132m £986m £1,244m £1,925m £1,509m £1,245m £994m of most recent reporting date)a 9 Par value of instrument £0.25 per ordinary share USD 1500m; £1136m £1000m £1250m USD 2500m; £1932m USD 2000m; £1515m £1250m £1000m 10 Accounting classification Shareholders' equity Shareholders' equity Shareholders' equity Shareholders' equity Shareholders' equity Shareholders' equity Shareholders' equity Shareholders' equity 11 Original date of issuance 20/07/1896 31/08/2016 11/08/2015 07/03/2017 14/08/2018 27/03/2019 10/08/2017 13/06/2019 12 Perpetual or dated Perpetual Perpetual Perpetual Perpetual Perpetual Perpetual Perpetual Perpetual 13 Original maturity date No maturity No maturity No maturity No maturity No maturity No maturity No maturity No maturity 14 Issuer call subject to prior supervisory approval N/A Yes Yes Yes Yes Yes Yes Yes 15 Optional call date, contingent call dates and redemption N/A Optional call on 15/03/2022 at Optional call on 15/09/2022 at Optional call on 15/03/2023 at Optional call on 15/09/2023 at Optional call on 15/06/2024 at Optional call on 15/09/2024 at Optional call on 15/06/2025 at amount 100%; Tax Redemption at 100%; 100%; Tax Redemption at 100%; 100%; Tax Redemption at 100%; 100%; Tax Redemption at 100%; 100%; Tax Redemption at 100%; 100%; Tax Redemption at 100%; 100%; Tax Redemption at 100%; Regulatory Event Redemption at Regulatory Event Redemption at Regulatory Event Redemption at Regulatory Event Redemption at Regulatory Event Redemption at Regulatory Event Redemption at Regulatory Event Redemption at 100% 100% 100% 100% 100% 100% 100% 16 Subsequent call dates, if applicable N/A Optional call on 15/03/2027 and Optional call on 15/09/2027 and Optional call on 15/03/2028 and Optional call on 15/09/2028 and Optional call on 15/06/2029 and Optional call on 15/09/2029 and Optional call on 15/06/2030 and each fifth anniversary date each fifth anniversary date each fifth anniversary date each fifth anniversary date each fifth anniversary date each fifth anniversary date each fifth anniversary date thereafter thereafter thereafter thereafter thereafter thereafter thereafter Coupons / dividends 17 Fixed or floating dividend/coupon N/A Fixed Fixed Fixed Fixed Fixed Fixed Fixed 18 Coupon rate and any related index N/A 7.875% to 15/03/2022. Resets on 7.875% to 15/09/2022. Resets on 7.250% to 15/03/2023. Resets on 7.750% to 15/09/2023. Resets on 8% to 15/06/2024. Resets on 5.875% to 15/09/2024. Resets on 7.125% to 15/06/2025. Resets on 15/03/2022 and on every fifth 15/09/2022 and on every fifth 15/03/2023 and on every fifth 15/09/2023 and on every fifth 15/06/2024 and on every fifth 15/09/2024 and on every fifth 15/06/2025 and on every fifth anniversary date thereafter to five anniversary date thereafter to five anniversary date thereafter to five anniversary date thereafter to five anniversary date thereafter to five anniversary date thereafter to five anniversary date thereafter to the year USD LIBOR mid-market swap year Sterling LIBOR Mid-Market year Sterling LIBOR Mid-Market year USD LIBOR mid-market swap year USD Treasury rate plus 5.672% year Sterling LIBOR Mid-Market Reset Reference Bond rate plus rate plus 6.772% swap rate plus 6.099%. Upon the swap rate plus 6.462%. Upon the rate plus 4.842% swap rate plus 4.910%. Upon the 6.579% occurrence of an Index Cessation occurrence of an Index Cessation occurrence of an Index Cessation Event the five year Sterling LIBOR Event the five year Sterling LIBOR Event five year Sterling LIBOR Mid Mid-Market swap rate will be Mid-Market swap rate will be Market swap rate will be amended amended to the annual Sterling Mid amended to the annual Sterling Mid to the annual Sterling Mid-Market Market swap rate with a term of 5 Market swap rate with a term of 5 swap rate with a term of 5 years years where the floating leg pays years where the floating leg pays where the floating leg pays daily daily compounded SONIA annually daily compounded SONIA annually compounded SONIA annually with with an Adjustment Rate applied, with an Adjustment Rate applied, an Adjustment Rate applied, plus plus 6.099% plus 6.462% 4.910% 19 Existence of a dividend stopper No No No No No No No No 20a Fully discretionary, partially discretionary or mandatory (in Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary terms of timing) 20b Fully discretionary, partially discretionary or mandatory (in Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary Fully discretionary terms of amount) 21 Existence of step-up or other incentive to redeem No No No No No No No No 22 Non-cumulative or cumulative Non-cumulative Non-cumulative Non-cumulative Non-cumulative Non-cumulative Non-cumulative Non-cumulative Non-cumulative 23 Convertible or non-convertible Non-convertible Convertible Convertible Convertible Convertible Convertible Convertible Convertible 24 If convertible, conversion trigger(s) N/A Barclays Group CET1 Ratio falls Barclays Group CET1 Ratio falls Barclays Group CET1 Ratio falls Barclays Group CET1 Ratio falls Barclays Group CET1 Ratio falls Barclays Group CET1 Ratio falls Barclays Group CET1 Ratio falls below 7.00% (fully-loaded) below 7.00% (fully-loaded) below 7.00% (fully-loaded) below 7.00% (fully-loaded) below 7.00% (fully-loaded) below 7.00% (fully-loaded) below 7.00% (fully-loaded) 25 If convertible, fully or partially N/A Fully Fully Fully Fully Fully Fully Fully 26 If convertible, conversion rate N/A USD 1.99 per conversion share £1.65 per conversion share £1.65 per conversion share USD 2.14 per conversion share USD 2.17 per conversion share £1.65 per conversion share £1.65 per conversion share 27 If convertible, mandatory or optional conversion N/A Mandatory Mandatory Mandatory Mandatory Mandatory Mandatory Mandatory 28 If convertible, specify instrument type convertible into N/A Common Equity Tier 1 Common Equity Tier 1 Common Equity Tier 1 Common Equity Tier 1 Common Equity Tier 1 Common Equity Tier 1 Common Equity Tier 1 29 If convertible, specify issuer of instrument it converts into N/A Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC Barclays PLC 30 Write-down features No No No No No No No No 31 If write-down, write-down trigger(s) N/A N/A N/A N/A N/A N/A N/A N/A 32 If write-down, full or partial N/A N/A N/A N/A N/A N/A N/A N/A 33 If write-down, permanent or temporary N/A N/A N/A N/A N/A N/A N/A N/A 34 If temporary write-down, description of write-up mechanism N/A N/A N/A N/A N/A N/A N/A N/A 34a Type of subordination Statutory Contractual and Structural Contractual and Structural Contractual and Structural Contractual and Structural Contractual and Structural Contractual and Structural Contractual and Structural 35 Position in subordination hierarchy in liquidation (specify Perpetual Deeply Subordinated Dated Subordinated Debt Dated Subordinated Debt Dated Subordinated Debt Dated Subordinated Debt Dated Subordinated Debt Dated Subordinated Debt Dated Subordinated Debt instrument type immediately senior to instrument in the Contingent Convertible Debt insolvency creditor hierarchy of the legal entity concerned) 36 Non-compliant transitioned features No No No No No No No No 37 If yes, specify non-compliant features N/A N/A N/A N/A N/A N/A N/A N/A |
Capital instruments main features template | ||||
|---|---|---|---|---|---|
Note
a Amount recognised in fully loaded capital, that is calculated without applying the grandfathering of CRR and CRR II non-compliant capital instruments. Applies to values reported in row 8 for all instruments disclosed
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for |
Barclays PLC XS2049810356 |
Barclays PLC US06738EBN40 |
Barclays Bank PLC XS0214398199 |
Barclays Bank PLC US06738C8284 |
Barclays Bank PLC XS0150052388 |
Barclays Bank PLC XS0155141830 / US06738CAG42 |
Barclays Bank PLC XS0248675364 |
Barclays Bank PLC XS0145875513 |
| private placement) 3 Governing law(s) of the instrument |
English | New York, except subordination provisions and waiver of set-off |
English | Prefs - English / ADRs - New York | English | English | English | English |
| provisions which are governed by | ||||||||
| 3a Means by which enforceability requirement of Section 13 of the TLAC Term Sheet is achieved (for other TLAC-eligible |
N/A | English law Contractual |
N/A | N/A | N/A | N/A | N/A | N/A |
| instruments governed by foreign law) 4 Transitional Basel III rules |
Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Tier 2 |
| 5 Post-transitional Basel III rules | Additional Tier 1 | Additional Tier 1 | Ineligible | Ineligible | Tier 2 | Tier 2 | Ineligible | Ineligible |
| 6 Eligible at solo/group/group and solo 7 Instrument type (types to be specified by each jurisdiction) |
Group Perpetual Deeply Subordinated Contingent Convertible Debt |
Group Perpetual Deeply Subordinated Contingent Convertible Debt |
Solo and Group Preference Shares |
Solo and Group Preference Shares |
Solo and Group Perpetual Deeply Subordinated Debt |
Solo and Group Perpetual Deeply Subordinated Debt |
Solo and Group Perpetual Deeply Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | £996m | £1,141m | Nil | Nil | £17m | £204m | Nil | Nil |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument 10 Accounting classification |
£1000m Shareholders' equity |
USD 1500m; £1146m Shareholders' equity |
EUR 319m; £223m Shareholders' equity (Solo)/Non controlling interest in consolidated subsidiary (Group) |
USD 581m; £320m Shareholders' equity (Solo)/Non controlling interest in consolidated subsidiary (Group) |
£13m Liability - amortised cost |
USD 179m; £131m Liability - amortised cost |
£35m Liability - amortised cost |
£34m Liability - amortised cost (Solo)/Non-controlling interest in consolidated subsidiary (Group) |
| 11 Original date of issuance | 25/09/2019 | 12/08/2020 | 15/03/2005 | 08/06/2005 | 04/07/2002 | 25/09/2002 | 31/03/2006 | 19/04/2002 |
| 12 Perpetual or dated | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual |
| 13 Original maturity date | No maturity | No maturity | No maturity | No maturity | No maturity | No maturity | No maturity | No maturity |
| 14 Issuer call subject to prior supervisory approval 15 Optional call date, contingent call dates and redemption amount |
Yes Optional call on 15/12/2025 at 100%; Tax Redemption at 100%; |
Yes Optional call between 15/12/2025 and 15/06/2026 at 100%; Tax |
Yes Optional call on Any Dividend Payment Date at 100% |
Yes Option call on 15/12/2034 at 100% |
Yes Optional call on 15/06/2032 at 100%; Can be exchanged, varied or |
Yes Optional call on 15/06/2032 at 100%; Can be exchanged, varied or |
Yes Optional call on 15/12/2036 at 100%; Tax Redemption at 100%; |
Yes Optional call on 19/04/2027 at 100%; Tax Redemption at 100% |
| Regulatory Event Redemption at 100% |
Redemption at 100%; Regulatory Event Redemption at 100% |
redeemed at 100% for Tax or Regulatory reasons |
redeemed for Tax or Regulatory reasons |
Regulatory Event Redemption at 100% |
||||
| 16 Subsequent call dates, if applicable | Optional call on 15/12/2030 and each fifth anniversary date thereafter |
Optional call on 15/06/2031 and each fifth anniversary date thereafter |
N/A | Any Dividend Payment Date | Any Interest Payment Date | Any Interest Payment Date | Any Interest Payment Date | Every 5 years thereafter |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon 18 Coupon rate and any related index |
Fixed 6.375% to 15/12/2025. Resets on 15/12/2025 and on every fifth anniversary date thereafter to the Reset Reference Bond rate plus 6.016% |
Fixed 6.125% to 15/06/2026. Resets on 15/06/2026 and on every fifth anniversary date thereafter to Reset Reference Bond rate plus 5.867% |
Fixed to floating | Fixed to floating Three month EURIBOR plus 0.71% 6.278% to 15/12/2034, thereafter three month USD LIBOR plus 1.55% |
Fixed to floating 6% to 15/06/2032, thereafter six month Sterling LIBOR plus 0.89% |
Fixed to floating 6.86% to 15/06/2032, thereafter six month USD LIBOR plus 1.73% |
Fixed to floating 5.3304% to 15/12/2036, thereafter three month Sterling LIBOR plus 1.985%. Upon the occurrence of an Index Cessation Event the LIBOR rate will be amended to a daily |
Fixed 6.125% to 19/04/2027, thereafter reset every five years by reference to the gross redemption yield of a benchmark gilt plus 2.07% |
| compounded SONIA rate with an Adjustment Rate applied, plus 1.985% |
||||||||
| 19 Existence of a dividend stopper | No | No | Yes | Yes | Yes | Yes | Yes | No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Partially discretionary | Partially discretionary | Fully discretionary | Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Mandatory | Mandatory | Mandatory | Mandatory |
| 21 Existence of step-up or other incentive to redeem 22 Non-cumulative or cumulative |
No Non-cumulative |
No Non-cumulative |
No Non-cumulative |
No Non-cumulative |
No ACSM |
No ACSM |
Yes ACSM |
Yes Non-cumulative |
| 23 Convertible or non-convertible | Convertible | Convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | Barclays Group CET1 Ratio falls below 7.00% (fully-loaded) |
Barclays Group CET1 Ratio falls below 7.00% (fully-loaded) |
N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially 26 If convertible, conversion rate |
Fully £1.65 per conversion share |
Fully USD 2.16 per conversion share |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
| 27 If convertible, mandatory or optional conversion | Mandatory | Mandatory | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | Common Equity Tier 1 | Common Equity Tier 1 | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | Barclays PLC | Barclays PLC | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features 31 If write-down, write-down trigger(s) |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Contractual and Structural | Contractual and Structural | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument in the insolvency creditor hierarchy of the legal entity concerned) |
Dated Subordinated Debt | Dated Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Junior Subordinated Debt |
| 36 Non-compliant transitioned features | No | No | Yes | Yes | Yes | Yes | Yes | Yes |
| 37 If yes, specify non-compliant features | N/A | N/A | No CET1 Ratio trigger event. No express waiver of set-off. Grandfathered as Tier 2 between January 2022 and June 2025 |
No CET1 Ratio trigger event. No express waiver of set-off. Grandfathered as Tier 2 between January 2022 and June 2025 |
No CET1 Ratio trigger event | No CET1 Ratio trigger event | No CET1 Ratio trigger event. Instrument contains an incentive to redeem |
Instrument contains an incentive to redeem |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | GB0000784164 | XS0015014615 | XS0071252919 | XS0046132014 / GB0000870369 | JPY 8bn 5.03% RDCUSL | JPY 12bn 5.00% RDCUSL | GB0000779529 | GB0000777705 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | English | English | English | English | English | English | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Ineligible | Ineligible | Ineligible | Ineligible | Ineligible | Ineligible | Ineligible | Ineligible |
| 6 Eligible at solo/group/group and solo 7 Instrument type (types to be specified by each jurisdiction) |
Solo and Group Junior Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
Solo and Group Perpetual Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument | USD 38m; £28m | £21m | £75m | £40m | JPY 8000m; £57m | JPY 12000m; £85m | USD 121m; £89m | USD 254m; £186m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| (Solo)/Non-controlling interest in | (Solo)/Non-controlling interest in | (Solo)/Non-controlling interest in | (Solo)/Non-controlling interest in | (Solo)/Non-controlling interest in | (Solo)/Non-controlling interest in | (Solo)/Non-controlling interest in | ||
| consolidated subsidiary (Group) | consolidated subsidiary (Group) | consolidated subsidiary (Group) | consolidated subsidiary (Group) | consolidated subsidiary (Group) | consolidated subsidiary (Group) | consolidated subsidiary (Group) | ||
| 11 Original date of issuance | 01/11/1984 | 16/10/1989 | 27/11/1996 | 11/10/1993 | 27/02/1998 | 29/05/1998 | 02/07/1985 | 14/02/1986 |
| 12 Perpetual or dated 13 Original maturity date |
Perpetual No maturity |
Perpetual No maturity |
Perpetual No maturity |
Perpetual No maturity |
Perpetual No maturity |
Perpetual No maturity |
Perpetual No maturity |
Perpetual No maturity |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on Any Interest | Optional call on Any Interest | Optional call on 27/11/2021 at | Optional call on or before | Optional call on 28/04/2028 at | Optional call on 30/10/2028 at | Optional call on Any Interest | Optional call on Any Interest |
| amount | Payment Date at 100%; Tax | Payment Date at 100%; Tax | 100%; Tax Redemption at 100% | 10/10/2023 at the higher of | 100%; Tax Redemption at 100% | 100%; Tax Redemption at 100% | Payment Date at 100%; Tax | Payment Date at 100%; Tax |
| Redemption at 100% | Redemption at 100% | principal or Adjusted Price; | Redemption at 100% | Redemption at 100% | ||||
| Optional call after 10/10/2023 at | ||||||||
| 100%; Tax Redemption at 100% | ||||||||
| 16 Subsequent call dates, if applicable | N/A | N/A | Every 5 years thereafter | N/A | Every 5 years thereafter | Every 5 years thereafter | N/A | N/A |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Floating | Floating | Fixed | Fixed | Fixed to floating | Fixed to floating | Floating | Floating |
| 18 Coupon rate and any related index | Six month USD LIBOR plus 0.25% Three month Sterling LIBOR plus | 9.25% to 27/11/2021, thereafter | 9.000% | 5.03% to 28/04/2028 on US dollars | 5.00% to 30/10/2028 on US dollars | Six month USD LIBOR plus 0.25% Six month USD LIBOR plus 0.25% | ||
| 1% | reset every five years by reference | 62,992,000. Thereafter six month | 90,293,454. Thereafter six month | |||||
| to the gross redemption yield of a | JPY LIBOR plus 1.32% on JPY 8 | JPY LIBOR plus 1.32% on JPY 12 | ||||||
| benchmark gilt plus 2.25% | billion | billion | ||||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Partially discretionary | Partially discretionary |
| terms of timing) | ||||||||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | Yes | Yes | No | Yes | Yes | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion 28 If convertible, specify instrument type convertible into |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify | Dated Subordinated Debt and | Junior Subordinated Debt | Junior Subordinated Debt | Junior Subordinated Debt | Junior Subordinated Debt | Junior Subordinated Debt | Junior Subordinated Debt | Junior Subordinated Debt |
| instrument type immediately senior to instrument in the | Dated Subordinated Contingent | |||||||
| insolvency creditor hierarchy of the legal entity concerned) | Capital Debt | |||||||
| 36 Non-compliant transitioned features | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 37 If yes, specify non-compliant features | No express waiver of set-off. | Instrument had an incentive to | Instrument contains an incentive to | No express waiver of set-off. | Instrument contains an incentive to | Instrument contains an incentive to | No express waiver of set-off. | No express waiver of set-off. |
| Grandfathered as Tier 2 between | redeem in the past | redeem | Grandfathered as Tier 2 between | redeem | redeem | Grandfathered as Tier 2 between | Grandfathered as Tier 2 between | |
| January 2022 and June 2025 | January 2022 and June 2025 | January 2022 and June 2025 | January 2022 and June 2025 | |||||
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | XS1678970291 | US06738EAC93 | XS1722863054 | XS2176795677 | US06738EAP07 | US06738EAW57 | US06738EBK01 | US06738EBP97 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | English | New York except subordination and | English | English | New York except subordination and | New York except subordination and | New York except subordination and | New York except subordination and |
| waiver of set-off provisions which | waiver of set-off provisions which | waiver of set-off provisions which | waiver of set-off provisions which | waiver of set-off provisions which | ||||
| are English law | are English law | are English law | are English law | are English law | ||||
| 3a Means by which enforceability requirement of Section 13 of the | N/A | Contractual | N/A | N/A | Contractual | Contractual | Contractual | Contractual |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | £1,363m | £729m | £119m | £501m | £1,591m | £1,615m | £1,208m | £711m |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument | EUR 1500m; £1348m | USD 1250m; £915m | SGD 200m; £111m | £500m | USD 2050m; £1501m | USD 2000m; £1465m | USD 1500m; £1098m | USD 1000m; £732m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 07/09/2017 | 11/09/2014 | 23/11/2017 | 22/05/2020 | 12/05/2016 | 09/05/2017 | 20/06/2019 | 23/09/2020 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 07/02/2028 | 11/09/2024 | 23/05/2030 | 22/11/2030 | 12/05/2026 | 09/05/2028 | 20/06/2030 | 23/09/2035 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on 07/02/2023 at | Tax Redemption at 100%; | Optional call on 23/05/2025 at | Optional call on 22/11/2025 at | Tax Redemption at 100%; | Optional call on 07/05/2027 at | Optional call on 20/06/2029 at | Optional call on 23/09/2030 at |
| amount | 100%; Tax Redemption at 100%; | Regulatory Event Redemption at | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; | Regulatory Event Redemption at | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; |
| Regulatory Event Redemption at | 100% | Regulatory Event Redemption at | Regulatory Event Redemption at | 100% | Regulatory Event Redemption at | Regulatory Event Redemption at | Regulatory Event Redemption at | |
| 100% | 100% | 100% | 100% | 100% | 100% | |||
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed to floating | Fixed |
| 18 Coupon rate and any related index | 2.0% to 07/02/2023. Thereafter | 4.375% | 3.750% to 23/05/2025. Thereafter | 3.750% to 22/11/2025. Thereafter | 5.200% | 4.836% | 5.088% to 20/06/2029. Thereafter | 3.564% to 23/08/2030. Thereafter |
| five year EURIBOR mid-swap rate | five year SGD SOR mid-swap rate | five year Gilt rate plus 3.75% | three month USD LIBOR plus | Reset Reference Bond rate plus | ||||
| plus 1.90% | plus 1.589% | 3.054% | 2.9% | |||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | ||||||||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Contractual and Structural | Contractual and Structural | Contractual and Structural | Contractual and Structural | Contractual and Structural | Contractual and Structural | Contractual and Structural | Contractual and Structural |
| 35 Position in subordination hierarchy in liquidation (specify | Unsecured and Unsubordinated | Unsecured and Unsubordinated | Unsecured and Unsubordinated | Unsecured and Unsubordinated | Unsecured and Unsubordinated | Unsecured and Unsubordinated | Unsecured and Unsubordinated | Unsecured and Unsubordinated |
| instrument type immediately senior to instrument in the | Debt | Debt | Debt | Debt | Debt | Debt | Debt | Debt |
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | XS0525912449 | XS0068009637 | XS0126504421 | XS0429325748 | XS0432830734 / US06739FFU03 | XS0144176996 | XS0611398008 | US06740L8C27 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | English | English | English | English | English | English | English | New York except subordination |
| provisions which are English law | ||||||||
| (no contractual acknowledgement | ||||||||
| of UK bail-in) | ||||||||
| 3a Means by which enforceability requirement of Section 13 of the | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Ineligible |
| 6 Eligible at solo/group/group and solo | Solo and Group | Solo and Group | Solo and Group | Solo and Group | Solo and Group | Solo and Group | Solo and Group | Solo and Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Contingent |
| Capital Debt | ||||||||
| 8 Amount recognised in regulatory capital (Currency in million, as | £10m | £26m | £4m | £153m | £98m | £10m | £233m | Nil |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument | EUR 1500m; £1348m | £200m | EUR 100m; £90m | £1961m | USD 1521m; £1114m | EUR 50m; £45m | EUR 1000m; £898m | USD 1500m; £1098m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 14/07/2010 | 07/08/1996 | 22/03/2001 | 21/05/2009 | 12/06/2009 | 01/03/2002 | 30/03/2011 | 21/11/2012 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 14/01/2021 | 07/08/2021 | 22/03/2021 | 21/05/2021 | 12/06/2021 | 01/03/2022 | 30/03/2022 | 21/11/2022 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100%; |
| amount | Regulatory Event Redemption at | |||||||
| 100% | ||||||||
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | ||||||||
| Fixed | Fixed | Floating | Fixed | Fixed | Floating | Fixed | Fixed | |
| 17 Fixed or floating dividend/coupon | ||||||||
| 18 Coupon rate and any related index | 6.000% | 9.500% | Three month EURIBOR plus 0.47% | 10.000% | 10.179% | Six month EURIBOR plus 0.40% | 6.625% | 7.625% |
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | ||||||||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | Yes |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | Barclays PLC transitional CET1 ratio |
| falls below 7% | ||||||||
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | Full |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | Permanent |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential |
| instrument type immediately senior to instrument in the | debt | debt | debt | debt | debt | debt | debt | debt |
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | Yes |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | No contractual acknowledgement |
| of UK bail-in. Grandfathered as Tier | ||||||||
| 2 to original maturity date | ||||||||
| Capital instruments main features template | |||||
|---|---|---|---|---|---|
| 1 Issuer | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | XS0183122398 | XS0134886067 | JPY 15bn 5.40% RDCSL 2027 | XS0102307724 | XS0122679243 |
| private placement) | |||||
| 3 Governing law(s) of the instrument | English | English | English | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | N/A | N/A | N/A | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | |||||
| instruments governed by foreign law) | |||||
| 4 Transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 6 Eligible at solo/group/group and solo | Solo and Group | Solo and Group | Solo and Group | Solo and Group | Solo and Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
£27m | £347m | £106m | £63m | £61m |
| 9 Par value of instrument | EUR 50m; £45m | £274m | JPY 15000m; £107m | £50m | EUR 68m; £61m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 23/12/2003 | 14/09/2001 | 29/08/1997 | 23/09/1999 | 05/01/2001 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 27/12/2023 | 14/09/2026 | 31/08/2027 | 23/09/2032 | 28/12/2040 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% |
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | |||||
| 17 Fixed or floating dividend/coupon | Floating | Fixed | Fixed | Fixed | Floating |
| 18 Coupon rate and any related index | Three month EURIBOR plus 0.35% | 5.750% | 5.40% on US dollars | 6.330% | Three month EURIBOR plus 0.39% |
| 130,867,222.22 | |||||
| 19 Existence of a dividend stopper | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | |||||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | |||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential |
| instrument type immediately senior to instrument in the | debt | debt | debt | debt | debt |
| insolvency creditor hierarchy of the legal entity concerned) | |||||
| 36 Non-compliant transitioned features | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | US06738EAS46 | US06738EAT29 | US06738EBE41 | US06738EBF16 | XS1116480697 | XS1695301900 | XS1716820029 | XS1973692301 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | New York | New York | New York | New York | English | English | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | Contractual | Contractual | Contractual | Contractual | N/A | N/A | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument | USD 1500m; £1098m | USD 750m; £549m | USD 2500m; £1831m | USD 750m; £549m | EUR 1000m; £898m | £1000m | EUR 500m; £449m | JPY 20000m; £142m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 10/01/2017 | 10/01/2017 | 15/11/2018 | 15/11/2018 | 01/10/2014 | 06/10/2017 | 14/11/2017 | 29/03/2019 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 10/01/2023 | 10/01/2023 | 15/02/2023 | 15/02/2023 | 01/04/2022 | 06/10/2023 | 14/11/2023 | 28/03/2024 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on 10/01/2022 at | Optional call on 10/01/2022 at | Optional call on 15/02/2022 at | Optional call on 15/02/2022 at | Tax Redemption at 100% | Optional call on 06/10/2022 at | Optional call on 14/11/2022 at | Optional call on 28/03/2023 at |
| amount | 100%; Make-Whole clause; Tax | 100%; Tax Redemption at 100% | 100%; Make-Whole clause; Tax | 100%, Tax Redemption at 100%; | 100%; Make-Whole clause; Tax | 100%; Make-Whole clause; Tax | 100%; Tax Redemption at 100%; | |
| Redemption at 100% | Redemption at 100%; Loss | Loss Absorption Disqualification | Redemption at 100%; Loss | Redemption at 100%; Loss | Loss Absorption Disqualification | |||
| Absorption Disqualification | Redemption at 100% | Absorption Disqualification | Absorption Disqualification | Redemption at 100% | ||||
| Redemption at 100% | Redemption at 100% | Redemption at 100% | ||||||
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Fixed | Floating | Fixed to Floating | Floating | Fixed | Fixed | Fixed | Fixed to Floating |
| 18 Coupon rate and any related index | 3.684% | Three month USD LIBOR plus | 4.61% to 15/02/2022. Resets on | Three month USD LIBOR plus | 1.5% | 2.375% to 06/10/2022. Resets on | 0.625% to 14/11/2022. Resets on | 1.353% to 28/03/2023. Resets on |
| 1.625% | 15/02/2022 to three month USD | 1.43% | 06/10/2022 to six month sterling | 14/11/2022 to one year EURIBOR | 28/03/2023 to three month JPY | |||
| LIBOR plus 1.40% | LIBOR mid-market swap rate plus | mid-swap rate plus 0.5% | LIBOR plus 1.35% | |||||
| 1.32%. Upon the occurrence of an | ||||||||
| Index Cessation Event the six | ||||||||
| month sterling LIBOR mid-market | ||||||||
| swap rate will be amended to the | ||||||||
| annual sterling mid-market swap | ||||||||
| rate with a term of one year where | ||||||||
| the floating leg pays daily | ||||||||
| compounded SONIA annually with | ||||||||
| an Adjustment Rate applied, plus | ||||||||
| 1.32% | ||||||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | ||||||||
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| instrument type immediately senior to instrument in the | ||||||||
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | US06738EBC84 | US06738EBB02 | AU3CB0253771 | AU3FN0043188 | XS1435048753 | CH0426621683 | XS1873982745 | XS1879617188 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | New York | New York | New South Wales | New South Wales | English | English | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | Contractual | Contractual | Contractual | Contractual | N/A | N/A | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 9 Par value of instrument | USD 1500m; £1098m | USD 1250m; £915m | AUD 200m; £113m | AUD 225m; £127m | EUR 44m; £39m | CHF 175m; £145m | EUR 750m; £674m | SEK 500m; £45m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 16/05/2018 | 16/05/2018 | 15/06/2018 | 15/06/2018 | 20/06/2016 | 12/07/2018 | 03/09/2018 | 14/09/2018 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 16/05/2024 | 16/05/2024 | 15/06/2023 | 15/06/2023 | 07/07/2023 | 12/07/2023 | 03/09/2023 | 14/09/2023 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on 16/05/2023 at | Optional call on 16/05/2023 at | Tax Redemption at 100%; Loss | Tax Redemption at 100%; Loss | Tax Redemption at 100% | Tax Redemption at 100%; Loss | Make-Whole clause; Tax | Tax Redemption at 100%; Loss |
| amount | 100%; Tax Redemption at 100%; | 100%; Make-Whole clause; Tax | Absorption Disqualification | Absorption Disqualification | Absorption Disqualification | Redemption at 100%; Loss | Absorption Disqualification | |
| Loss Absorption Disqualification | Redemption at 100%; Loss | Redemption at 100% | Redemption at 100% | Redemption at 100% | Absorption Disqualification | Redemption at 100% | ||
| Redemption at 100% | Absorption Disqualification | Redemption at 100% | ||||||
| Redemption at 100% | ||||||||
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Floating | Fixed to Floating | Fixed | Floating | Floating | Fixed | Fixed | Floating |
| 18 Coupon rate and any related index | Three month USD LIBOR plus | 4.338% to 16/05/2023. Resets on | 4.327% | Three month BBSW plus 1.80% | Six month EURIBOR plus 1.53% | 1.125% | 1.5% | Three month STIB plus 1.50% |
| 1.38% | 16/05/2023 to three month USD | |||||||
| LIBOR plus 1.356% | ||||||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| instrument type immediately senior to instrument in the | ||||||||
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | JP582603AJ96 | XS1908376376 | US06738EBQ70 | XS1531174388 | XS1550975079 | XS2150054026 | US06738EBH71 | XS2082324364 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | Japanese | English | New York | English | English | English | New York | English |
| 3a Means by which enforceability requirement of Section 13 of the | Contractual | N/A | Contractual | N/A | N/A | N/A | Contractual | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 9 Par value of instrument | JPY 130500m; £927m | NOK 750m; £65m | USD 1500m; £1098m | EUR 1000m; £898m | £1200m | EUR 2000m; £1797m | USD 2000m; £1465m | EUR 750m; £674m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 25/09/2018 | 13/11/2018 | 10/12/2020 | 08/12/2016 | 17/01/2017 | 02/04/2020 | 07/05/2019 | 09/12/2019 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 25/09/2024 | 13/11/2023 | 10/12/2024 | 08/12/2023 | 17/01/2024 | 02/04/2025 | 07/05/2025 | 09/06/2025 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on 25/09/2023 at | Tax Redemption at 100%; Loss | Optional call on 10/12/2023 at | Tax Redemption at 100% | Make-Whole clause; Tax | Optional call on 02/04/2024 at | Optional call on 07/05/2024 at | Optional call on 09/06/2024 at |
| amount | 100%; Tax Redemption 100%; Loss | Absorption Disqualification | 100%; Tax Redemption at 100%; | Redemption at 100% | 100%; Tax Redemption at 100%; | 100%; Make-Whole clause; Tax | 100%; Make-Whole clause; Tax | |
| Absorption Disqualification | Redemption at 100% | Make-Whole clause; Loss | Make-Whole clause; Loss | Redemption at 100%; Loss | Redemption at 100%; Loss | |||
| Redemption at 100% | Absorption Disqualification | Absorption Disqualification | Absorption Disqualification | Absorption Disqualification | ||||
| Redemption at 100% | Redemption at 100% | Redemption at 100% | Redemption call at 100% | |||||
| 16 Subsequent call dates, if applicable Coupons / dividends |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 17 Fixed or floating dividend/coupon | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed to Floating | Fixed |
| 18 Coupon rate and any related index | 1.232% | 3.36% | 1.007% to 10/12/2023. Resets on | 1.875% | 3.125% | 3.375% to 02/04/2024. Resets on | 3.932% to 07/05/2024. Resets on | 0.75% to 09/06/2024. Resets on |
| 10/12/2023 to one year US | 02/04/2024 to one year EURIBOR | 07/05/2024 to three month USD | 09/06/2024 to one year EURIBOR | |||||
| Treasury rate plus 0.8% | mid-swap rate plus 3.70% | LIBOR plus 1.61% | mid-swap rate plus 1.05% | |||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) 20b Fully discretionary, partially discretionary or mandatory (in |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into 29 If convertible, specify issuer of instrument it converts into |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
N/A N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument in the |
Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
AU3FN0048773 | AU3CB0264513 | XS1757394322 | US06738EAE59 | XS2251641267 | US06738EAN58 | XS2134381743 | US06738EBL83 |
| 3 Governing law(s) of the instrument | New South Wales | New South Wales | English | New York | English | New York | English | New York |
| 3a Means by which enforceability requirement of Section 13 of the | Contractual | Contractual | N/A | Contractual | N/A | Contractual | N/A | Contractual |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument | AUD 200m; £113m | AUD 300m; £170m | EUR 1000m; £898m | USD 2000m; £1465m | £400m | USD 2500m; £1831m | USD 300m; £220m | USD 1750m; £1282m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability – fair value option | Liability - amortised cost |
| 11 Original date of issuance | 26/06/2019 | 26/06/2019 | 24/01/2018 | 16/03/2015 | 03/11/2020 | 12/01/2016 | 26/03/2020 | 07/05/2020 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 26/06/2024 | 26/06/2024 | 24/01/2026 | 16/03/2025 | 03/11/2026 | 12/01/2026 | 26/03/2050 | 07/05/2026 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Tax Redemption at 100%; Loss | Tax Redemption at 100%; Loss | Optional call on 24/01/2025 at | Tax Redemption at 100% | Optional call on 03/11/2025 at | Tax Redemption at 100% | Optional call on 26/03/2025 at an | Optional call on 07/05/2025 at |
| amount | Absorption Disqualification | Absorption Disqualification | 100%; Make-Whole clause; Tax | 100%; Tax Redemption at 100%; | accrual yield of 3.3% compounding | 100%; Make-Whole clause; Tax | ||
| Redemption at 100% | Redemption at 100% | Redemption at 100%; Loss | Make-Whole clause; Loss | to the Optional Call Date; Tax | Redemption at 100%; Loss | |||
| Absorption Disqualification | Absorption Disqualification | Redemption at Zero Coupon Early | Absorption Disqualification | |||||
| Redemption call at 100% | Redemption at 100% | Redemption Amount; Loss | Redemption at 100% | |||||
| Absorption Disqualification | ||||||||
| Redemption at Zero Coupon Early | ||||||||
| Redemption Amount | ||||||||
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | Optional call on 26/03/2026 and | N/A |
| every year thereafter at an accrual | ||||||||
| yield of 3.3%, compounding to the | ||||||||
| Optional Call Date | ||||||||
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Floating | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed to Floating |
| 18 Coupon rate and any related index | Three month BBSW plus 2.15% | 3.25% | 1.375% to 24/01/2025. Resets on | 3.65% | 1.7% to 03/11/2025. Resets on | 4.375% | 0.000% | 2.852% to 07/05/2024. Resets on |
| 24/01/2025 to one year EURIBOR | 03/11/2025 to Sterling Reference | 07/05/2024 to three month USD | ||||||
| mid-swap rate plus 0.78% | Bond Rate plus 1.75% | LIBOR plus 2.452% | ||||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | ||||||||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| instrument type immediately senior to instrument in the | ||||||||
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features 37 If yes, specify non-compliant features |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | XS1992115524 | US06738EAU91 | XS1472663670 | JP582603BJ95 | US06738EBD67 | AU3CB0253789 | XS1479485069 | XS1877955168 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | English | New York | English | Japanese | New York | New South Wales | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | N/A | Contractual | N/A | Contractual | Contractual | Contractual | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 9 Par value of instrument | £600m | USD 1250m; £915m | £1250m | JPY 17100m; £122m | USD 1750m; £1282m | AUD 175m; £99m | AUD 30m; £17m | NOK 220m; £19m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 08/05/2019 | 10/01/2017 | 12/08/2016 | 25/09/2018 | 16/05/2018 | 15/06/2018 | 22/08/2016 | 11/09/2018 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 08/05/2026 | 10/01/2028 | 12/02/2027 | 25/09/2028 | 16/05/2029 | 15/06/2028 | 22/08/2028 | 11/09/2028 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Make-Whole clause; Tax | Optional call on 8/01/2027 at | Tax Redemption at 100% | Optional call on 25/09/2027 at | Optional call on 16/05/2028 at | Tax Redemption at 100%; Loss | Tax Redemption at 100% | Tax Redemption at 100%; Loss |
| amount | Redemption at 100%; Loss | 100%; Make-Whole clause; Tax | 100%; Tax Redemption at 100%; | 100%; Make-Whole clause; Tax | Absorption Disqualification | Absorption Disqualification | ||
| Absorption Disqualification | Redemption at 100% | Loss Absorption Disqualification | Redemption at 100%; Loss | Redemption at 100% | Redemption at 100% | |||
| Redemption at 100% | Redemption at 100% | Absorption Disqualification | ||||||
| Redemption at 100% | ||||||||
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Fixed | Fixed | Fixed | Fixed | Fixed to Floating | Fixed | Fixed | Fixed |
| 18 Coupon rate and any related index | 3% | 4.337% | 3.25% | 1.635% | 4.972% to 16/05/2028. Resets on | 5.244% | 5.02% | 3.773% |
| 16/05/2028 to three month USD | ||||||||
| LIBOR plus 1.902% | ||||||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| instrument type immediately senior to instrument in the | ||||||||
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | AU3CB0264521 | XS1474201024 | US06738EBM66 | XS1349043130 | XS1478899096 | XS1748699011 | XS2014463926 | XS1397877652 |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | New South Wales | English | New York | English | English | New York | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | Contractual | N/A | Contractual | N/A | N/A | Contractual | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 9 Par value of instrument | AUD 300m; £170m | EUR 115m; £103m | USD 1000m; £732m | AUD 130m; £74m | AUD 15m; £8m | £1250m | AUD 140m; £79m | USD 190m; £139m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 26/06/2019 | 15/08/2016 | 24/06/2020 | 24/03/2016 | 19/08/2016 | 17/01/2018 | 21/06/2019 | 22/04/2016 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 26/06/2029 | 15/08/2029 | 24/06/2031 | 24/03/2031 | 19/08/2031 | 17/01/2033 | 21/06/2034 | 22/04/2036 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax Redemption at 100%; Loss Absorption Disqualification Redemption at 100% |
Tax Redemption at 100% | Optional call on 24/06/2030 at 100%; Make-Whole clause; Tax Redemption at 100%; Loss Absorption Disqualification Redemption at 100% |
Tax Redemption at 100% | Tax Redemption at 100% | Make-whole clause; Tax Redemption at 100%; Loss Absorption Disqualification Redemption at 100% |
Tax Redemption at 100%; Loss Absorption Disqualification Redemption at 100% |
Tax Redemption at 100% |
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed |
| 18 Coupon rate and any related index | 4% | 2.291% | 2.645% to 24/06/2030. Resets on 24/06/2030 to one year US Treasury rate plus 1.9% |
6.1% | 5.16% | 3.25% | 4.300% | 5% |
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument in the insolvency creditor hierarchy of the legal entity concerned) |
Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||
|---|---|---|---|---|
| 1 Issuer | Barclays PLC | Barclays PLC | Barclays PLC | Barclays PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement) |
XS1414837572 | XS1441633549 | US06738EAJ47 | US06738EAV74 |
| 3 Governing law(s) of the instrument | English | English | New York | New York |
| 3a Means by which enforceability requirement of Section 13 of the | N/A | N/A | Contractual | Contractual |
| TLAC Term Sheet is achieved (for other TLAC-eligible instruments governed by foreign law) |
||||
| 4 Transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 5 Post-transitional Basel III rules | Eligible liabilities | Eligible liabilities | Eligible liabilities | Eligible liabilities |
| 6 Eligible at solo/group/group and solo | Group | Group | Group | Group |
| 7 Instrument type (types to be specified by each jurisdiction) | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt | Senior unsecured debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | N/A | N/A | N/A | N/A |
| of most recent reporting date) | ||||
| 9 Par value of instrument | USD 100m; £73m | USD 100m; £73m | USD 1500m; £1098m | USD 1500m; £1098m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 24/05/2016 | 08/07/2016 | 17/08/2015 | 10/01/2017 |
| 12 Perpetual or dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | 24/05/2041 | 08/07/2041 | 17/08/2045 | 10/01/2047 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption amount |
Tax Redemption at 100% | Tax Redemption at 100% | Tax Redemption at 100% | Make-Whole clause; Tax Redemption at 100% |
| 16 Subsequent call dates, if applicable Coupons / dividends |
N/A | N/A | N/A | N/A |
| 17 Fixed or floating dividend/coupon | Fixed | Fixed | Fixed | Fixed |
| 18 Coupon rate and any related index | 5% | 5.1% | 5.25% | 4.95% |
| 19 Existence of a dividend stopper | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | ||||
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Mandatory | Mandatory | Mandatory | Mandatory |
| 21 Existence of step-up or other incentive to redeem | No | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Structural | Structural | Structural | Structural |
| 35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument in the insolvency creditor hierarchy of the legal entity concerned) |
Preferred Liabilities | Preferred Liabilities | Preferred Liabilities | Preferred Liabilities |
| 36 Non-compliant transitioned features | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for |
Barclays Bank PLC G5GSEF7VJP5I7OUK5573 |
Barclays Bank PLC N/A |
Barclays Bank PLC N/A |
Barclays Bank PLC N/A |
Barclays Bank PLC N/A |
Barclays Bank PLC N/A |
Barclays Bank PLC N/A |
Barclays Bank PLC N/A |
| private placement) 3 Governing law(s) of the instrument 3a Means by which enforceability requirement of Section 13 of the TLAC Term Sheet is achieved (for other TLAC-eligible |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
| instruments governed by foreign law) 4 Transitional Basel III rules 5 Post-transitional Basel III rules |
Common Equity Tier 1 Common Equity Tier 1 |
Additional Tier 1 Additional Tier 1 |
Additional Tier 1 Additional Tier 1 |
Additional Tier 1 Additional Tier 1 |
Additional Tier 1 Additional Tier 1 |
Additional Tier 1 Additional Tier 1 |
Additional Tier 1 Additional Tier 1 |
Additional Tier 1 Additional Tier 1 |
| 6 Eligible at solo/group/group and solo 7 Instrument type (types to be specified by each jurisdiction) |
Solo Ordinary Share Capital |
Solo Perpetual Deeply Subordinated |
Solo Perpetual Deeply Subordinated |
Solo Perpetual Deeply Subordinated |
Solo Perpetual Deeply Subordinated |
Solo Perpetual Deeply Subordinated |
Solo Perpetual Deeply Subordinated |
Solo Perpetual Deeply Subordinated |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
£2,343m | Contingent Convertible Debt £1,136m |
Contingent Convertible Debt £1,000m |
Contingent Convertible Debt £500m |
Contingent Convertible Debt £1,925m |
Contingent Convertible Debt £1,509m |
Contingent Convertible Debt £623m |
Contingent Convertible Debt £299m |
| 9 Par value of instrument | £1.00 per ordinary share | USD 1500m; £1136m | £1000m | £500m | USD 2500m; £1932m | USD 2000m; £1515m | £625m | £300m |
| 10 Accounting classification | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity |
| 11 Original date of issuance | 05/11/1971 | 31/08/2016 | 11/08/2015 | 07/03/2017 | 14/08/2018 | 27/03/2019 | 10/08/2017 | 13/06/2019 |
| 12 Perpetual or dated | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual |
| No maturity | No maturity | No maturity | No maturity | No maturity | No maturity | No maturity | No maturity | |
| 13 Original maturity date | ||||||||
| 14 Issuer call subject to prior supervisory approval | N/A | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption amount |
N/A | Optional call on 15/03/2022 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
Optional call on 15/09/2022 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
Optional call on 15/03/2023 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
Optional call on 15/09/2023 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
Optional call on 15/06/2024 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
Optional call on 15/09/2024 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
Optional call on 15/06/2025 at 100%; Tax Redemption at 100%; Regulatory Event Redemption at 100% |
| 16 Subsequent call dates, if applicable | N/A | Optional call on 15/03/2027 and each fifth anniversary date thereafter |
Optional call on 15/09/2027 and each fifth anniversary date thereafter |
Optional call on 15/03/2028 and each fifth anniversary date thereafter |
Optional call on 15/09/2028 and each fifth anniversary date thereafter |
Optional call on 15/06/2029 and each fifth anniversary date thereafter |
Optional call on 15/09/2029 and each fifth anniversary date thereafter |
Optional call on 15/06/2030 and each fifth anniversary date thereafter |
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon 18 Coupon rate and any related index |
N/A N/A |
Fixed 7.875% to 15/03/2022. Resets on 15/03/2022 and on every fifth |
Fixed 7.875% to 15/09/2022. Resets on 15/09/2022 and on every fifth |
Fixed 7.250% to 15/03/2023. Resets on 15/03/2023 and on every fifth |
Fixed 7.750% to 15/09/2023. Resets on 15/09/2023 and on every fifth |
Fixed 8% to 15/06/2024. Resets on 15/06/2024 and on every fifth |
Fixed 5.875% to 15/09/2024. Resets on 15/09/2024 and on every fifth |
Fixed 7.125% to 15/06/2025. Resets on 15/06/2025 and on every fifth |
| anniversary date thereafter to five year USD LIBOR mid-market swap rate plus 6.772% |
anniversary date thereafter to five year sterling LIBOR mid-market swap rate plus 6.099%. Upon the occurrence of an Index Cessation Event the five year sterling LIBOR mid-market swap rate will be amended to the annual sterling mid market swap rate with a term of 5 years where the floating leg pays daily compounded SONIA annually with an Adjustment Rate applied, plus 6.099% |
anniversary date thereafter to five year sterling LIBOR mid-market swap rate plus 6.462%. Upon the occurrence of an Index Cessation Event the five year sterling LIBOR mid-market swap rate will be amended to the annual sterling mid market swap rate with a term of 5 years where the floating leg pays daily compounded SONIA annually with an Adjustment Rate applied, plus 6.462% |
anniversary date thereafter to five year USD LIBOR mid-market swap rate plus 4.842% |
anniversary date thereafter to five year USD Treasury rate plus 5.672% |
anniversary date thereafter to five year sterling LIBOR mid-market swap rate plus 4.910%. Upon the occurrence of an Index Cessation Event five year sterling LIBOR mid market swap rate will be amended to the annual sterling mid-market swap rate with a term of 5 years where the floating leg pays daily compounded SONIA annually with an Adjustment Rate applied, plus 4.910% |
anniversary date thereafter to Reset Reference Bond rate plus 6.579% |
||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in terms of timing) |
Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary |
| 20b Fully discretionary, partially discretionary or mandatory (in terms of amount) |
Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary |
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative |
| 23 Convertible or non-convertible | Non-convertible | Convertible | Convertible | Convertible | Convertible | Convertible | Convertible | Convertible |
| 24 If convertible, conversion trigger(s) | N/A | BBPLC Solo-Consolidated CET1 Ratio falls below 7% (CRR transitional as at issue date of instrument excluding IFRS9 transitional arrangements) |
BBPLC Solo-Consolidated CET1 Ratio falls below 7% (CRR transitional as at issue date of instrument excluding IFRS9 transitional arrangements) |
BBPLC Solo-Consolidated CET1 Ratio falls below 7% (CRR transitional as at issue date of instrument excluding IFRS9 transitional arrangements) |
BBPLC Solo-Consolidated fully loaded CET1 Ratio falls below 7% |
BBPLC Solo-Consolidated fully loaded CET1 Ratio falls below 7% |
BBPLC Solo-Consolidated CET1 Ratio falls below 7% (CRR transitional as at issue date of instrument excluding IFRS9 transitional arrangements) |
BBPLC Solo-Consolidated fully loaded CET1 Ratio falls below 7% |
| 25 If convertible, fully or partially | N/A | Fully | Fully | Fully | Fully | Fully | Fully | Fully |
| 26 If convertible, conversion rate | N/A | USD 14.37 per conversion share | £11.82 per conversion share | £11.95 per conversion share | USD 8.01 per conversion share | USD 16.06 per conversion share | £12.00 per conversion share | £9.23 per conversion share |
| 27 If convertible, mandatory or optional conversion | N/A | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| 28 If convertible, specify instrument type convertible into | N/A | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 |
| 29 If convertible, specify issuer of instrument it converts into | N/A | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Statutory | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument in the insolvency creditor hierarchy of the legal entity concerned) |
Preference Shares / Perpetual Deeply Subordinated Contingent Convertible Debt / Perpetual Deeply Subordinated Debt |
Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Perpetual Subordinated Debt |
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||||||||
|---|---|---|---|---|---|---|---|---|
| 1 Issuer | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC | Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| private placement) | ||||||||
| 3 Governing law(s) of the instrument | English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
| 3a Means by which enforceability requirement of Section 13 of the | ||||||||
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||||||||
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Additional Tier 1 | Additional Tier 1 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Additional Tier 1 | Additional Tier 1 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 | Tier 2 |
| 6 Eligible at solo/group/group and solo | Solo | Solo | Solo | Solo | Solo | Solo | Solo | Solo |
| 7 Instrument type (types to be specified by each jurisdiction) | Perpetual Deeply Subordinated | Perpetual Deeply Subordinated | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt |
| Contingent Convertible Debt | Contingent Convertible Debt | |||||||
| 8 Amount recognised in regulatory capital (Currency in million, as | £495m | £1,134m | £1,363m | £119m | £1,063m | £969m | £1,048m | £648m |
| of most recent reporting date) | ||||||||
| 9 Par value of instrument | £500m | USD 1500m; £1146m | EUR 1500m; £1348m | SGD 200m; £111m | USD 1367m; £1001m | USD 1200m; £879m | USD 1300m; £952m | USD 827m; £606m |
| 10 Accounting classification | Shareholders' equity | Shareholders' equity | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 25/09/2019 | 12/08/2020 | 07/09/2017 | 23/11/2017 | 12/05/2016 | 09/05/2017 | 20/06/2019 | 27/09/2019 |
| 12 Perpetual or dated | Perpetual | Perpetual | Dated | Dated | Dated | Dated | Dated | Dated |
| 13 Original maturity date | No maturity | No maturity | 07/02/2028 | 23/05/2030 | 12/05/2026 | 09/05/2028 | 20/06/2030 | 17/08/2045 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes | Yes | Yes | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on 15/12/2025 at | Optional call between 15/12/2025 | Optional call on 07/02/2023 at | Optional call on 23/05/2025 at | Tax Redemption at 100%; | Optional call on 07/05/2027 at | Optional call on 20/06/2029 at | Tax Redemption at 100%; |
| amount | 100%; Tax Redemption at 100%; | and 15/06/2026 at 100%; Tax | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; | Regulatory Event Redemption at | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; | Regulatory Event Redemption at |
| Regulatory Event Redemption at | Redemption at 100%; Regulatory | Regulatory Event Redemption at | Regulatory Event Redemption at | 100% | Regulatory Event Redemption at | Regulatory Event Redemption at | 100% | |
| 100% | Event Redemption at 100% | 100% | 100% | 100% | 100% | |||
| 16 Subsequent call dates, if applicable | Optional call on 15/12/2030 and | Optional call on 15/06/2031 and | N/A | N/A | N/A | N/A | N/A | N/A |
| each fifth anniversary date | each fifth anniversary date | |||||||
| thereafter | thereafter | |||||||
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed to floating | Fixed |
| 18 Coupon rate and any related index | 6.375% to 15/12/2025. Resets on | 6.125% to 15/06/2026. Resets on | 2.0% to 07/02/2023. Thereafter | 3.750% to 23/05/2025. Thereafter | 5.200% | 4.836% | 5.088% to 20/06/2029. Thereafter | 5.250% |
| 15/12/2025 and on every fifth | 15/06/2026 and on every fifth | five year EURIBOR mid-swap rate | five year SGD SOR mid-swap rate | three month USD LIBOR plus | ||||
| anniversary date thereafter to Reset | anniversary date thereafter to Reset | plus 1.90% | plus 1.589% | 3.054% | ||||
| Reference Bond rate plus 6.016% | Reference Bond rate plus 5.867% | |||||||
| 19 Existence of a dividend stopper | No | No | No | No | No | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Fully discretionary | Fully discretionary | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of timing) | ||||||||
| 20b Fully discretionary, partially discretionary or mandatory (in | Fully discretionary | Fully discretionary | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory | Mandatory |
| terms of amount) | ||||||||
| 21 Existence of step-up or other incentive to redeem | No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Non-cumulative | Non-cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Convertible | Convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | BBPLC Solo-Consolidated fully | BBPLC Solo-Consolidated fully | N/A | N/A | N/A | N/A | N/A | N/A |
| loaded CET1 Ratio falls below 7% | loaded CET1 Ratio falls below 7% | |||||||
| 25 If convertible, fully or partially | Fully | Fully | N/A | N/A | N/A | N/A | N/A | N/A |
| 26 If convertible, conversion rate | £6.10 per conversion share | USD 16.91 per conversion share | N/A | N/A | N/A | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | Mandatory | Mandatory | N/A | N/A | N/A | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | Common Equity Tier 1 | Common Equity Tier 1 | N/A | N/A | N/A | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | Barclays Bank PLC | Barclays Bank PLC | N/A | N/A | N/A | N/A | N/A | N/A |
| 30 Write-down features | No | No | No | No | No | No | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify | Perpetual Subordinated Debt | Perpetual Subordinated Debt | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential |
| instrument type immediately senior to instrument in the | debt | debt | debt | debt | debt | debt | ||
| insolvency creditor hierarchy of the legal entity concerned) | ||||||||
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | ||
|---|---|---|
| 1 Issuer | Barclays Bank PLC | Barclays Bank PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | N/A | N/A |
| private placement) | ||
| 3 Governing law(s) of the instrument | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | ||
| instruments governed by foreign law) | ||
| 4 Transitional Basel III rules | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Tier 2 | Tier 2 |
| 6 Eligible at solo/group/group and solo | Solo | Solo |
| 7 Instrument type (types to be specified by each jurisdiction) | Dated Subordinated Debt | Dated Subordinated Debt |
| £939m | £334m | |
| 8 Amount recognised in regulatory capital (Currency in million, as | ||
| of most recent reporting date) | ||
| 9 Par value of instrument | USD 1250m; £915m | USD 456m; £334m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 27/09/2019 | 27/09/2019 |
| 12 Perpetual or dated | Dated | Dated |
| 13 Original maturity date | 10/01/2047 | 10/01/2047 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Tax Redemption at 100%; | Tax Redemption at 100%; |
| amount | Regulatory Event Redemption at | Regulatory Event Redemption at |
| 100% | 100% | |
| 16 Subsequent call dates, if applicable | N/A | N/A |
| Coupons / dividends | ||
| 17 Fixed or floating dividend/coupon | Fixed | Floating |
| 18 Coupon rate and any related index | 4.950% | Three month USD LIBOR plus 3.5% |
| 19 Existence of a dividend stopper | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory |
| terms of timing) | ||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory |
| terms of amount) | ||
| 21 Existence of step-up or other incentive to redeem | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A |
| 30 Write-down features | No | No |
| 31 If write-down, write-down trigger(s) | N/A | N/A |
| 32 If write-down, full or partial | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A |
| 34a Type of subordination | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify | Dated secondary non-preferential | Dated secondary non-preferential |
| instrument type immediately senior to instrument in the | debt | debt |
| insolvency creditor hierarchy of the legal entity concerned) | ||
| 36 Non-compliant transitioned features | No | No |
| Capital instruments main features template 1 Issuer 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for |
Barclays Bank UK PLC 213800UUGANOMFJ9X769 |
Barclays Bank UK PLC N/A |
Barclays Bank UK PLC N/A |
Barclays Bank UK PLC N/A |
Barclays Bank UK PLC N/A |
Barclays Bank UK PLC N/A |
Barclays Bank UK PLC N/A |
Barclays Bank UK PLC N/A |
|---|---|---|---|---|---|---|---|---|
| private placement) | ||||||||
| 3 Governing law(s) of the instrument 3a Means by which enforceability requirement of Section 13 of the TLAC Term Sheet is achieved (for other TLAC-eligible |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
English N/A |
| instruments governed by foreign law) | ||||||||
| 4 Transitional Basel III rules | Common Equity Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Common Equity Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Additional Tier 1 | Tier 2 | Tier 2 | Tier 2 |
| 6 Eligible at solo/group/group and solo 7 Instrument type (types to be specified by each jurisdiction) |
Solo and sub-group Ordinary Share Capital |
Solo and sub-group Perpetual Deeply Subordinated Contingent Convertible Debt |
Solo and sub-group Perpetual Deeply Subordinated Contingent Convertible Debt |
Solo and sub-group Perpetual Deeply Subordinated Contingent Convertible Debt |
Solo and sub-group Perpetual Deeply Subordinated Contingent Convertible Debt |
Solo and sub-group Dated Subordinated Debt |
Solo and sub-group Dated Subordinated Debt |
Solo and sub-group Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as of most recent reporting date) |
£5m | £750m | £622m | £693m | £495m | £729m | £501m | £528m |
| 9 Par value of instrument | £0.01 per ordinary share | £750m | £625m | £700m | £500m | USD 1250m; £915m | £500m | USD 683m; £500m |
| 10 Accounting classification | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity | Shareholders' equity | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 19/08/2015 | 07/03/2017 | 10/08/2017 | 13/06/2019 | 25/09/2019 | 11/09/2014 | 22/05/2020 | 12/05/2016 |
| 12 Perpetual or dated | Perpetual | Perpetual | Perpetual | Perpetual | Perpetual | Dated | Dated | Dated |
| 13 Original maturity date 14 Issuer call subject to prior supervisory approval |
No maturity N/A |
No maturity Yes |
No maturity Yes |
No maturity Yes |
No maturity Yes |
11/09/2024 Yes |
22/11/2030 Yes |
12/05/2026 Yes |
| 15 Optional call date, contingent call dates and redemption | N/A | Optional call on 15/03/2023 at | Optional call on 15/09/2024 at | Optional call on 15/06/2025 at | Optional call on 15/12/2025 at | Tax Redemption at 100%; | Optional call on 22/11/2025 at | Tax Redemption at 100%; |
| amount | 100%; Tax Redemption at 100%; Regulatory Event Redemption at |
100%; Tax Redemption at 100%; Regulatory Event Redemption at |
100%; Tax Redemption at 100%; Regulatory Event Redemption at |
100%; Tax Redemption at 100%; Regulatory Event Redemption at |
Regulatory Event Redemption at 100% |
100%; Tax Redemption at 100%; Regulatory Event Redemption at |
Regulatory Event Redemption at 100% |
|
| 16 Subsequent call dates, if applicable | N/A | 100% Optional call on 15/03/2028 and |
100% Optional call on 15/09/2029 and |
100% Optional call on 15/06/2030 and |
100% Optional call on 15/12/2030 and |
N/A | 100% N/A |
N/A |
| each fifth anniversary date thereafter |
each fifth anniversary date thereafter |
each fifth anniversary date thereafter |
each fifth anniversary date thereafter |
|||||
| Coupons / dividends | ||||||||
| 17 Fixed or floating dividend/coupon | N/A | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed | Fixed |
| 18 Coupon rate and any related index | N/A | 7.250% to 15/03/2023. Resets on 15/03/2023 and on every fifth anniversary date thereafter to five year sterling LIBOR Mid-Market |
5.875% to 15/09/2024. Resets on 15/09/2024 and on every fifth anniversary date thereafter to five year sterling LIBOR Mid-Market |
7.125% to 15/06/2025. Resets on 15/06/2025 and on every fifth anniversary date thereafter to the Reset Reference Bond rate plus |
6.375% to 15/12/2025. Resets on 15/12/2025 and on every fifth anniversary date thereafter to Reset Reference Bond rate plus 6.016% |
4.375% | 3.750% to 22/11/2025. Thereafter five year Gilt rate plus 3.75% |
5.200% |
| swap rate plus 6.462%. Upon the occurrence of an Index Cessation Event the five year sterling LIBOR Mid-Market swap rate will be |
swap rate plus 4.910%. Upon the occurrence of an Index Cessation Event five year sterling LIBOR Mid Market swap rate will be amended |
6.579% | ||||||
| amended to the annual sterling Mid Market swap rate with a term of 5 years where the floating leg pays daily compounded SONIA annually with an Adjustment Rate applied, plus 6.462% |
to the annual sterling Mid-Market swap rate with a term of 5 years where the floating leg pays daily compounded SONIA annually with an Adjustment Rate applied, plus 4.910% |
|||||||
| 19 Existence of a dividend stopper 20a Fully discretionary, partially discretionary or mandatory (in |
No Fully discretionary |
No Fully discretionary |
No Fully discretionary |
No Fully discretionary |
No Fully discretionary |
No Mandatory |
No Mandatory |
No Mandatory |
| terms of timing) 20b Fully discretionary, partially discretionary or mandatory (in |
Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Fully discretionary | Mandatory | Mandatory | Mandatory |
| terms of amount) 21 Existence of step-up or other incentive to redeem |
No | No | No | No | No | No | No | No |
| 22 Non-cumulative or cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Non-cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Convertible | Convertible | Convertible | Convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | BBUK PLC CET1 ratio on an individual basis falls below 7.00% (fully loaded) or, the BBUK PLC |
BBUK PLC CET1 ratio on an individual basis falls below 7.00% (fully loaded) or, the BBUK PLC |
BBUK PLC CET1 ratio on an individual basis falls below 7.00% (fully loaded) or, the BBUK PLC |
BBUK PLC CET1 ratio on an individual basis falls below 7.00% (fully loaded) or, the BBUK PLC |
N/A | N/A | N/A |
| Group CET1 ratio falls below 7.00% | Group CET1 ratio falls below 7.00% | Group CET1 ratio falls below 7.00% | Group CET1 ratio falls below 7.00% | |||||
| (fully loaded) | (fully loaded) | (fully loaded) | (fully loaded) | |||||
| 25 If convertible, fully or partially | N/A | Fully | Fully | Fully | Fully | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | £12.67 per conversion share | £12.67 per conversion share | £10.09 per conversion share | £28.36 per conversion share | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | Mandatory | Mandatory | Mandatory | Mandatory | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 | Common Equity Tier 1 | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | Barclays Bank UK PLC | Barclays Bank UK PLC | Barclays Bank UK PLC | Barclays Bank UK PLC | N/A | N/A | N/A |
| 30 Write-down features | No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
No N/A |
| 31 If write-down, write-down trigger(s) 32 If write-down, full or partial |
N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34 If temporary write-down, description of write-up mechanism | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| 34a Type of subordination | Statutory | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument in the insolvency creditor hierarchy of the legal entity concerned) |
Perpetual Deeply Subordinated Contingent Convertible Debt |
Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt | Dated secondary non-preferential debt |
Dated secondary non-preferential debt |
Dated secondary non-preferential debt |
| 36 Non-compliant transitioned features | No | No | No | No | No | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A |
| Capital instruments main features template | |||
|---|---|---|---|
| 1 Issuer | Barclays Bank UK PLC | Barclays Bank UK PLC | Barclays Bank UK PLC |
| 2 Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for | N/A | N/A | N/A |
| private placement) | |||
| 3 Governing law(s) of the instrument | English | English | English |
| 3a Means by which enforceability requirement of Section 13 of the | N/A | N/A | N/A |
| TLAC Term Sheet is achieved (for other TLAC-eligible | |||
| instruments governed by foreign law) | |||
| 4 Transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 |
| 5 Post-transitional Basel III rules | Tier 2 | Tier 2 | Tier 2 |
| 6 Eligible at solo/group/group and solo | Solo and sub-group | Solo and sub-group | Solo and sub-group |
| 7 Instrument type (types to be specified by each jurisdiction) | Dated Subordinated Debt | Dated Subordinated Debt | Dated Subordinated Debt |
| 8 Amount recognised in regulatory capital (Currency in million, as | £646m | £160m | £711m |
| of most recent reporting date) | |||
| 9 Par value of instrument | USD 800m; £586m | USD 200m; £146m | USD 1000m; £732m |
| 10 Accounting classification | Liability - amortised cost | Liability - amortised cost | Liability - amortised cost |
| 11 Original date of issuance | 09/05/2017 | 20/06/2019 | 23/09/2020 |
| 12 Perpetual or dated | Dated | Dated | Dated |
| 13 Original maturity date | 09/05/2028 | 20/06/2030 | 23/09/2035 |
| 14 Issuer call subject to prior supervisory approval | Yes | Yes | Yes |
| 15 Optional call date, contingent call dates and redemption | Optional call on 07/05/2027 at | Optional call on 20/06/2029 at | Optional call on 23/09/2030 at |
| amount | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; | 100%; Tax Redemption at 100%; |
| Regulatory Event Redemption at | Regulatory Event Redemption at | Regulatory Event Redemption at | |
| 100% | 100% | 100% | |
| 16 Subsequent call dates, if applicable | N/A | N/A | N/A |
| Coupons / dividends | |||
| 17 Fixed or floating dividend/coupon | Fixed | Fixed to floating | Fixed |
| 18 Coupon rate and any related index | 4.836% | 5.088% to 20/06/2029. Thereafter | 3.564% to 23/08/2030. Thereafter |
| three month USD LIBOR plus | Reset Reference Bond rate plus | ||
| 3.054% | 2.9% | ||
| 19 Existence of a dividend stopper | No | No | No |
| 20a Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory |
| terms of timing) | |||
| 20b Fully discretionary, partially discretionary or mandatory (in | Mandatory | Mandatory | Mandatory |
| terms of amount) | |||
| 21 Existence of step-up or other incentive to redeem | No | No | No |
| 22 Non-cumulative or cumulative | Cumulative | Cumulative | Cumulative |
| 23 Convertible or non-convertible | Non-convertible | Non-convertible | Non-convertible |
| 24 If convertible, conversion trigger(s) | N/A | N/A | N/A |
| 25 If convertible, fully or partially | N/A | N/A | N/A |
| 26 If convertible, conversion rate | N/A | N/A | N/A |
| 27 If convertible, mandatory or optional conversion | N/A | N/A | N/A |
| 28 If convertible, specify instrument type convertible into | N/A | N/A | N/A |
| 29 If convertible, specify issuer of instrument it converts into | N/A | N/A | N/A |
| 30 Write-down features | No | No | No |
| N/A | N/A | N/A | |
| 31 If write-down, write-down trigger(s) 32 If write-down, full or partial |
N/A | N/A | N/A |
| 33 If write-down, permanent or temporary | N/A | N/A | N/A |
| N/A | N/A | N/A | |
| 34 If temporary write-down, description of write-up mechanism | |||
| 34a Type of subordination | Contractual | Contractual | Contractual |
| 35 Position in subordination hierarchy in liquidation (specify | Dated secondary non-preferential | Dated secondary non-preferential | Dated secondary non-preferential |
| instrument type immediately senior to instrument in the | debt | debt | debt |
| insolvency creditor hierarchy of the legal entity concerned) | |||
| 36 Non-compliant transitioned features | No | No | No |
| 37 If yes, specify non-compliant features | N/A | N/A | N/A |
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