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BAPCOR LIMITED — Major Shareholding Notification 2015
Aug 26, 2015
64494_rns_2015-08-26_e1aefe45-43d7-4038-961a-3f8935b4c35a.pdf
Major Shareholding Notification
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F-3286
FORM 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To: Company Name/Scheme: BURSON GROUP LIMITED
ACN/ARSN: 153 199 912
1. Details of substantial holder
Name: Commonwealth Bank of Australia ACN 123 123 124 (CBA) and its related bodies corporate listed in annexure A
The holder became a substantial holder on: 26/08/2015
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows.
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| Fully Paid ordinary shares | 10,876,556 | 10,876,556 | 4.44 |
| For | the Securities (if any) listed below see NOTE 1 at the end of this form |
| Class of securities | Number of securities | Person's votes | Voting power (%) |
|---|---|---|---|
| Fully Paid ordinary shares | 1,988,268 | 1,988,268 | 0.81 |
| Class of securities | Number of securities | Person's votes | Voting power (%) |
| GRAND TOTAL Fully paid ordinary shares |
12,864,824 | 12,864,824 | 5.25 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest | Class and number of securities |
|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the residual power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is not managed by either Colonial First State Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being a residual accelerated relevant interest held in the same capacity. Colonial First State Investments Limited has authorised the manager of each such managed investment scheme to exercise the powers referred to in paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth) in relation to those securities managed by the manager to the exclusion of Colonial First State Investments Limited except for provisions allowing Colonial First State Investments Limited to terminate the agreement with the manager or to exercise those powers where the agreement is terminated. Nature of relevant interest derived from; ordinary shares 1,988,268 |
1,988,268 Fully paid ordinary shares (including 55,955 borrowed from UBS AG (Agreement 2), see Annexure C) |
| Realindex Investments Pty Limited ACN 133 312 017 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager, as provided for under its investment mandates. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 362,774 |
362,774 Fully paid ordinary shares |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as trustee for the Officers' |
904,203 Fully paid ordinary shares |
2
| Superannuation Fund. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 904,203 |
||
|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 9,609,579 |
9,609,579 Fully paid ordinary shares |
| Colonial First State Investments Limited ACN 002 348 352 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as a responsible entity of a managed investment scheme (which managed investment scheme is managed by Colonial First Statement Investments Limited or a related body corporate). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 10,633,681 |
10,633,681 Fully paid ordinary shares (including 55,955 borrowed from UBS AG (Agreement 2), see Annexure C) |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Relevant interest under paragraph 608(1)(a), 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from holding securities, having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in a proprietary capacity as a life insurance company. Statutory fund holdings are held by external custodians and voted by the relevant investment manager, so CMLA's relevant interest is qualified accordingly. In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in |
109,490 Fully paid ordinary shares |
3
| respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 109,490 |
||
|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Relevant interest under paragraph 608(1)(b) and/or 608(1)(c) of the Corporations Act 2001 (Cth), being a relevant interest arising from having the power to control the exercise of the right to vote attached to securities and/or to control the exercise of the power to dispose of securities in its capacity as investment manager (as provided for under its investment mandates). In addition, if any OTC derivatives, warrants or other securities (other than ordinary shares or ordinary units (as applicable)) are referred to below in this row, the relevant interest in respect of those securities arises under subsection 608(8) being an accelerated relevant interest held in the same capacity. Nature of relevant interest derived from; ordinary shares 9,500,089 |
9,500,089 Fully paid ordinary shares |
4
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered as holder |
Class and number of securities |
|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citicorp Nominees Pty Limited (Australia) |
1,299,524 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
UBS Nominees Pty Ltd | 120,829 Fully paid ordinary shares |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Citibank N A Hong Kong | 567,915 Fully paid ordinary shares |
|
| Realindex Investments Pty Limited ACN 133 312 017 |
Citibank N A Hong Kong | 362,774 Fully paid ordinary shares |
|
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Citicorp Nominees Pty Limited (Australia) |
904,203 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citicorp Nominees Pty Limited (Australia) |
8,756,278 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
National Bank Nominees Pty Limited |
121,044 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Citibank N A London | 236,053 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
JPMorgan (UK) | 320,132 Fully paid ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
BNP Paribas Securities | 176,072 Fully paid ordinary shares |
5
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration-Cash | Consideration-Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| See annexure B to this notice |
6
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| ASB Group Investments Limited Company Number 533945 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| CBA Equities Limited ACN 003 485 952 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
A direct wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Colonial First State Investments Limited ACN 002 348 352 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| Realindex Investments Pty Limited ACN 133 312 017 | An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
An indirect wholly-owned subsidiary, and therefore related body corporate, of Commonwealth Bank of Australia |
7
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| ASB Group Investments Limited Company Number 533945 | Level 2, ASB North Wharf, 12 Jellicoe Street, Auckland, 1010 , New Zealand |
| CBA Equities Limited ACN 003 485 952 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Level 11 Tower 1, 201 Sussex St Sydney NSW 2001 |
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
'Australia Square' Suite 2, Level 40, 264-278 George Street, Sydney, 2000, Australia |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Colonial First State Investments Limited ACN 002 348 352 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| Realindex Investments Pty Limited ACN 133 312 017 | Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
| The Colonial Mutual Life Assurance Society Limited ACN 004 021 809 |
Ground Floor Tower 1, 201 Sussex Street, Sydney, NSW, 2000, Australia |
8
8. Signature
NOTE 1--(This note is relevant to section 2,3,4 and 5)
The relevant interests in these securities:
-
a) are/were held by Colonial First State Investments Limited (CFS) as responsible entity of the specified registered managed investment schemes and relate(d) to holdings in connection with the Colonial First State First Choice product range. Decisions to buy/sell those securities and exercise voting rights in relation to those securities are made by managers to whom CFS has outsourced those functions. By instrument dated 29 October 2001 the Australian Securities and Investments Commission (“ASIC”) has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities (the Manager Relief). These managers are not associates of, other than by virtue of an agreement in accordance with the terms of the Manager Relief, the Commonwealth Bank of Australia group; or
-
b) are/were held by or for the benefit of specified index funds where the funds have an objective of maintaining a portfolio tracking error less than 0.5% per annum. ASIC has granted certain relief to CFS and its related bodies corporate for these holdings from the applicable provisions of Chapter 6 of the Corporations Act in relation to the acquisition of or increase in voting power of such securities.
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Dated the 27 day of August 2015
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Carla Collingwood-Company Secretary
9
Annexure A
This is annexure A referred to in Form 603, Notice of initial substantial holder dated 26/08/2015
Carla Collingwood Company Secretary Dated the 27 August 2015
SCHEDULE
ADVICE ESSENTIALS PTY LIMITED AEGIS CORRECTIONAL PARTNERSHIP PTY LTD AEGIS LIMITED AHL HOLDINGS PTY LIMITED ALTONA V6 PTY LIMITED ASB BANK LIMITED ASB CAPITAL LIMITED (NZX-ASBPA) ASB CAPITAL NO.2 LIMITED (NZX-ASBPB) ASB FINANCE LIMITED ASB FUNDING LIMITED ASB GROUP (LIFE) LIMITED ASB GROUP INVESTMENTS LIMITED ASB HOLDINGS LIMITED ASB MANAGEMENT SERVICES LIMITED ASB NOMINEES LIMITED ASB SECURITIES LIMITED ASKLEPIOS LIMITED ASPIRE SCHOOLS FINANCING (QLD) PTY LIMITED ASPIRE SCHOOLS HOLDINGS (QLD) PTY LIMITED AUSIEX NOMINEES PTY LIMITED AUSTRALIAN INVESTMENT EXCHANGE LIMITED AVANTEOS INVESTMENTS LIMITED AVANTEOS PTY LTD BANK OF HANGZHOU CO. LTD BANKWEST FOUNDATION LIMITED BDELTA VESSEL NO 1 PTY LTD BDELTA VESSEL NO 2 PTY LTD BDELTA VESSEL NO 3 PTY LTD BDELTA VESSEL NO 4 PTY LTD BOCOMMLIFE INSURANCE COMPANY LIMITED BOND INVESTMENTS NO 1 LIMITED BOND INVESTMENTS UK LIMITED BURDEKIN INVESTMENTS LIMITED BW FINANCIAL ADVICE LIMITED BW SECURITISATION MANAGEMENT PTY LTD BWA GROUP SERVICES PTY LTD BWA INTELLECTUAL PROPERTY HOLDINGS LIMITED CABLE BEACH PTY LIMITED CAPITAL 121 PTY LIMITED CARDS NZ LIMITED CBA (EUROPE) FINANCE LTD CBA A320 4077 PTY LTD CBA A320 5156 PTY LIMITED CBA A320 5249 PTY LTD CBA A320 5289 PTY LTD CBA A320 5638 PTY LTD
CBA A320 6749 PTY LIMITED CBA A320 AIRCRAFT NO1 PTY LTD CBA A330 1427 Pty Ltd CBA A330 1453 PTY LIMITED CBA AIR A320 2714 PTY LTD CBA AIR PTY LTD CBA ASSET FINANCE (NZ) LIMITED CBA ASSET HOLDINGS (NZ) LIMITED CBA B377 37091 PTY LTD CBA CAPITAL AUSTRALIA (NO 2) PTY LIMITED CBA CAPITAL AUSTRALIA LIMITED CBA CAPITAL HOLDINGS INC. CBA CAPITAL TRUST I CBA CAPITAL TRUST II CBA CORPORATE SERVICES (NSW) PTY LIMITED CBA CORPORATE SERVICES (VIC) PTY LIMITED CBA EQUITIES LIMITED CBA EUROPE LIMITED CBA FUNDING (NZ) LIMITED CBA FUNDING HOLDINGS PTY LTD CBA FUNDING TRUST I CBA INTERNATIONAL FINANCE PTY. LIMITED CBA INVESTMENTS (NO.4) LIMITED CBA IT CO PTY LIMITED CBA MTE RAIL COMPANY PTY LIMITED CBA NZ HOLDING LIMITED
CBA RAIL & TRAM COMPANY PTY LIMITED CBA REAL ESTATE FUNDING (NZ) LIMITED CBA SA HOLDINGS PROPRIETARY LIMITED CBA SERVICES SINGAPORE PTE LTD CBA SPECIALISED FINANCING PTY LIMITED CBA STAFF COMMUNITY FUND LIMITED CBA USD FUNDING LIMITED CBA USD INVESTMENTS PTY LIMITED CBFC LEASING PTY. LIMITED CBFC LIMITED CFS Newham Limited
CFSPAI EUROPE CO LIMITED (formerly known as CFSPAI MALTA CO LIMITED) CFSPAI EUROPE HOLDCO LIMITED (formerly known as CFSPAI MALTA HOLDCO LIMITED) CHRISTMAS BREAK PTY LTD CHULLORA EQUITY INVESTMENT (NO 1) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 2) PTY LIMITED CHULLORA EQUITY INVESTMENT (NO 3) PTY
10
LIMITED
CIPL ARARAT PTY LTD CIPL SA SCHOOLS PTY LTD CISL (HAZELWOOD) PTY. LIMITED CM-SOMERTON PTY. LTD. CMG ASIA LIFE HOLDINGS LIMITED CMG ASIA PTY LTD COLLATERAL LEASING PTY LTD Colonial (UK) Trustees Limited COLONIAL FINANCE PTY LIMITED (pending deregistration as at 10/07/2015) COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED COLONIAL FIRST STATE GROUP LIMITED COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED
COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD Colonial First State Investment Managers (UK) Limited COLONIAL FIRST STATE INVESTMENTS (NZ) LIMITED (PENDING DEREGISTRATION) COLONIAL FIRST STATE INVESTMENTS LIMITED COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED COLONIAL HOLDING COMPANY LIMITED COLONIAL MUTUAL SUPERANNUATION PTY. LTD. COLONIAL SERVICES PTY LIMITED COMMBANK EUROPE LIMITED COMMBANK MANAGEMENT CONSULTING (ASIA) COMPANY LIMITED
COMMBANK MANAGEMENT CONSULTING
(SHANGHAI) COMPANY LIMITED COMMCAPITAL S.A.R.L COMMFOUNDATION PTY LIMITED COMMINTERNATIONAL LIMITED COMMONWEALTH AUSTRALIA SECURITIES LLC COMMONWEALTH BANK OF AUSTRALIA COMMONWEALTH BANK OF AUSTRALIA (CHENG'AN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (CIXIAN) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (DENGFENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (HANDANXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA (JIYUAN) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (LANKAO) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (LUANCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (MIANCHI) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (SHEXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (UK) STAFF BENEFITS SCHEME TRUSTEE COMPANY LIMITED
COMMONWEALTH BANK OF AUSTRALIA (WEIXIAN) COUNTY BANK CO. LTD. COMMONWEALTH BANK OF AUSTRALIA
(WENXIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (XINJI) COUNTY BANK CO. LTD
COMMONWEALTH BANK OF AUSTRALIA (YICHUAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGCHENG) COUNTY BANK CO. LTD COMMONWEALTH BANK OF AUSTRALIA (YONGNIAN) COUNTY BANK CO. LTD COMMONWEALTH BANK OFFICERS SUPERANNUATION CORPORATION PTY LIMITED Commonwealth Custodial Services Pty Ltd COMMONWEALTH DEVELOPMENT BANK OF AUSTRALIA PTY LIMITED
COMMONWEALTH FINANCIAL PLANNING LIMITED COMMONWEALTH INSURANCE HOLDINGS LIMITED COMMONWEALTH INSURANCE LIMITED COMMONWEALTH INVESTMENT SERVICES PTY LIMITED (PENDING DEREGISTRATION AS AT 3/7/15)
COMMONWEALTH INVESTMENTS PTY LIMITED COMMONWEALTH PRIVATE LIMITED COMMONWEALTH SECURITIES LIMITED COMMWEALTH INTERNATIONAL HOLDINGS PTY LIMITED
COMSEC NOMINEES PTY LIMITED CORE EQUITY SERVICES NOMINEES PTY LIMITED COUNT FINANCE PTY LIMITED COUNT FINANCIAL LIMITED CRYSTAL AVENUE PTY LIMITED
CTB AUSTRALIA LIMITED
EDGE FIELD MARKETING PROPRIETARY LIMITED ELLAS CONTAINER SHIP COMPANY 1 PTY LIMITED ELLAS CONTAINER SHIP COMPANY 2 PTY LIMITED EMERALD HOLDING COMPANY PTY LIMITED
EQUIGROUP HOLDINGS PTY LIMITED FINANCIAL WISDOM LIMITED FINCONNECT (AUSTRALIA) PTY LTD FIRST STATE CINDA FUND MANAGEMENT
COMPANY LIMITED
First State Diversified Hedge Fund Limited First State European Diversified Infrastructure Sarl First State Funds Plc
First State Global Umbrella Fund Public Limited
Company
First State Hedge Funds SPC Limited FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED
First State Infrastructure S.à r.l.
First State Investment Management (UK) Limited FIRST STATE INVESTMENT MANAGERS (ASIA) LIMITED
First State Investment Services (UK) Limited FIRST STATE INVESTMENTS (HONG KONG)
LIMITED
FIRST STATE INVESTMENTS (JAPAN) LIMITED FIRST STATE INVESTMENTS (NZ) LIMITED FIRST STATE INVESTMENTS (SINGAPORE) First State Investments (UK Holdings) Limited First State Investments (UK) Limited FIRST STATE INVESTMENTS (US) LLC
11
First State Investments Fund Management Sarl First State Investments GIP Management Sarl FIRST STATE INVESTMENTS GLOBAL RESOURCES LONG SHORT MASTER FUND LIMITED (PENDING DEREGISTRATION) FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED First State Investments ICVC First State Investments International Inc First State Investments International Limited FIRST STATE NOMINEES (HONG KONG) LIMITED FSIB LTD (formerly known as FIRST STATE INVESTMENTS (BERMUDA) LIMITED) FSIC Limited (formerly known as First State Investments (Cayman) Limited) GT USD FUNDING PTY LIMITED HAZELWOOD INVESTMENT COMPANY PTY LIMITED
HOMEPATH PTY LIMITED INVERLOCH LEASING PTY LIMITED INVESTMENT CUSTODIAL SERVICES LIMITED INVESTOR SECURITIES PTY LTD INVESTORWEB.COM. PTY LIMITED IWL BROKING SOLUTIONS LIMITED IWL LIMITED JACQUES MARTIN ADMINISTRATION AND CONSULTING PTY LTD JACQUES MARTIN PTY. LTD. LOFT NO 1 PTY LIMITED LOFT NO 2 PTY LIMITED LOFT NO.3 PTY LIMITED
M M A L FLEET LEASE ARRANGER PTY LTD (PENDING REGISTRATION as at 14 JULY 2015) MIS FUNDING NO.1 PTY LIMITED MORTGAGE HOLDING TRUST COMPANY LIMITED MTE DEBT VEHICLE PTY LTD MTE LESSOR 1 PTY LTD MTE LESSOR 2 PTY LTD MTE LESSOR 3 PTY LTD MTE LESSOR 4 PTY LTD MTE LESSOR 5 PTY LTD MTE NOMINEE PARTNER PTY LTD NETSHARE NOMINEES PTY LTD NEWPORT LIMITED NIMITZ NOMINEES PTY LIMITED ORE & OVERBURDEN PTY LIMITED PREFERRED CAPITAL LIMITED PREMIUM ALTERNATIVE INVESTMENTS PTY LIMITED
PREMIUM CUSTODY SERVICES PTY LTD PREMIUM PLANTATIONS PTY LIMITED PREMIUM PLANTATIONS SERVICES PTY LTD PT BANK COMMONWEALTH PT COMMONWEALTH LIFE PT FIRST STATE INVESTMENTS INDONESIA QILU BANK CO. LTD.
REALINDEX INVESTMENTS PTY LIMITED RELIANCE ACHIEVER PTY LIMITED RESIDENTIAL MORTGAGE GROUP PTY LTD ROCK & RUBBLE (DEBT VEHICLE) PTY LIMITED ROCK & RUBBLE (EXISTING) PTY LIMITED
ROCK & RUBBLE (NEW) PTY LIMITED SAF MINING NO.2 PTY LIMITED SAF Mining No1 Pty Limited SAFE NO1 PTY LTD SAFE NO17 PTY LIMITED SAFE NO2 PTY LTD SAFE NO3 PTY LTD SAFE NO4 PTY LIMITED SAFE NO9 PTY LIMITED SAFE USD HOLDINGS PTY LTD SBN NOMINEES PTY. LIMITED SECURITISATION ADVISORY SERVICES PTY. LIMITED SECURITISATION MANAGEMENT SERVICES LIMITED SECURITY HOLDING INVESTMENT ENTITY LINKING DEALS LIMITED SENBARY PTY LIMITED SHARE DIRECT NOMINEES PTY LIMITED SHARE INVESTMENTS PTY LIMITED SI Holdings Limited SIF RAILWAY NO.1 PTY LIMITED SIF RAILWAY NO.2 PTY LIMITED SOUTH AUSTRALIAN FLEET LEASE ARRANGER PTY LTD (PENDING DEREGISTRATION as at 14 JULY 2015)
SOVEREIGN ASSURANCE COMPANY LIMITED SOVEREIGN SERVICES LIMITED SOVEREIGN SUPERANNUATION FUNDS LIMITED SOVEREIGN SUPERANNUATION TRUSTEES LIMITED ST ANDREW'S AUSTRALIA PTY LTD STATE NOMINEES LTD SWAN SECURITISATION FINANCE PTY LIMITED (IN LIQUIDATION)
SWAN SECURITISATION INVESTMENTS PTY LTD (IN LIQUIDATION) T.W. CUSTODIANS LIMITED TANKSTREAM RAIL (BY - 1) PTY LIMITED TANKSTREAM RAIL (BY - 2) PTY LIMITED TANKSTREAM RAIL (BY - 3) PTY LIMITED TANKSTREAM RAIL (BY - 4) PTY LIMITED TANKSTREAM RAIL (SW - 1) PTY LIMITED TANKSTREAM RAIL (SW - 2) PTY LIMITED TANKSTREAM RAIL (SW - 3) PTY LIMITED TANKSTREAM RAIL (SW - 4) PTY LIMITED TANKSTREAM RAIL (VICTORIA) PTY LIMITED THE COLONIAL MUTUAL LIFE ASSURANCE SOCIETY LIMITED
TOTAL KEEN INVESTMENT LIMITED TYME CAPITAL PROPRIETARY LIMITED TYME INTELLECTUAL PROPERTIES PROPRIETARY LIMITED TYME INVESTMENTS PROPRIETARY LIMITED TYME TECHNICAL SOLUTIONS PROPRIETARY LIMITED VATOSCAN PROPRIETARY LIMITED VH-VZF PTY LTD VH-VZG PTY LTD VH-VZH PTY LTD VICTORIAN FLEET LEASE ARRANGER PTY LTD
12
(PENDING DEREGISTRATION as at 14 JULY 2015) VIETNAM INTERNATIONAL BANK (VIETNAM INTERNATIONAL COMMERCIAL JOINT STOCK BANK) VIPRO PTY LIMITED
WESTSIDE PROPERTIES LIMITED WHITTAKER MACNAUGHT PTY. LTD.
13
Annexure B
This is annexure B referred to in Form 603, Notice of initial substantial holder dated 26/08/2015
Carla Collingwood Company Secretary Dated the 27 August 2015
Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Friday, 15 May 2015 | 284,115.00 | 91,650 Ordinary shares | |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Tuesday, 30 June 2015 | 819,947.85 | 287,701 Ordinary shares | |
| Commonwealth Bank Officers Superannuation Corporation Pty Limited ACN 074 519 798 |
Tuesday, 30 June 2015 | 115,450.65 | 40,509 Ordinary shares |
CBA Equities Limited ACN 003 485 952
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| CBA Equities Limited ACN 003 485 952 |
Tuesday, 23 June 2015 | N/A | 178,000 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
|
| CBA Equities Limited ACN 003 485 952 |
Tuesday, 30 June 2015 | N/A | 97,348 Ordinary shares (borrowed from Barclays Capital Securities Ltd, see Annexure C) |
Acadian Asset Management (Australia) Limited ACN 114 200 127
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
Monday, 1 June 2015 | 200,732.02 | 62,006 Ordinary shares |
| Acadian Asset Management (Australia) Limited ACN 114 200 127 |
Tuesday, 30 June 2015 | 82,467.60 | 28,936 Ordinary shares | |
|---|---|---|---|---|
Colonial First State Asset Management (Australia) Limited ACN 114 194 311
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
1,610,372.60 | 473,639 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
1,088,448.80 | 320,132 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
5,688,404.00 | 1,673,060 Ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Tuesday, 30 June 2015 | 5,168,945.25 | 1,813,665 Ordinary shares |
|
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 15 July 2015 |
2,280,000.00 | 800,000 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
802,580.20 | 236,053 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
99,446.60 | 29,249 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
312,103.00 | 91,795 Ordinary shares | |
| Colonial First State Asset Management (Australia) Limited ACN 114 194 311 |
Wednesday, 26 August 2015 |
598,644.80 | 176,072 Ordinary shares | |
| Colonial First State Asset Management |
Tuesday, 30 June 2015 | 100,545.15 | 35,279 Ordinary shares |
15
(Australia) Limited ACN 114 194 311
Colonial First State Investments Limited (Note 1) ACN 002 348 352
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 14 May 2015 | 105,767.20 | 34,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 45,218.10 | 15,866 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 30 July 2015 | 40,061.31 | 11,434 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 31 July 2015 | 83,870.40 | 24,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 3 August 2015 | 175,190.00 | 50,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 14 August 2015 | 17,281.00 | 5,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 August 2015 | 35,095.00 | 10,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 19 June 2015 | N/A | 3,648 Ordinary shares (borrowed from UBS AG (Agreement 2), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 29 June 2015 | N/A | 28,294 Ordinary shares (borrowed from UBS AG (Agreement 2), see Annexure C) |
|
| Colonial First State Investments Limited (Note 1) ACN 002 348 |
Tuesday, 30 June 2015 | N/A | 29,180 Ordinary shares (borrowed from UBS AG (Agreement 2), see |
16
| 352 | Annexure C) | |||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 15 May 2015 | 85,740.72 | 27,481 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 22 May 2015 | 15,365.84 | 4,772 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 42,895.35 | 15,051 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 21 August 2015 | 205,352.61 | 59,045 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 24 August 2015 |
353,243.96 | 101,612 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 1,115,869.05 | 391,533 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 612,618.90 | 214,954 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 662,388.45 | 232,417 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 203,572.65 | 71,429 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 27 April 2015 | 11,355.35 | 3,384 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 29 April 2015 |
10,486.67 | 3,150 Ordinary shares | |
| Colonial First State Investments Limited |
Thursday, 30 April 2015 | 9,345.90 | 2,797 Ordinary shares |
17
| (Note 1) ACN 002 348 352 |
||||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 7 May 2015 | 26,757.25 | 8,125 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 11 May 2015 | 11,243.19 | 3,492 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 12 May 2015 | 7,033.74 | 2,194 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 13 May 2015 |
8,127.84 | 2,598 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 15 May 2015 | 17,270.58 | 5,569 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 19 May 2015 | 9,415.48 | 2,907 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 20 May 2015 |
2,639.94 | 803 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 25 May 2015 | 3,584.48 | 1,091 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 26 May 2015 | 2,332.82 | 709 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 2 June 2015 | 1,206.12 | 366 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 2 June 2015 | 10,899.90 | 3,303 Ordinary shares |
18
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 4 June 2015 | 31,850.61 | 9,428 Ordinary shares | |
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 4 June 2015 | 2,080.06 | 618 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 9 June 2015 | 6,233.12 | 1,848 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 10 June 2015 |
7,127.82 | 2,083 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Thursday, 11 June 2015 | 5,515.15 | 1,580 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 26 June 2015 | 8,722.60 | 2,591 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 126,366.15 | 44,339 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 7 July 2015 | 7,810.45 | 2,340 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Monday, 13 July 2015 | 11,575.11 | 3,491 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 15 July 2015 |
14,881.26 | 4,454 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 3 June 2015 |
179,546.61 | 54,532 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 |
Tuesday, 30 June 2015 | 72,529.65 | 25,449 Ordinary shares |
19
| 352 | ||||
|---|---|---|---|---|
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 90,669.90 | 31,814 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 412,300.95 | 144,667 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Friday, 15 May 2015 | 30,986.00 | 10,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 119,700 | 42,000 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Tuesday, 30 June 2015 | 38,001.90 | 13,334 Ordinary shares | |
| Colonial First State Investments Limited (Note 1) ACN 002 348 352 |
Wednesday, 26 August 2015 |
68,000.00 | 20,000 Ordinary shares |
Realindex Investments Pty Limited ACN 133 312 017
| Holder of relevant interest |
Date of acquisition | Consideration Cash | Consideration Non- Cash |
Class and number of securities |
|---|---|---|---|---|
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 12 May 2015 | 624,475.26 | 194,984 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 30 June 2015 | 259,330.05 | 90,993 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 12 May 2015 | 335,585.31 | 104,782 Ordinary shares | |
| Realindex Investments Pty Limited ACN 133 312 017 |
Tuesday, 30 June 2015 | 139,359.30 | 48,898 Ordinary shares |
20
Annexure C
This is annexure C referred to in Form 603, Notice of initial substantial holder dated 26/08/2015
Carla Collingwood Company Secretary Dated the 27 August 2015
Commonwealth Bank of Australia will, if requested by the company or responsible entity to whom this form must be given or by the Australian Securities and Investments Commission (ASIC), give a copy of one or more of the following agreements to the company, responsible entity or ASIC (as appropriate).
Barclays Capital Securities Ltd
| Type of agreement: | Global Master Securities Lending Agreement |
|---|---|
| Parties to agreement: | (1) Commonwealth Bank of Australia and (2) Barclays Capital Securities Ltd |
| Can the parties exercise voting rights attaching to the securities? |
No |
| If yes, in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
UBS AG (Agreement 2)
Type of agreement: Australian Master Securities Lending Agreement
21
| Parties to agreement: | (1) UBS AG; and (2) Colonial First State Investments Limited |
|---|---|
| Can the parties exercise voting rights attaching to the securities? |
No |
| If yes, in what circumstances? | N/A |
| Date on which the securities were (or are) expected to be delivered to the borrower or its nominee (ie borrow date): |
The dates indicated in Annexure B on which securities were borrowed. |
| Scheduled date (if any) when the securities are expected to be returned to the borrower or its nominee (ie return date): |
Any particular day. |
| Does the borrower have the right to return the securities early? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Does the lender have the right to recall the securities early (ie before the scheduled return date)? [Yes/No] |
Yes |
| If yes, in which circumstances? | At any time subject to giving notice. |
| Are there circumstances in which the borrower will not be required to return the securities on settlement? [Yes/No] |
No |
| If yes, in which circumstances? | N/A |
22