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BAPCOR LIMITED — Major Shareholding Notification 2017
May 29, 2017
64494_rns_2017-05-29_55277d04-0df4-496d-b566-3f7c85c8207a.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001 Section 671B Notice of ceasing to be a substantial holder
To Company Name/Scheme BAPCOR LIMITED (BAP) ACN/ARSN ACN 153 199 912
1. Details of substantial holder(1)
Name
WESTPAC BANKING CORPORATION (WBC) and its associated entities listed in Annexure ‘B ’
ACN/ARSN (if applicable) ACN 007 457 141 The holder ceased to be a substantial holder on 26/05/2017 The previous notice was given to the company on 04/11/2016 The previous notice was dated 02/11/2016
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed |
Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 26/05/2017 | WBC & its Associates, Asgard Capital Management Limited, Advance Asset Management Limited, BT Funds Management Limited, BT Funds Management No.2 Limited, Westpac RE Limited |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
See Annexure 'A' |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to the voting interests of the company or scheme are as follows:
Name and ACN/ARSN (if applicable)
Nature of association
Page 1 of 11
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Westpac Banking Corporation (WBC) | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Asgard Capital Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Westpac RE Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| Advance Asset Management Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BT Funds Management No.2 Limited | Level 20, Westpac Place, 275 Kent Street, Sydney NSW 2000 |
| BAPCOR LIMITED (BAP) | The Company Secretary, BAPCOR LIMITED (BAP) 61 Gower Street PRESTON VIC 3072 Tel: +61 3 9914 5555 |
Signature
Print name Tim Hartin Capacity Company Secretary Sign here Date 30/05/2017
Page 2 of 11
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DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (e.g. a corporation and its related
corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the
relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically
named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of
the form.
(2) See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001.
(3) See the definition of “associate” in section 9 of the Corporations Act 2001.
(4) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection
671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person
giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a
written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting
powers or disposal of the securities which the relevant interest relates (indicating clearly the particular securities to which
the qualification applies).
See the definition of “relevant agreement” in section 9 of the Corporations Act 2001.
(5) Details of the consideration must include any and all benefits, money and other that any person from whom a relevant interest
was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit
is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the
substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the
relevant interest was acquired.
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding
notice.
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Page 3 of 11
ANNEXURE A
This is annexure ‘A' referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 30/05/2017
Sales & Purchases for the period : 03/11/2016 to 26/05/2017 SECURITY: BAP
Advance Asset Management Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 9/11/2016 | HSBC Custody Nominees (Australia) Limited. |
Sell | -11,906 | -61,434.96 | Ordinary | 11,906 |
| 9/11/2016 | HSBC Custody Nominees (Australia) Limited. |
Sell | -63,645 | -328,408.20 | Ordinary | 63,645 |
| 13/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Sell | -36,000 | -189,720.00 | Ordinary | 36,000 |
| 13/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 79,533 | 423,115.56 | Ordinary | 79,533 |
| 21/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Sell | -20,927 | -120,539.52 | Ordinary | 20,927 |
| 21/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Sell | -63,706 | -366,946.56 | Ordinary | 63,706 |
| 21/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Sell | -79,533 | 0.00 | Ordinary | 79,533 |
| 2/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 6,000 | 33,420.00 | Ordinary | 6,000 |
| 3/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 19,000 | 108,110.00 | Ordinary | 19,000 |
| 8/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 36,437 | 198,946.02 | Ordinary | 36,437 |
| 9/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 63,199 | 343,802.56 | Ordinary | 63,199 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -846 | -4,915.26 | Ordinary | 846 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -41,272 | -239,790.32 | Ordinary | 41,272 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -41,805 | -242,887.05 | Ordinary | 41,805 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -41,804 | -242,881.24 | Ordinary | 41,804 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -146,778 | -852,780.18 | Ordinary | 146,778 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -63,199 | -367,186.19 | Ordinary | 63,199 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -33,642 | -195,460.02 | Ordinary | 33,642 |
| 31/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -5,363 | -31,159.03 | Ordinary | 5,363 |
| 21/04/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 5,546 | 30,946.68 | Ordinary | 5,546 |
| 1/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 43,000 | 225,320.00 | Ordinary | 43,000 |
| Total | -397,711 | -1,880,447.71 | ||||
| Advance Asset Management Limited | Total : | -397,711 | -1,880,447.71 | |||
| Asgard Capital Management Limited |
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 24/01/2017 | Asgard Capital Management Limited | Buy | 1,272 | 6,957.84 | Ordinary | 1,272 |
| 14/03/2017 | Asgard Capital Management Limited | Sell | -500 | -2,740.00 | Ordinary | 500 |
Page 4 of 11
| 19/04/2017 | Asgard Capital Management Limited | Buy | 1,879 | 10,015.07 | Ordinary | 1,879 |
|---|---|---|---|---|---|---|
| Total | 2,651 | 14,232.91 | ||||
| Asgard Capital Management Limited | Total : | 2,651 | 14,232.91 |
| BT Funds | Management Limited | |||||
|---|---|---|---|---|---|---|
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 11/11/2016 | Asgard Capital Management Limited |
Sell | -1,500 | -8,055.00 | Ordinary | 1,500 |
| 21/12/2016 | Asgard Capital Management Limited |
Buy | 474 | 2,744.46 | Ordinary | 474 |
| 22/05/2017 | Asgard Capital Management Limited |
Buy | 1,400 | 7,504.00 | Ordinary | 1,400 |
| Total | 374 | 2,193.46 | ||||
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
| 3/11/2016 | BT Portfolio Services Limited | Sell | -4,761 | -23,852.61 | Ordinary | 4,761 |
| 3/11/2016 | BT Portfolio Services Limited | Buy | 4,761 | 23,852.61 | Ordinary | 4,761 |
| 4/11/2016 | BT Portfolio Services Limited | Sell | -2,000 | -10,223.60 | Ordinary | 2,000 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 784 | 4,034.78 | Ordinary | 784 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 1,070 | 5,493.38 | Ordinary | 1,070 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 479 | 2,500.00 | Ordinary | 479 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 479 | 2,500.00 | Ordinary | 479 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 2,869 | 14,999.99 | Ordinary | 2,869 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 2,869 | 14,999.99 | Ordinary | 2,869 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 2,869 | 14,999.99 | Ordinary | 2,869 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 1,913 | 10,000.02 | Ordinary | 1,913 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 479 | 2,500.00 | Ordinary | 479 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 957 | 5,000.04 | Ordinary | 957 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 479 | 2,500.00 | Ordinary | 479 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 957 | 5,000.04 | Ordinary | 957 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 957 | 5,000.04 | Ordinary | 957 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 479 | 2,500.00 | Ordinary | 479 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 1,913 | 10,000.02 | Ordinary | 1,913 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 957 | 5,000.04 | Ordinary | 957 |
| 4/11/2016 | BT Portfolio Services Limited | Buy | 2,869 | 14,999.99 | Ordinary | 2,869 |
| 11/11/2016 | BT Portfolio Services Limited |
Buy | 1,100 | 5,967.72 | Ordinary | 1,100 |
| 11/11/2016 | BT Portfolio Services Limited |
Buy | 1,450 | 7,793.90 | Ordinary | 1,450 |
| 11/11/2016 | BT Portfolio Services Limited |
Buy | 560 | 3,111.58 | Ordinary | 560 |
| 14/11/2016 | BT Portfolio Services Limited |
Buy | 3,770 | 20,017.19 | Ordinary | 3,770 |
| 15/11/2016 | BT Portfolio Services Limited |
Buy | 330 | 1,737.48 | Ordinary | 330 |
| 16/11/2016 | BT Portfolio Services Limited |
Sell | -2,450 | -12,297.78 | Ordinary | 2,450 |
| 21/11/2016 | BT Portfolio Services Limited |
Buy | 2,170 | 11,385.77 | Ordinary | 2,170 |
| 24/11/2016 | BT Portfolio Services Limited |
Sell | -1,800 | -9,093.42 | Ordinary | 1,800 |
| 28/11/2016 | BT Portfolio Services Limited |
Sell | -750 | -3,724.88 | Ordinary | 750 |
| 29/11/2016 | BT Portfolio Services Limited |
Sell | -3,196 | -15,850.56 | Ordinary | 3,196 |
| 30/11/2016 | BT Portfolio Services Limited |
Sell | -5,619 | -27,785.96 | Ordinary | 5,619 |
| 1/12/2016 | BT Portfolio Services Limited | Buy | 1,760 | 8,800.00 | Ordinary | 1,760 |
| 1/12/2016 | BT Portfolio Services Limited | Sell | -1,100 | -5,544.00 | Ordinary | 1,100 |
| 1/12/2016 | BT Portfolio Services Limited | Sell | -690 | -3,477.60 | Ordinary | 690 |
Page 5 of 11
| 2/12/2016 | BT Portfolio Services Limited | Sell | -4,000 | -19,804.00 | Ordinary | 4,000 |
|---|---|---|---|---|---|---|
| 5/12/2016 | BT Portfolio Services Limited | Buy | 2,000 | 10,052.80 | Ordinary | 2,000 |
| 12/12/2016 | BT Portfolio Services Limited | Sell | -1,380 | -7,231.20 | Ordinary | 1,380 |
| 12/12/2016 | BT Portfolio Services Limited | Sell | -2,000 | -10,503.60 | Ordinary | 2,000 |
| 15/12/2016 | BT Portfolio Services Limited | Buy | 4,650 | 25,548.96 | Ordinary | 4,650 |
| 15/12/2016 | BT Portfolio Services Limited | Buy | 250 | 1,351.25 | Ordinary | 250 |
| 21/12/2016 | BT Portfolio Services Limited | Buy | 777 | 4,480.49 | Ordinary | 777 |
| 4/01/2017 | BT Portfolio Services Limited | Buy | 856 | 5,130.18 | Ordinary | 856 |
| 6/01/2017 | BT Portfolio Services Limited | Buy | 875 | 5,188.75 | Ordinary | 875 |
| 9/01/2017 | BT Portfolio Services Limited | Sell | -2,845 | -16,947.10 | Ordinary | 2,845 |
| 10/01/2017 | BT Portfolio Services Limited | Sell | -3,330 | -19,943.70 | Ordinary | 3,330 |
| 18/01/2017 | BT Portfolio Services Limited | Sell | -3,000 | -17,034.30 | Ordinary | 3,000 |
| 25/01/2017 | BT Portfolio Services Limited | Sell | -1,500 | -8,265.00 | Ordinary | 1,500 |
| 1/02/2017 | BT Portfolio Services Limited | Buy | 218 | 1,239.70 | Ordinary | 218 |
| 6/02/2017 | BT Portfolio Services Limited | Sell | -1,470 | -8,123.22 | Ordinary | 1,470 |
| 7/02/2017 | BT Portfolio Services Limited | Buy | 550 | 2,989.86 | Ordinary | 550 |
| 15/02/2017 | BT Portfolio Services Limited | Buy | 840 | 4,916.77 | Ordinary | 840 |
| 16/02/2017 | BT Portfolio Services Limited | Buy | 905 | 5,140.58 | Ordinary | 905 |
| 16/02/2017 | BT Portfolio Services Limited | Buy | 802 | 4,559.61 | Ordinary | 802 |
| 17/02/2017 | BT Portfolio Services Limited | Sell | -525 | -3,029.57 | Ordinary | 525 |
| 21/02/2017 | BT Portfolio Services Limited | Buy | 620 | 3,531.40 | Ordinary | 620 |
| 21/02/2017 | BT Portfolio Services Limited | Buy | 2,640 | 14,952.43 | Ordinary | 2,640 |
| 23/02/2017 | BT Portfolio Services Limited | Buy | 1,087 | 6,319.17 | Ordinary | 1,087 |
| 24/02/2017 | BT Portfolio Services Limited | Buy | 695 | 4,018.70 | Ordinary | 695 |
| 28/02/2017 | BT Portfolio Services Limited | Buy | 1,000 | 5,736.30 | Ordinary | 1,000 |
| 28/02/2017 | BT Portfolio Services Limited | Sell | -3,770 | -20,961.20 | Ordinary | 3,770 |
| 1/03/2017 | BT Portfolio Services Limited | Sell | -4,680 | -25,615.04 | Ordinary | 4,680 |
| 2/03/2017 | BT Portfolio Services Limited | Buy | 500 | 2,789.55 | Ordinary | 500 |
| 2/03/2017 | BT Portfolio Services Limited | Buy | 1,100 | 6,097.74 | Ordinary | 1,100 |
| 2/03/2017 | BT Portfolio Services Limited | Buy | 2,000 | 11,086.80 | Ordinary | 2,000 |
| 2/03/2017 | BT Portfolio Services Limited | Buy | 1,000 | 5,568.10 | Ordinary | 1,000 |
| 13/03/2017 | BT Portfolio Services Limited | Buy | 800 | 4,452.32 | Ordinary | 800 |
| 14/03/2017 | BT Portfolio Services Limited | Buy | 2,727 | 15,034.77 | Ordinary | 2,727 |
| 16/03/2017 | BT Portfolio Services Limited | Sell | -1,143 | -6,430.40 | Ordinary | 1,143 |
| 17/03/2017 | BT Portfolio Services Limited | Sell | -1,794 | -10,117.62 | Ordinary | 1,794 |
| 22/03/2017 | BT Portfolio Services Limited | Sell | -1,000 | -5,555.00 | Ordinary | 1,000 |
| 23/03/2017 | BT Portfolio Services Limited | Sell | -1,000 | -5,563.70 | Ordinary | 1,000 |
| 31/03/2017 | BT Portfolio Services Limited | Buy | 1,714 | 10,028.96 | Ordinary | 1,714 |
| 5/04/2017 | BT Portfolio Services Limited | Sell | -3,500 | -19,949.30 | Ordinary | 3,500 |
| 5/04/2017 | BT Portfolio Services Limited | Buy | 21 | 119.70 | Ordinary | 21 |
| 10/04/2017 | BT Portfolio Services Limited | Buy | 2,392 | 13,398.31 | Ordinary | 2,392 |
| 20/04/2017 | BT Portfolio Services Limited | Sell | -3,400 | -17,915.62 | Ordinary | 3,400 |
| 26/04/2017 | BT Portfolio Services Limited | Buy | 500 | 2,691.35 | Ordinary | 500 |
| 11/05/2017 | BT Portfolio Services Limited | Buy | 3,619 | 20,020.67 | Ordinary | 3,619 |
| 16/05/2017 | BT Portfolio Services Limited | Buy | 2,000 | 10,376.40 | Ordinary | 2,000 |
| 18/05/2017 | BT Portfolio Services Limited | Sell | -5,000 | -26,850.00 | Ordinary | 5,000 |
| 18/05/2017 | BT Portfolio Services Limited | Sell | -3,000 | -16,110.00 | Ordinary | 3,000 |
| 18/05/2017 | BT Portfolio Services Limited | Buy | 8,000 | 42,960.00 | Ordinary | 8,000 |
| Total | 13,715 | 76,676.19 |
Page 6 of 11
Nature Class of Person’s votes Date Registered Company of Quantity Consideration Securities affected Change HSBC Custody Nominees (Australia) 15/11/2016 Limited. Buy 4,478 23,240.82 Ordinary 4,478 Total 4,478 23,240.82 BT Funds Management Limited Total : 18,567 102,110.47
BT Funds Management No.2 Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 3/11/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 11,835 | 59,885.10 | Ordinary | 11,835 |
| 4/11/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 376 | 1,898.80 | Ordinary | 376 |
| 18/11/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 2,869 | 15,004.87 | Ordinary | 2,869 |
| 5/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 8,508 | 42,625.08 | Ordinary | 8,508 |
| 5/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 18,818 | 94,090.00 | Ordinary | 18,818 |
| 5/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 28,227 | 141,135.00 | Ordinary | 28,227 |
| 6/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 61,058 | 306,511.16 | Ordinary | 61,058 |
| 10/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -6,069 | -36,110.55 | Ordinary | 6,069 |
| 11/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -19,500 | -114,075.00 | Ordinary | 19,500 |
| 12/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -15,653 | -90,787.40 | Ordinary | 15,653 |
| 12/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -786 | -4,543.08 | Ordinary | 786 |
| 12/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -10,804 | -62,447.12 | Ordinary | 10,804 |
| 31/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 23,493 | 129,446.43 | Ordinary | 23,493 |
| 31/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 13,584 | 74,576.16 | Ordinary | 13,584 |
| 17/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -20,217 | -117,056.43 | Ordinary | 20,217 |
| 17/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -36,459 | -211,097.61 | Ordinary | 36,459 |
| 23/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -956 | -5,544.80 | Ordinary | 956 |
| 21/04/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 14,812 | 82,650.96 | Ordinary | 14,812 |
| Total | 73,136 | 306,161.57 | ||||
| BT Funds Management No.2 Limited | Total : | 73,136 | 306,161.57 |
Westpac RE Limited
| Date | Registered Company | Nature of Change |
Quantity | Consideration | Class of Securities |
Person’s votes affected |
|---|---|---|---|---|---|---|
| 21/12/2016 | HSBC Custody Nominees (Australia) Limited. |
Buy | 79,533 | 0.00 | Ordinary | 79,533 |
| 30/01/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 231 | 1,265.88 | Ordinary | 231 |
| 2/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 81,634 | 0.00 | Ordinary | 81,634 |
| 2/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 1,505 | 0.00 | Ordinary | 1,505 |
| 14/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 14,828 | 86,743.80 | Ordinary | 14,828 |
| 14/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 14,350 | 83,947.50 | Ordinary | 14,350 |
| 16/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 12,428 | 71,585.28 | Ordinary | 12,428 |
Page 7 of 11
| 17/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 850 | 4,904.50 | Ordinary | 850 |
|---|---|---|---|---|---|---|
| 20/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 1,024 | 5,857.28 | Ordinary | 1,024 |
| 20/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 233 | 1,288.49 | Ordinary | 233 |
| 21/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 13,061 | 72,880.38 | Ordinary | 13,061 |
| 21/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 8,983 | 50,125.14 | Ordinary | 8,983 |
| 23/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 15,782 | 91,062.14 | Ordinary | 15,782 |
| 23/02/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 12,545 | 72,384.65 | Ordinary | 12,545 |
| 2/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 7,000 | 38,500.00 | Ordinary | 7,000 |
| 3/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 3,200 | 17,568.00 | Ordinary | 3,200 |
| 15/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 10,217 | 57,317.37 | Ordinary | 10,217 |
| 16/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 14,710 | 83,405.70 | Ordinary | 14,710 |
| 16/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 27,934 | 158,106.44 | Ordinary | 27,934 |
| 17/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 14,709 | 83,694.21 | Ordinary | 14,709 |
| 20/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 23,108 | 131,946.68 | Ordinary | 23,108 |
| 21/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 13,821 | 78,503.28 | Ordinary | 13,821 |
| 22/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 14,074 | 78,814.40 | Ordinary | 14,074 |
| 23/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 9,990 | 56,043.90 | Ordinary | 9,990 |
| 24/03/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 32,507 | 183,014.41 | Ordinary | 32,507 |
| 11/04/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 9,135 | 50,516.55 | Ordinary | 9,135 |
| 21/04/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 54,995 | 293,673.30 | Ordinary | 54,995 |
| 4/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 5,000 | 26,750.00 | Ordinary | 5,000 |
| 4/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -14,403 | -76,335.90 | Ordinary | 14,403 |
| 4/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -14,739 | -78,116.70 | Ordinary | 14,739 |
| 5/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 13,869 | 73,505.70 | Ordinary | 13,869 |
| 10/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -10,200 | -56,406.00 | Ordinary | 10,200 |
| 10/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -26,957 | -147,993.93 | Ordinary | 26,957 |
| 15/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -10,647 | -54,193.23 | Ordinary | 10,647 |
| 17/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -15,680 | -82,476.80 | Ordinary | 15,680 |
| 17/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 15,680 | 82,476.80 | Ordinary | 15,680 |
| 23/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 1,693 | 9,294.57 | Ordinary | 1,693 |
| 23/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -17,935 | -99,897.95 | Ordinary | 17,935 |
| 25/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 94 | 486.92 | Ordinary | 94 |
| 25/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -6,033 | -31,431.93 | Ordinary | 6,033 |
| 25/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Sell | -5,968 | -31,093.28 | Ordinary | 5,968 |
| 26/05/2017 | HSBC Custody Nominees (Australia) Limited. |
Buy | 3,652 | 18,625.20 | Ordinary | 3,652 |
| Total | 409,813 | 1,406,342.75 | ||||
| Westpac RE Limited Total : | 409,813 | 1,406,342.75 |
Page 8 of 11
ANNEXURE B
This is annexure ‘B ’ (being 3 pages) referred to in Form 605, Notice of ceasing to be a substantial holder, lodged for Westpac Banking Corporation ACN 007 457 141 and its associated entities
Tim Hartin – Company Secretary, Westpac Banking Corporation – 30/05/2017
| Westpac Banking Corporation | Australia | Series 2013-1 WST Trust | Australia |
|---|---|---|---|
| 1925 (Commercial) Pty Limited | Australia | Series 2013-2 WST Trust | Australia |
| 1925 (Industrial) Pty Limited | Australia | Series 2014-1 WST Trust | Australia |
| 1925 Advances Pty Limited | Australia | Series 2014-2 WST Trust | Australia |
| A.G.C. (Pacific) Limited | Papua New Guinea | Series 2015-1 WST Trust | Australia |
| Advance Asset Management Limited | Australia | SIE-Lease (Australia) Pty Limited | Australia |
| Altitude Administration Pty Limited | Australia | SIE-Lease (New Zealand) Pty Limited | New Zealand |
| Altitude Rewards Pty Limited | Australia | Sixty Martin Place (Holdings) Pty Limited | Australia |
| Aotearoa Financial Services Limited | New Zealand | St.George Business Finance Pty Limited | Australia |
| Ascalon Capital Managers (Asia) Limited | Hong Kong | St.George Custodial Pty Limited | Australia |
| Ascalon Capital Managers Limited | Australia | St.George Equity Finance Limited | Australia |
| Ascalon Funds Seed Pool Trust | Australia | St.George Finance Holdings Limited | Australia |
| Asgard Capital Management Limited | Australia | St.George Finance Limited | Australia |
| Asgard Wealth Solutions Limited | Australia | St.George Life Limited | Australia |
| Australian Loan Processing Security Company Pty | |||
| Ltd | Australia | St.George Motor Finance Limited | Australia |
| Australian Loan Processing Security Trust | Australia | St.George Security Holdings Pty Limited | Australia |
| Belliston Pty Limited | Australia | Sydney Capital Corp Inc. | USA |
| Bill Acceptance Corporation Pty Limited | Australia | The Home Mortgage Company Limited | New Zealand |
| BT (Queensland) Pty Limited | Australia | The Mortgage Company Pty Limited | Australia |
| BT Australia Pty Limited | Australia | Value Nominees Pty Limited | Australia |
| BT Financial Group (NZ) Limited | New Zealand | W2 Investments Pty Limited | Australia |
| BT Financial Group Pty Limited | Australia | Waratah Receivables Corp Pty Limited | Australia |
| BT Funds Management (NZ) Limited | New Zealand | Waratah Securities Australia Limited | Australia |
| BT Funds Management Limited | Australia | Westpac (NZ) Investments Limited | New Zealand |
| BT Funds Management No.2 Limited | Australia | Westpac Administration Pty Limited | Australia |
| BT Long Term Income Fund | Australia | Westpac Administration 2 Limited | Australia |
| BT Portfolio Services Limited | Australia | Westpac Administration 3 Limited | Australia |
| BT Private Nominees Pty Limited | Australia | Westpac Administration 4 Limited | Australia |
| BT Securities Limited | Australia | Westpac Altitude Rewards Trust | Australia |
| BT Short Term Income Fund | Australia | Westpac Americas Inc. | USA |
| Capital Corporate Finance Limited | Australia | Westpac Asian Lending Pty Limited | Australia |
| Papua New | |||
| Capital Finance (NZ) Limited | Australia | Westpac Bank-PNG-Limited | Guinea |
| Capital Finance Australia Limited | Australia | Westpac Capital Holdings Inc. | USA |
| Capital Finance New Zealand Limited | Australia | Westpac Capital Markets Holding Corp. | USA |
| Capital Fleetlease Limited | Australia | Westpac Capital Markets LLC | USA |
| Capital Motor Finance Limited | Australia | Westpac Capital-NZ-Limited | New Zealand |
| Capital Rent Group Limited | New Zealand | Westpac Cash PIE Fund | Australia |
| CBA Limited | Australia | Westpac Cook Cove Trust I | Australia |
| Challenge Limited | Australia | Westpac Cook Cove Trust II | Australia |
| Core Infrastructure Income Feeder 1 LP 2016 | Partnership(Scotland) | Westpac Covered Bond Trust | Australia |
| Core Infrastructure Income Feeder 2 LP 2016 | Partnership(Scotland) | Westpac Custodian Nominees Pty Limited | Australia |
| Core Infrastructure Income Master LP 2016 | Partnership(England) | Westpac Databank Pty Limited | Australia |
Page 9 of 11
| Core Infrastructure Income Holdings Limited 2016 | Partnership(England) | Westpac Debt Securities Pty Limited | Australia |
|---|---|---|---|
| Crusade ABS Series 2012 - 1 Trust | Australia | Westpac Delta LLC | USA |
| Crusade ABS Series 2013 - 1 Trust | Australia | Westpac Direct Equity Investments Pty Limited | Australia |
| Crusade ABS Series 2015 - 1 Trust | Australia | Westpac Equipment Finance Limited | Australia |
| Crusade ABS Series 2016 - 1 Trust | Australia | Westpac Equity Holdings Pty Limited | Australia |
| Crusade ABS Series 2017 - 1 Trust | Australia | Westpac Equity Investments NZ Limited | New Zealand |
| Crusade CP Management Pty Limited | Australia | Westpac Equity Pty Limited | Australia |
| Crusade CP No.1 Pty Limited | Australia | Westpac Europe Limited | UK |
| Crusade Euro Trust 1E of 2007 | Australia | Westpac Finance (HK) Limited | Hong Kong |
| Crusade Global Trust 1 of 2007 | Australia | Westpac Financial Consultants Limited | Australia |
| Crusade Management Limited | Australia | Westpac Financial Holdings Pty Limited | Australia |
| Crusade 2P Trust of 2008 | Australia | Westpac Financial Services Group Limited | Australia |
| Danaby Pty Limited | Australia | Westpac Financial Services Group-NZ-Limited | New Zealand |
| eQR Securities Pty. Limited | Australia | Westpac Financial Services Limited | Australia |
| Europe Infrastructure Debt LP | UK | Westpac Funding Holdings Pty Limited | Australia |
| General Credits Pty Limited | Australia | Westpac Funds Financing Holdco Pty Limited | Australia |
| Hastings Advisers LLC | USA | Westpac Funds Financing Pty Limited | Australia |
| Hastings Forestry Investments Limited | New Zealand | Westpac General Insurance Limited | Australia |
| Hastings Forests Australia Pty Limited | Australia | Westpac General Insurance Services Limited | Australia |
| Hastings Funds Management (UK) Limited | Singapore | Westpac Global Capital Markets Pty Limited | Australia |
| Hastings Funds Management (USA) Inc. | UK | Westpac Group Investment-NZ-Limited | New Zealand |
| Hastings Funds Management Asia Pty. Limited | USA | Westpac Holdings-NZ-Limited | New Zealand |
| Hastings Funds Management Limited | Australia | Westpac Investment Capital Corporation | USA |
| Hastings Infrastructure 1 Limited | UK | Westpac Investment Vehicle No.2 Pty Limited | Australia |
| Hastings Infrastructure 2 Limited | UK | Westpac Investment Vehicle No.3 Pty Limited | Australia |
| Hastings Investment Capital LP | USA | Westpac Investment Vehicle Pty Limited | Australia |
| Hastings Investment Management Pty Ltd | UK | Westpac Leasing Nominees-Vic.-Pty Limited | Australia |
| Hastings Investments GP LLC | Australia | Westpac Lenders Mortgage Insurance Limited | Australia |
| Hastings Korea Company Limited | Korea | Westpac Life Insurance Services Limited | Australia |
| Hastings Management Pty Limited | Australia | Westpac Life-NZ-Limited | New Zealand |
| Hastings Private Equity Fund IIA Pty Limited | Australia | Westpac New Zealand Group Limited | New Zealand |
| Hitton Pty Limited | Australia | Westpac New Zealand Limited | New Zealand |
| Westpac New Zealand Staff Superannuation | |||
| Infrastructure GP LLP | UK | Scheme Trustee Limited | New Zealand |
| Westpac Nominees-NZ-Limited | New Zealand | ||
| Infrastructure GP 2 LLP | UK | ||
| Infrastructure Research and Advisory Services Private Limited |
India | Westpac Notice Saver PIE Fund | Australia |
| Magnitude Group Pty Limited | Australia | Westpac NZ Covered Bond Holdings Limited | New Zealand |
| Mortgage Management Pty Limited | Australia | Westpac NZ Covered Bond Limited | New Zealand |
| Net Nominees Limited | Australia | Westpac NZ Operations Limited | New Zealand |
| Number 120 Limited | New Zealand | Westpac NZ Securitisation Holdings Limited | New Zealand |
| Oniston Pty Limited | Australia | Westpac NZ Securitisation Limited | New Zealand |
| Partnership Pacific Pty Limited | Australia | Westpac NZ Securitisation No. 2 Limited | New Zealand |
| Partnership Pacific Securities Pty Limited | Australia | Westpac Overseas Holdings No. 2 Pty Limited | Australia |
| Pashley Investments Pty Limited | Australia | Westpac Overseas Holdings Pty Limited | Australia |
| Planwise AU Pty Limited | Australia | Westpac Properties Limited | Australia |
| Qvalent Pty Limited | Australia | Westpac RE Limited | Australia |
| RAMS Financial Group Pty Limited | Australia | Westpac Securities Administration Limited | Australia |
| Reinventure Fund ILP | Australia | Westpac Securities Limited | Australia |
Australia Westpac NZ Covered Bond Holdings Limited New Zealand Westpac NZ Covered Bond Limited New Zealand Westpac NZ Operations Limited New Zealand Westpac NZ Securitisation Holdings Limited New Zealand Westpac NZ Securitisation Limited New Zealand Westpac NZ Securitisation No. 2 Limited New Zealand Westpac Overseas Holdings No. 2 Pty Limited Australia Westpac Overseas Holdings Pty Limited Australia Westpac Properties Limited Australia Westpac RE Limited Australia Westpac Securities Administration Limited Australia Westpac Securities Limited Australia
Page 10 of 11
| Reinventure Fund II ILP | Australia | Westpac Securities NZ Limited | New Zealand |
|---|---|---|---|
| RMS Warehouse Trust 2007-1 | Australia | Westpac Securitisation Holdings Pty Limited | Australia |
| Sallmoor Pty Limited | Australia | Westpac Securitisation Management Pty Limited | Australia |
| Securitor Financial Group Limited | Australia | Westpac Singapore Limited | Singapore |
| Series 2009-1 WST Trust | Australia | Westpac Structured Products Limited | Australia |
| Series 2011-1 WST Trust | Australia | Westpac Superannuation Nominees-NZ-Limited | New Zealand |
| Series 2011-2 WST Trust | Australia | Westpac Syndications Management Pty Limited | Australia |
| Seed Pool Trust No. 2 | Australia | Westpac Term PIE Fund | New Zealand |
| Series 2008-1M WST Trust | Australia | Westpac TPS Trust | Australia |
| Series 2011-3 WST Trust | Australia | Westpac Unit Trust | Australia |
| Series 2012-1 WST Trust | Australia | Westpac USA Inc. | USA |
Page 11 of 11