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Bally's Corp — Director's Dealing 2023
Jan 4, 2023
32726_dirs_2023-01-04_8f8d26d9-80ef-4208-85f3-ab2a43055e6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2022-12-31
Reporting Person: Reeves Robeson (Director, President, Interactive)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-31 | Common Stock | M | 18839 | — | Acquired | 260350 | Direct |
| 2022-12-31 | Common Stock | F | 8855 | $19.38 | Disposed | 251495 | Direct |
| 2023-01-01 | Common Stock | M | 5830 | — | Acquired | 257325 | Direct |
| 2023-01-01 | Common Stock | F | 2741 | $19.38 | Disposed | 254584 | Direct |
| 2023-01-01 | Common Stock | M | 845 | — | Acquired | 845 | Indirect |
| 2023-01-01 | Common Stock | F | 398 | $19.38 | Disposed | 447 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-31 | Restricted Stock Unit | $ | M | 18839 | Disposed | Common Stock (18839.0) | Direct | |
| 2023-01-01 | Restricted Stock Unit | $ | M | 5830 | Disposed | Common Stock (5830.0) | Direct | |
| 2023-01-01 | Restricted Stock Unit | $ | M | 845 | Disposed | Common Stock (845.0) | Indirect |
Footnotes
F1: On December 31, 2022, 18,839 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 8,855 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2: On January 1, 2023, 5,830 shares of Bally's Corporation restricted stock units vested. The Company retained 2,741 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3: On January 1, 2023, 845 shares of Bally's Corporation restricted stock units vested. The Company retained 398 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F4: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F5: On October 1, 2021, the reporting person was granted 56,518 restricted stock units which will vest in three equal installments on December 31, 2022, 2023 and 2024.
F6: On November 5, 2021, the reporting person was granted 13,697 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.
F7: On November 5, 2021, the spouse of the reporting person was granted 1,690 restricted stock units which will vest in two equal installments on January 1, 2023 and 2024.