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BANCROFT FUND LTD — Director's Dealing 2014
Jan 16, 2014
34020_dirs_2014-01-16_2ab4fd7c-b901-4b86-a2ca-4c29da6474f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BANCROFT FUND LTD (BCV)
CIK: 0000009521
Period of Report: 2014-01-14
Reporting Person: Finnican Peter M (Adviser's marketing director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-14 | Shares of Beneficial Interest | G | 640 | — | Acquired | 640 | Indirect |
| 2014-01-14 | Shares of Beneficial Interest | G | 640 | — | Acquired | 1237 | Indirect |
Footnotes
F1: These shares were gifts to the reporting person's son and daughter.
F2: Includes 12 shares acquired on various dates in fiscal years 2012 through 2014 under the BCV dividend reinvestment plan.
F3: In addition, the reporting person is the direct beneficial owner of 5,089 shares, which include 113 shares acquired on various dates in fiscal years 2012 through 2014 under the BCV dividend reinvestment plan.
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