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Bank7 Corp. — Director's Dealing 2018
Sep 26, 2018
32959_dirs_2018-09-26_41f24087-a0a5-49f8-b989-38ba7e528ba2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bank7 Corp. (BSVN)
CIK: 0001746129
Period of Report: 2018-09-24
Reporting Person: Phillips John T (Director, Sr EVP, COO, Secretary, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-09-24 | Common Stock, par value $0.01 per share | S | 124350 | $17.77 | Disposed | 3500650 | Indirect |
| 2018-09-24 | Common Stock, par value $0.01 per share | S | 124350 | $17.77 | Disposed | 3376300 | Indirect |
| 2018-09-24 | Common Stock, par value $0.01 per share | P | 5000 | $19 | Acquired | 3381300 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-09-24 | Employee Stock Options | $19 | A | 20000 | Acquired | 2028-09-19 | Common Stock, par value $0.01 per share (20000) | Direct |
Footnotes
F1: Represents shares of Common Stock sold to the underwriters in the initial public offering (the "IPO") of the Issuer, which closed on September 24, 2018. The price per share received by the reporting person is equal to the public offering price of $19.00 less the underwriting discount.
F2: John T. Phillips is the co-trustee of the Lisa K. Haines Financial Services Trust and has voting and dispositive power over the shares held by the Lisa K. Haines Financial Services Trust.
F3: John T. Phillips is the co-trustee of the Julee S. Lawrence Financial Services Trust and has voting and dispositive power over the shares held by the Julee S. Lawrence Financial Services Trust.
F4: Represents shares of Common Stock purchased through a directed share program in connection with the IPO. The shares of Common Stock were purchased at the initial public offering price of $19.00 per share. The shares are subject to a lock up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
F5: As trustee.
F6: Represents grant of Employee Stock Options, which will vest in four equal installments on September 19, 2019, 2020, 2021 and 2022.