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Bandwidth Inc. Director's Dealing 2018

Jan 3, 2018

32780_dirs_2018-01-03_67a47ba7-3ab7-4725-818a-7f37b2844c1b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bandwidth Inc. (BAND)
CIK: 0001514416
Period of Report: 2017-12-29

Reporting Person: Matton W. Christopher (General Counsel)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-12-29 Warrants (right to buy) $5.80 M 2437 Disposed 2017-12-31 Class B Common Stock (2437) Direct
2017-12-29 Class B Common Stock $ M 2437 Acquired Class A Common Stock (2437) Direct
2017-12-29 Class B Common Stock $ F 612 Disposed Class A Common Stock (612) Direct

Footnotes

F1: The warrants are currently exercisable.

F2: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.

F3: On December 29, 2017, the reporting person exercised a warrant to purchase 2,437 shares of the Issuer's Class B Common Stock for $5.80 a share. The reporting person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 612 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining shares. The Issuer also paid $2.19 to the reporting person in lieu of a fractional share.