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BAPCOR LIMITED — Major Shareholding Notification 2015
May 12, 2015
64494_rns_2015-05-12_17179e8d-01be-43c0-ba36-8d7fefd0b1c5.pdf
Major Shareholding Notification
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F-3011
FORM 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme: BURSON GROUP LIMITED
ACN/ARSN: 153 199 912
1. Details of substantial holder
Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 12/05/2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows.
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| Fully Paid ordinary shares | 6,492,957 | 6,492,957 | 3.96 |
| For | the Securities (if any) listed below see NOTE 1 at the end of this form | ||
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| Fully Paid ordinary shares | 1,900,983 | 1,900,983 | 1.16 |
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| GRAND TOTAL Fully paid ordinary shares |
8,393,940 | 8,393,940 | 5.13 |
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3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; ordinary shares 1,900,983 |
1,900,983 Fully paid ordinary shares |
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 53,664 |
53,664 Fully paid ordinary shares (including 38,561 borrowed from UBS AG (Agreement 1), see Annexure C) (including 15,103 borrowed from UBS AG (Agreement 2), see Annexure C) |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' |
524,852 Fully paid ordinary shares |
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| Superannuation Fund. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 524,852 |
||
|---|---|---|
| Realindex Investments Pty Limited ACN 133 312 017 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 299,766 |
299,766 Fully paid ordinary shares |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 5,614,675 |
5,614,675 Fully paid ordinary shares |
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an |
7,400,687 Fully paid ordinary shares (including 38,561 borrowed from UBS AG (Agreement 1), see Annexure C) (including 15,103 borrowed from UBS AG (Agreement 2), see Annexure C) |
3
| accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 7,400,687 |
||
|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; ordinary shares 1,954,647 |
1,954,647 Fully paid ordinary shares (including 38,561 borrowed from UBS AG (Agreement 1), see Annexure C) (including 15,103 borrowed from UBS AG (Agreement 2), see Annexure C) |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Relevant interest under paragraph 608(1)(a), 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from holding securities, having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity as a life insurance company. Statutory fund holdings are held by external custodians and voted by the relevant investment manager, so CMLA's relevant interest is qualified accordingly. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 86,355 |
86,355 Fully paid ordinary shares |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of |
5,528,320 Fully paid ordinary shares |
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securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 5,528,320
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4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
1,900,983 Fully paid ordinary shares |
|
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
UBS Nominees Pty Ltd | 53,664 Fully paid ordinary shares |
|
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Citicorp Nominees Pty Limited (Australia) |
524,852 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
Citibank N A Hong Kong | 299,766 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
5,514,404 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
BNP Paribas Securities | 100,271 Fully paid ordinary shares |
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5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration-Cash | Consideration-Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| See annexure B to this notice |
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6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| ASB Group Investments Limited Company Number 533945 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
A direct wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
An indirect partly-owned subsidiary of Commonwealth Bank of Australia which it controls. |
| Colonial First State Investments Limited ACN 002 348 352 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Realindex Investments Pty Limited ACN 133 312 017 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
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7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| ASB Group Investments Limited Company Number 533945 | Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Level 11 Tower 1, 201 Sussex St Sydney NSW 2001 |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
'Australia Square' Suite 2, Level 40, 264-278 George Street, Sydney, 2000, Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Realindex Investments Pty Limited ACN 133 312 017 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
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8. Signature
NOTE 1--(This note is relevant to section 2,3,4 and 5)
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
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Dated the 13 day of May 2015
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Carla Collingwood-Company Secretary
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Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 12/05/2015
Carla Collingwood Company Secretary Dated the 13 May 2015
SCHEDULE
ACADIAN ASSET MANAGEMENT (AUSTRALIA) LIMITED ADVICE ESSENTIALS PTY LIMITED AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX MANAGEMENT SERVICES PTY LTD (PENDING DEREGISTRATION) AUSIEX NOMINEES PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BURDEKIN INVESTMENTS LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CABLE BEACH PTY LIMITED CAPITAL 121 PTY LIMITED CARDS NZ LIMITED
CBA (EUROPE) FINANCE LTD CBA A320 4077 PTY LTD CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LTD CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA CAPITAL AUSTRALIA (NO 2) PTY LIMITED CBA CAPITAL AUSTRALIA LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA EQUITIES LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INVESTMENTS (NO.4) LIMITED CBA INVESTMENTS PTY LIMITED CBA IT CO PTY LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED
CBA RAIL & TRAM COMPANY PTY LIMITED CBA REAL ESTATE FUNDING (NZ) LIMITED CBA SA HOLDINGS PROPRIETARY LIMITED CBA SERVICES SINGAPORE PTE LTD CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CFS Newham Limited
CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED) CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED)
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CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY LIMITED CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CIPL SENTINEL HOLDINGS PTY LTD CIPL SENTINEL PTY LTD CISL (HAZELWOOD) PTY. LIMITED CITICORP NOMINEES PTY LTD AS CUSTODIAN FOR THE TRUSTEE OF COLONIAL FIRST STATE ACTIVE INFRASTRUCTURE INCOME FUND CM-SOMERTON PTY. LTD. CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD Colonial (UK) Trustees Limited COLONIAL FINANCE PTY LIMITED COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD Colonial First State Investment Managers (UK) Limited COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL LGA HOLDINGS PTY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED COMMBANK MANAGEMENT CONSULTING (SHANGHAI) COMPANY LIMITED COMMCAPITAL S.A.R.L COMMFOUNDATION PTY LIMITED COMMINTERNATIONAL LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CHENG'AN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (HANDANXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (LUANCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI)
COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (SHEXIAN) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED
COMMONWEALTH BANK OF AUSTRALIA (WEIXIAN) COUNTY BANK CO. LTD.
COMMONWEALTH BANK OF AUSTRALIA (WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED Commonwealth Custodial Services Pty Ltd COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED
COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENT SERVICES PTY LIMITED
COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED
COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCE PTY LIMITED COUNT FINANCIAL LIMITED
CPPIB AUSTRALIAN HOLDINGS NO. 1 PTY LIMITED CRYSTAL AVENUE PTY LIMITED CTB AUSTRALIA LIMITED DAWNRAPTOR PTY LTD ATF DAWNRAPTOR TRUST
EDGE FIELD MARKETING PROPRIETARY LIMITED EMERALD HOLDING COMPANY PTY LIMITED EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE CINDA FUND MANAGEMENT COMPANY LIMITED
First State Diversified Hedge Fund Limited First State European Diversified Infrastructure Sarl First State Funds Plc
First State Global Umbrella Fund Public Limited Company
First State Hedge Funds SPC Limited FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED First State Infrastructure S.à r.l.
First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED
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First State Investment Services (UK) Limited FIRST STATE INVESTMENTS (HONG KONG) LIMITED
FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC
First State Investments International Inc First State Investments International Limited FIRST STATE INVESTMENTS US HOLDINGS PTY LIMITED (PENDING DEREGISTRATION AS AT 24 APRIL 2015)
FIRST STATE NOMINEES (HONG KONG) LIMITED FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) FSIC Limited (formerly known as First State Investments (Cayman) Limited) GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED HEBEI XINSHISANG INDUSTRIAL CO. LTD HOMEPATH PTY LIMITED HUAYU AGRICULTURAL SCIENCE AND TECHNOLOGY CO. LTD. INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTOR SECURITIES PTY LTD INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS LIMITED IWL LIMITED IWL MANAGEMENT SERVICES PTY LTD (PENDING DEREGISTRATION) JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. JDV PTY LIMITED (PENDING DEREGISTRATION) Lochness Holdings Limited LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED M M A L FLEET LEASE ARRANGER PTY LTD MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED
PINNACLE EDUCATION SA HOLDING COMPANY PTY LIMITED PREFERRED CAPITAL LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED
PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA Purangi Developments Limited QILU BANK CO. LTD.
REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO17 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED
SECURITISATION MANAGEMENT SERVICES LIMITED
SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SIF RAILWAY NO.1 PTY LIMITED SIF RAILWAY NO.2 PTY LIMITED SOUTH AUSTRALIAN FLEET LEASE ARRANGER PTY LTD
SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED
SPARAD (NO.24) PTY. LIMITED (PENDING DEREGISTRATION AS AT 13/3/15) ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD
SWAN SECURITISATION FINANCE PTY LIMITED SWAN SECURITISATION INVESTMENTS PTY LTD. T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED
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TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED TOTAL KEEN INVESTMENT LIMITED TYME CAPITAL PROPRIETARY LIMITED TYME INTELLECTUAL PROPERTIES PROPRIETARY LIMITED TYME INVESTMENTS (PROPRIETARY) LIMITED TYME TECHNICAL SOLUTIONS PROPRIETARY LIMITED VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD
VH-VZG PTY LTD VH-VZH PTY LTD VICTORIAN FLEET LEASE ARRANGER PTY LTD VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK)
VIPRO PTY LIMITED Walkers Nominees Limited WESTSIDE PROPERTIES LIMITED WHITTAKER MACNAUGHT PTY. LTD.
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Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 12/05/2015
Carla Collingwood Company Secretary Dated the 13 May 2015
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Monday, 12 January 2015 |
198,616.00 | 81,400 Ordinary shares | |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Thursday, 22 January 2015 |
4,555.98 | 1,947 Ordinary shares | |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Friday, 23 January 2015 | 7,236.69 | 3,093 Ordinary shares | |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Tuesday, 27 January 2015 |
14,020.92 | 5,916 Ordinary shares |
Acadian Asset Management (Australia) Limited ACN 114 200 127
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Holder of relevant Consideration Non- Class and number of
Date of acquisition Consideration Cash
interest Cash securities
Acadian Asset 12,319 Ordinary shares
Management (Australia) Thursday, 19 February (borrowed from UBS AG
N/A
Limited ACN 114 200 2015 (Agreement 3), see
127 Annexure C)
Acadian Asset 10,311 Ordinary shares
Management (Australia) Thursday, 26 February (borrowed from UBS AG
N/A
Limited ACN 114 200 2015 (Agreement 3), see
127 Annexure C)
Acadian Asset 16,325 Ordinary shares
Management (Australia) Wednesday, 25 (borrowed from UBS AG
N/A
Limited ACN 114 200 February 2015 (Agreement 2), see
127 Annexure C)
Acadian Asset Friday, 6 March 2015 N/A 29,289 Ordinary shares
Management (Australia) (borrowed from UBS AG
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15
| Limited ACN 114 200 127 |
(Agreement 1), see Annexure C) |
|||
|---|---|---|---|---|
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
Tuesday, 17 March 2015 |
N/A | 27,252 Ordinary shares (borrowed from UBS AG (Agreement 1), see Annexure C) |
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 23 January 2015 | 30,390.54 | 12,936 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 27 January 2015 |
123,538.78 | 52,265 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 29 January 2015 |
3,410.20 | 1,445 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 30 January 2015 | 7,112.37 | 3,001 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 2 February 2015 |
38,616.90 | 15,762 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 3 February 2015 |
102,909.80 | 42,004 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 23 January 2015 | 39,188.67 | 16,681 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 27 January 2015 |
159,315.74 | 67,401 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN |
Thursday, 29 January 2015 |
10,603.48 | 4,493 Ordinary shares |
16
| 114 194 311 | ||||
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 30 January 2015 | 22,114.47 | 9,331 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 2 February 2015 |
120,084.30 | 49,014 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 3 February 2015 |
320,006.75 | 130,615 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Thursday, 29 January 2015 |
1,130.44 | 479 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 30 January 2015 | 2,355.78 | 994 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 2 February 2015 |
12,798.80 | 5,224 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 3 February 2015 |
34,108.90 | 13,922 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Friday, 9 January 2015 | 35,730.18 | 14,067 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Monday, 13 April 2015 | 10,419.50 | 3,206 Ordinary shares |
Colonial First State Investments Limited (Note 1) ACN 002 348 352
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 19 January 2015 |
18,617.69 | 8,095 Ordinary shares |
17
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 20 February 2015 |
2,088.85 | 764 Ordinary shares | |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 23 February 2015 |
1,203.58 | 440 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 24 February 2015 |
808.53 | 298 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 25 February 2015 |
1,479.60 | 548 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 2 March 2015 | 1,666.04 | 615 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 3 March 2015 | 907.82 | 335 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 12 March 2015 |
4,438.71 | 1,481 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 1 April 2015 |
6,889.50 | 2,119 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 2 April 2015 | 4,694.23 | 1,445 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 7 April 2015 | 1,529.88 | 469 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 8 April 2015 |
2,433.84 | 748 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 |
Monday, 13 April 2015 | 7,264.65 | 2,241 Ordinary shares |
18
| 352 | ||||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 14 April 2015 | 8,588.12 | 2,650 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 15 April 2015 |
5,589.09 | 1,727 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 16 April 2015 | 11,635.21 | 3,624 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 17 April 2015 | 5,403.25 | 1,667 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 20 April 2015 | 9,771.23 | 3,012 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 21 April 2015 | 6,182.87 | 1,906 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 22 April 2015 |
5,827.99 | 1,794 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 23 April 2015 | 9,594.92 | 2,931 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 27 April 2015 | 11,355.35 | 3,384 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 29 April 2015 |
10,486.67 | 3,150 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 30 April 2015 | 9,345.90 | 2,797 Ordinary shares | |
| Colonial First State Investments Limited |
Thursday, 7 May 2015 | 26,757.25 | 8,125 Ordinary shares |
19
| (Note 1) ACN 002 348 352 |
||||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 11 May 2015 | 11,243.19 | 3,492 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 27 March 2015 | 260,000.00 | 80,000 Ordinary shares |
Realindex Investments Pty Limited ACN 133 312 017
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 12 May 2015 | 624,475.26 | 194,984 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 12 May 2015 | 335,585.31 | 104,782 Ordinary shares |
20
Annexure C
This is annexure C referred to in Form 603, Notice of initial substantial holder dated 12/05/2015
Carla Collingwood Company Secretary Dated the 13 May 2015
Commonwealth Bank of Australia will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).
UBS AG (Agreement 3)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) UBS AG; and (2) Colonial First State Investments Limited |
| Can the parties exercise voting rights attaching to the securities? |
No |
| If yes in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes in which circumstances? | N/A |
UBS AG (Agreement 1)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) UBS AG; and (2) Colonial First State Investments Limited |
21
| Can the parties exercise voting rights attaching to the securities? |
No |
|---|---|
| If yes in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes in which circumstances? | N/A |
UBS AG (Agreement 2)
| Type of agreement: | Australian Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) UBS AG; and (2) Colonial First State Investments Limited |
| Can the parties exercise voting rights attaching to the securities? |
No |
| If yes in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes in which circumstances? | At any time subject to giving notice. |
22
Are there circumstances in which the borrower will not be No required to return the securities on settlement? [Yes/No] If yes in which circumstances? N/A
23