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Bally's Corp — Director's Dealing 2024
Jan 4, 2024
32726_dirs_2024-01-03_beab01c3-b4d2-4d60-a65a-4ff31a6a32ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2023-12-31
Reporting Person: Reeves Robeson (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-12-31 | Common Stock | M | 35713 | — | Acquired | 318498 | Direct |
| 2023-12-31 | Common Stock | F | 16786 | $13.94 | Disposed | 301712 | Direct |
| 2024-01-01 | Common Stock | M | 8941 | — | Acquired | 310653 | Direct |
| 2024-01-01 | Common Stock | F | 4204 | $13.94 | Disposed | 306449 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-12-31 | Restricted Stock Unit | $ | M | 18839 | Disposed | Common Stock (18839) | Direct | |
| 2023-12-31 | Restricted Stock Unit | $ | M | 16874 | Disposed | Common Stock (16874) | Direct | |
| 2024-01-01 | Restricted Stock Unit | $ | M | 3111 | Disposed | Common Stock (3111) | Direct | |
| 2024-01-01 | Restricted Stock Unit | $ | M | 5830 | Disposed | Common Stock (5830) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 447 | Indirect |
Footnotes
F1: On December 31, 2023, 35,713 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,786 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2: On January 1, 2024, 8,941 shares of Company restricted stock units vested. The Company retained 4,204 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F4: On October 1, 2021, the reporting person was granted 56,518 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.
F5: On February 15, 2023, the reporting person was granted 72,574 restricted stock units of which 16,874 will vest on December 31, 2023, 16,875 will vest on December 31, 2024, 3,111 will vest on January 1, 2024 and 35,714 will vest on January 1, 2026.
F6: On November 5, 2021, the reporting person was granted 13,697 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.