Bally's Corp — Director's Dealing 2022

Jan 3, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2021-12-31

Reporting Person: CAPP STEPHEN H (Executive Vice President, CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-12-31	Common Stock	M	13050	—	Acquired	229232	Direct
2021-12-31	Common Stock	M	6199	—	Acquired	235431	Direct
2021-12-31	Common Stock	F	7576	$38.06	Disposed	227855	Direct
2022-01-02	Common Stock	M	23735	—	Acquired	251590	Direct
2022-01-02	Common Stock	F	7871	$38.06	Disposed	243719	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-12-31	Restricted Stock Unit	$	M	13050	Disposed		Common Stock (13050.0)	Direct
2021-12-31	Restricted Stock Unit	$	M	6199	Disposed		Common Stock (6199.0)	Direct
2022-01-02	Restricted Stock Unit	$	M	23735	Disposed		Common Stock (23735.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect

Footnotes

F1: On December 31, 2021, 19,249 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 7,576 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F2: On January 2, 2022, 23,735 shares of Company restricted stock units vested. The Company retained 7,871 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F3: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F4: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F5: On February 23, 2021, the reporting person was granted 19,011 restricted stock units of which 6,199 and 12,812 will vest on December 31, 2021 and 2022, respectively.

F6: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, January 2, 2021, and January 2, 2022, respectively.