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BAPCOR LIMITED — Major Shareholding Notification 2017
May 10, 2017
64494_rns_2017-05-10_d1a2737d-01bd-4b9e-9d98-e39ed0d9cc49.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
BAPCOR LIMITED
To: Company Name/Scheme: ACN/ARSN: 153 199 912
1. Details of substantial holder
Name Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 10/05/2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| FullyPaid ordinaryshares | 10,243,028 | 10,243,028 | 3.68% |
| For the Securities (if any) listed bel | ow see NOTE 1 at the end of this form | ||
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| FullyPaid ordinaryshares | 4,069,173 | 4,069,173 | 1.46% |
| Class of securities | Number of securities | Person's votes | Voting power(%) |
| GRAND TOTAL FullyPaid ordinaryshares |
14,312,201 | 14,312,201 | 5.14% |
1
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Relevant interest under paragraph 608(1)(a), 608(1)(b) and 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising as a result of being the registered holder of the relevant securities in its capacity as a superannuation trustee. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
314,694 Fully paid ordinary shares |
| ASB Group Investments Limited ACN 533945 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates, as a life company holding statutory funds and as the responsible entity or manager of a managed investment scheme. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
97,178 Fully paid ordinary shares |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' Superannuation Fund. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
448,211 Fully paid ordinary shares |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
8,901,189 Fully paid ordinary shares |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
9,446,578 Fully paid ordinary shares |
2
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. |
4,069,173 Fully paid ordinary shares (including 142,393 borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) (including 237,008 borrowed from UBS AG (Agreement 1), see Annexure C) (including 351,618 borrowed from UBS AG (Agreement 2), see Annexure C) (including 137,503 borrowed from UBS AG (Agreement 3), see Annexure C) |
|---|---|---|
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
11,703,324 Fully paid ordinary shares (including 142,393 borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) (including 237,008 borrowed from UBS AG (Agreement 1), see Annexure C) (including 351,618 borrowed from UBS AG (Agreement 2), see Annexure C) (including 137,503 borrowed from UBS AG (Agreement 3), see Annexure C) |
| First State Investment Management (UK) Limited SC0 477 08 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise the power to dispose of securities in its capacity as discretionary investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
5,063 Fully paid ordinary shares |
| Realindex Investments Pty Limited ACN 133 312 017 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. |
476,693 Fully paid ordinary shares |
3
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Avanteos Investments Limited | 314,694 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
BNP Paribas Securities | 906,805 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citibank N A Hong Kong | 2,361,461 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citibank N A London | 796,489 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
5,341,386 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
The Bank of New York Mellon Corp |
40,437 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citibank N A Hong Kong | 2,777,781 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
557,427 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Northern Trust Company | 7,836 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
UBS Nominees Pty Ltd | 726,129 Fully paid ordinary shares |
|
| First State Investment Management (UK) Limited SC0 477 08 |
RBC Dexia Investor Services Trust |
5,063 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
Citibank N A Hong Kong | 476,693 Fully paid ordinary shares |
4
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration | Class and number of securities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See annexure B to this notice |
5
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| ASB Group Investments Limited ACN 533945 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
A direct wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Investments Limited ACN 002 348 352 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| First State Investment Management (UK) Limited SC0 477 08 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Realindex Investments Pty Limited ACN 133 312 017 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
6
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Avanteos Investments Limited ACN096259 979 | Ground Floor Tower 1,201SussexStreet, Sydney,NSW,2000,Australia |
| ASB GroupInvestments Limited ACN 533945 | Level 2,ASB North Wharf,12 Jellicoe Street,Auckland,1010,New Zealand |
| CBA Markets Limited ACN 003 485 952 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Level 11 Tower 1, 201 Sussex St Sydney NSW 2001 |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1,201 Sussex Street,Sydney,NSW,2000,Australia |
| First State Investment Management(UK)Limited SC0 477 08 | 23 St Andrew Square Edinburgh EH2 1BB |
| Realindex Investments PtyLimited ACN 133 312017 | Ground Floor Tower 1,201SussexStreet, Sydney,NSW,2000,Australia |
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8. Signature
NOTE 1--(This note is relevant to section 2,3,4 and 5)
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group;or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
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Dated the 11 day of May 2017
Clare McManus - Company Secretary
8
Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 10/05/2017
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Clare McManus Company Secretary Dated the 11/05/2017
SCHEDULE
AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX NOMINEES PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CBA (EUROPE) FINANCE LTD (IN LIQUIDATION) CBA A319 4624 PTY LIMITED CBA A319 4635 PTY LIMITED CBA A320 4077 PTY LTD CBA A320 4948 PTY LIMITED CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LIMITED CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA B738 39822 PTY LIMITED CBA B773 60333 PTY LIMITED CBA CAPITAL AUSTRALIA PTY LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA DIGITAL SOLUTIONS DEVELOPMENT COMPANY LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED
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CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED
CBA INTERNATIONAL FINANCIAL SERVICES LIMITED (formerly known as COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED) CBA INVESTMENTS (NO.4) LIMITED
CBA MARKETS LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED CBA RAIL & TRAM COMPANY PTY LIMITED CBA ROLLING STOCK COMPANY NO.1 PTY LIMITED CBA SA HOLDINGS PROPRIETARY LIMITED CBA SERVICES SINGAPORE PTE LTD (IN LIQUIDATION) CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CBSA FOUNDATION NPC CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED) CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED) CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CISL (NO.1) PTY LIMITED CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD CM-SOMERTON PTY. LTD. COLLATERAL LEASING PTY LTD COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMFOUNDATION PTY LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CHENG'AN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (HANDANXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (LUANCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (SHEXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED COMMONWEALTH BANK OF AUSTRALIA (WEIXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED Commonwealth Custodial Services Pty Ltd COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCIAL LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED First State European Diversified Infrastructure Sarl
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First State Funds Plc
First State Global Umbrella Fund Public Limited Company FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED First State Investment Services (UK) Limited FIRST STATE INVESTMENTS (HONG KONG) LIMITED FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC First State Investments International Inc First State Investments International Limited FIRST STATE NOMINEES (HONG KONG) LIMITED FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) FSIC Limited (formerly known as First State Investments (Cayman) Limited) GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS PTY LIMITED IWL PTY LIMITED JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NEWSHELF 1314 (PTY) LTD NEWSHELF 1315 (PTY) LTD NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PREFERRED CAPITAL PTY LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA QILU BANK CO. LTD. REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO19 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SIF RAILWAY NO.1 PTY LIMITED (IN LIQUIDATION) SIF RAILWAY NO.2 PTY LIMITED (IN LIQUIDATION) SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED
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SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED TOTAL KEEN INVESTMENT LIMITED TYME CAPITAL PROPRIETARY LIMITED TYME INFIELD PROPRIETARY LIMITED (formerly know as EDGE FIELD MARKETING PROPRIETARY LTD) TYME INTELLECTUAL PROPERTIES PROPRIETARY LIMITED
TYME INVESTMENTS PROPRIETARY LIMITED TYME TECHNICAL SOLUTIONS PROPRIETARY LIMITED VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK) VIPRO PTY LIMITED WESTSIDE PROPERTIES LIMITED
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Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 10/05/2017
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Clare McManus Company Secretary Dated the 11/05/2017
| Holder of relevant interes | t Date of acquisition |
Consideration cash | Consideration non-cash | Class and number of securities affected |
|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 11 January 2017 | 9,609.37 | 1,636 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 18 January 2017 | 15,442.61 | 2,717 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 24 January 2017 | 10,760.83 | 1,968 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 24 January 2017 | 12,926.12 | 2,364 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 25 January 2017 | 346.91 | 63 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 09 February 2017 | 6,037.02 | 1,094 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 21 February 2017 | 8,133.28 | 1,433 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 21 February 2017 | 6,078.57 | 1,071 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 21 February 2017 | 12,990.99 | 2,289 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,004.37 | 177 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,055.44 | 186 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 607.16 | 107 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 2,281.11 | 402 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 714.97 | 126 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 720.65 | 127 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 641.21 | 113 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 2,059.81 | 363 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 567.44 | 100 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 2,434.32 | 429 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 488.00 | 86 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 8,301.65 | 1,463 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 488.00 | 86 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 720.65 | 127 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 697.95 | 123 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,951.99 | 344 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 550.42 | 97 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 862.51 | 152 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 783.07 | 138 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 539.07 | 95 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 834.14 | 147 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,072.46 | 189 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 527.72 | 93 Ordinary shares |
13
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 10,389.83 | 1,831 Ordinary shares | |
|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 958.97 | 169 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 2,513.76 | 443 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 862.51 | 152 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 760.37 | 134 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 527.72 | 93 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,282.41 | 226 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,997.39 | 352 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,248.37 | 220 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 13,981.72 | 2,464 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 709.30 | 125 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,140.55 | 201 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 584.46 | 103 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,078.14 | 190 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 3,319.52 | 585 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 2,752.08 | 485 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 499.35 | 88 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,878.23 | 331 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 663.90 | 117 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 493.67 | 87 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 3,041.48 | 536 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 732.00 | 129 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 840.00 | 148 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 584.60 | 103 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 1,362.17 | 240 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 936.49 | 165 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 3,984.34 | 702 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 24 February 2017 | 533.52 | 94 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 1,308.20 | 234 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 547.88 | 98 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 301.89 | 54 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 939.22 | 168 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 469.61 | 84 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 514.34 | 92 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 665.28 | 119 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 352.24 | 63 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 1,392.18 | 249 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 307.51 | 55 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 732.43 | 131 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 150.96 | 27 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 587.07 | 105 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 827.48 | 148 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 670.93 | 120 Ordinary shares |
14
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 150.96 | 27 Ordinary shares | |
|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 452.88 | 81 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 212.46 | 38 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 2,062.93 | 369 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 28 February 2017 | 603.78 | 108 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 02 March 2017 | 11,211.44 | 2,039 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 06 March 2017 | 540.19 | 101 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 07 March 2017 | 10,864.44 | 2,048 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 10 March 2017 | 295.94 | 54 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 10 March 2017 | 164.35 | 30 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 10 March 2017 | 975.12 | 178 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 10 March 2017 | 230.08 | 42 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 10 March 2017 | 8,527.22 | 1,557 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 13 March 2017 | 1,784.41 | 325 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 13 March 2017 | 2,723.29 | 496 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 14 March 2017 | 9,520.00 | 1,750 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 17 March 2017 | 18,908.44 | 3,333 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 17 March 2017 | 29,993.68 | 5,287 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 17 March 2017 | 16,032.18 | 2,826 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 17 March 2017 | 9,638.60 | 1,699 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 23 March 2017 | 4,576.96 | 818 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 27 March 2017 | 9,651.19 | 1,731 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 29 March 2017 | 29,539.54 | 5,225 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 03 April 2017 | 10,097.36 | 1,759 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 04 April 2017 | 13,611.33 | 2,389 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 05 April 2017 | 3,060.56 | 536 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 07 April 2017 | 2,819.74 | 506 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 07 April 2017 | 4,758.47 | 850 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 07 April 2017 | 6,611.47 | 1,181 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 10 April 2017 | 4,763.33 | 862 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 10 April 2017 | 7,847.90 | 1,412 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 11 April 2017 | 4,455.25 | 806 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 12 April 2017 | 4,221.12 | 765 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 18 April 2017 | 5,008.11 | 934 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 20 April 2017 | 5,182.82 | 981 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 24 April 2017 | 6,836.38 | 1,279 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 24 April 2017 | 15,907.02 | 2,976 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 28 April 2017 | 14,335.41 | 2,725 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 28 April 2017 | 3,603.58 | 685 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 28 April 2017 | 7,154.55 | 1,360 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 28 April 2017 | 6,423.31 | 1,221 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 01 May 2017 | 8,897.21 | 1,702 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 01 May 2017 | 10,078.62 | 1,928 Ordinary shares |
15
| Avanteos Investments Limited ACN 096 259 979 |
Monday, 01 May 2017 | 177.79 | 34 Ordinary shares | |
|---|---|---|---|---|
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 02 May 2017 | 5,206.09 | 978 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Tuesday, 02 May 2017 | 310.13 | 58 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 03 May 2017 | 4,688.34 | 875 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Wednesday, 03 May 2017 | 7,814.07 | 1,460 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 04 May 2017 | 15,175.45 | 2,860 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 04 May 2017 | 4,425.29 | 834 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 04 May 2017 | 4,616.31 | 870 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Thursday, 04 May 2017 | 2,675.00 | 500 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 05 May 2017 | 8,488.53 | 1,621 Ordinary shares | |
| Avanteos Investments Limited ACN 096 259 979 |
Friday, 05 May 2017 | 12,057.50 | 2,275 Ordinary shares | |
| CBA Markets Limited ACN 003 485 952 |
Monday, 20 February 2017 | N/A | 19,036 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 21 February 2017 | N/A | 19,036 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Markets Limited ACN 003 485 952 |
Tuesday, 18 April 2017 | N/A | 51,091 Ordinary shares (borrowed from Goldman Sachs International, see Annexure C) |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 31 January 2017 | 14,171.28 | 2,586 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 07 February 2017 | 7,757.96 | 1,442 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 10 February 2017 | 39,565.65 | 6,905 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 123,108.22 | 21,964 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 155,756.50 | 27,636 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 149,951.42 | 26,606 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 124,251.64 | 22,168 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 141,080.35 | 25,032 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 118,523.33 | 21,146 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 157,210.58 | 27,894 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 111,505.87 | 19,894 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 78,413.95 | 13,990 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 16 February 2017 | 99,204.87 | 17,602 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 20 February 2017 | 173,226.51 | 31,326 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 20 February 2017 | 166,767.71 | 30,158 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 20 February 2017 | 174,835.69 | 31,617 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 20 February 2017 | 156,897.02 | 28,373 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 20 February 2017 | 110,330.57 | 19,952 Ordinary shares |
16
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 21 February 2017 | 1,154,899.20 | 208,000 Ordinary shares | |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 21 February 2017 | 510,820.80 | 92,000 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 22 February 2017 | 7,015.77 | 1,233 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 10 March 2017 | 28,428.00 | 5,150 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 23 March 2017 | 8,304.80 | 1,483 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 27 March 2017 | 7,722.84 | 1,389 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 29 March 2017 | 17,622.36 | 3,108 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 31 March 2017 | 9,771.08 | 1,676 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 07 April 2017 | 23,733.77 | 4,261 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 11 April 2017 | 11,249.85 | 2,027 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 20 April 2017 | 3,277.94 | 622 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 20 April 2017 | 10,634.86 | 2,018 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 21 April 2017 | 312,345.59 | 58,684 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 21 April 2017 | 349,070.84 | 65,584 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 21 April 2017 | 253,409.55 | 47,611 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 April 2017 | 5,379.03 | 1,013 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 28 April 2017 | 398,781.64 | 75,814 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 28 April 2017 | 426,365.08 | 81,058 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 28 April 2017 | 396,788.10 | 75,435 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 28 April 2017 | 349,295.56 | 66,406 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 28 April 2017 | 166,894.54 | 31,729 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 28 April 2017 | 251,149.22 | 47,747 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 04 May 2017 | 12,359.60 | 2,332 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 05 May 2017 | 8,929.94 | 1,714 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 08 May 2017 | 362,305.08 | 68,424 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 08 May 2017 | 477,762.56 | 90,229 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 08 May 2017 | 418,008.48 | 78,944 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 08 May 2017 | 104,883.36 | 19,808 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 08 May 2017 | 201,607.13 | 38,075 Ordinary shares |
17
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 08 May 2017 | 147,862.88 | 27,925 Ordinary shares | |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 09 May 2017 | 40,331.69 | 7,477 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 09 May 2017 | 46,534.90 | 8,627 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 09 May 2017 | 53,185.83 | 9,860 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 09 May 2017 | 22,444.85 | 4,161 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 09 May 2017 | 11,678.23 | 2,165 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 09 May 2017 | 16,462.79 | 3,052 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 10 May 2017 | 541,973.20 | 98,310 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 10 May 2017 | 714,692.36 | 129,640 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 10 May 2017 | 301,577.68 | 54,704 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 10 May 2017 | 625,295.17 | 113,424 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 10 May 2017 | 156,891.62 | 28,459 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 10 May 2017 | 221,183.06 | 40,121 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 23 January 2017 | 4,959.52 | 892 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 24 January 2017 | N/A | 4,118 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 25 January 2017 | 88,160.00 | 16,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 31 January 2017 | N/A | 7,035 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 01 February 2017 | 1,930.50 | 351 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 02 February 2017 | 233,112.60 | 42,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 03 February 2017 | 113,870.52 | 20,127 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 03 February 2017 | 192,705.20 | 34,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 07 February 2017 | N/A | 3,893 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 14 February 2017 | N/A | 6,236 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 14 February 2017 | N/A | 17,485 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 17 February 2017 | 627,105.61 | 108,417 Ordinary shares |
18
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 21 February 2017 | N/A | 698 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 28 February 2017 | N/A | 311 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 07 March 2017 | N/A | 5,012 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 14 March 2017 | N/A | 4,749 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 17 March 2017 | 268,448.51 | 47,179 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 17 March 2017 | 89,480.94 | 15,726 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 21 March 2017 | N/A | 3,945 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 21 March 2017 | N/A | 6,838 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 28 March 2017 | N/A | 745 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 04 April 2017 | N/A | 1,438 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 11 April 2017 | N/A | 7,768 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 11 April 2017 | 22,200.00 | 4,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 18 April 2017 | N/A | 9,309 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 19 April 2017 | 340,261.87 | 63,839 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 April 2017 | N/A | 11,606 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 April 2017 | N/A | 114 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 April 2017 | N/A | 145 Ordinary shares (borrowed from UBS AG (Agreement 3), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 April 2017 | N/A | 231 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 April 2017 | N/A | 372 Ordinary shares (borrowed from UBS AG (Agreement 2), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 April 2017 | 18,226.51 | 3,264 Ordinary shares |
19
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 26 April 2017 | N/A | 8,120 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 27 April 2017 | 450,874.00 | 85,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 01 May 2017 | 334,438.40 | 64,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 02 May 2017 | N/A | 3,061 Ordinary shares (borrowed from Citigroup Global Markets Limited (Agreement 1), see Annexure C) |
|
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Tuesday, 14 February 2017 | 303,995.25 | 51,965 Ordinary shares | |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Friday, 17 February 2017 | 56,286.44 | 9,806 Ordinary shares | |
| First State Investment Management (UK) Limited SC0 477 08 |
Wednesday, 26 April 2017 | 27,173.63 | 5,063 Ordinary shares |
20
Annexure C
This is annexure C referred to in Form 603, Notice of initial substantial holder dated 10/05/2017
==> picture [219 x 23] intentionally omitted <==
Clare McManus Company Secretary Dated the 11/05/2017
Commonwealth Bank of Australia will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).
| Barclays Capital Securities Ltd | Barclays Capital Securities Ltd |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
Parties to agreement: |
(1) Commonwealth Bank of Australia and (2) Barclays Capital Securities Ltd |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| Citigroup Global Markets Limited (Agreement 1) | |
| Type of agreement: | Australian Master Securities Lending Agreement |
Parties to agreement: |
(1) Citigroup Global Markets Limited; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| Goldman Sachs International | |
| Type of agreement: | Global Master Securities Lending Agreement |
Parties to agreement: |
(1) Commonwealth Bank of Australia and (2) Goldman Sachs International |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
21
UBS AG (Agreement 1)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
Parties to agreement: |
(1) UBS AG; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| UBS AG (Agreement 2) | UBS AG (Agreement 2) |
|---|---|
| Type of agreement: | Australian Master Securities Lending Agreement |
Parties to agreement: |
(1) UBS AG; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
| UBS AG (Agreement 3) | |
| Type of agreement: | Australian Master Securities Lending Agreement |
Parties to agreement: |
(1) UBS AG; and (2) Colonial First State Investments Limited |
Can the parties exercise voting rights attaching to the securities? |
No |
If yes, in what circumstances? |
N/A |
Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
If yes, in which circumstances? |
At any time subject to giving notice. |
Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
22