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Bandwidth Inc. — Director's Dealing 2017
Nov 10, 2017
32780_dirs_2017-11-09_a8802bf0-453b-479c-9a2d-d67c07cc4d00.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Bandwidth Inc. (BAND)
CIK: 0001514416
Period of Report: 2017-11-09
Reporting Person: Morken David A. (Director, Chairman & CEO, 10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock option (right to buy) | $5.80 | 2022-04-12 | Class A Common Stock (337500) | Direct | |
| Call Option (obligation to sell) | $5.80 | 2020-11-10 | Class B Common Stock (34505) | Direct | |
| Class B Common Stock | $ | Class A Common Stock (2497983) | Direct | ||
| Class B Common Stock | $ | Class A Common Stock (250000) | Indirect |
Footnotes
F1: The stock option is currently exercisable.
F2: The shares of Class B common stock are convertible in to Class A common stock on a 1-to-1 basis at the option of the holder and have no expiration date.
F3: Represents shares held by the Chrishelle Dawn Morken Irrevocable GST Trust, of which the reporting person is the trustee.
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