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Bally's Corp — Director's Dealing 2022
Jan 3, 2022
32726_dirs_2022-01-03_25225228-3073-45f3-aea2-aae5fd69fe7b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2021-12-30
Reporting Person: CRISAFULLI MARC A (EVP Strategy & Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-30 | Common Stock | M | 36510 | — | Acquired | 60640 | Direct |
| 2021-12-30 | Common Stock | F | 16554 | $37.81 | Disposed | 44086 | Direct |
| 2021-12-31 | Common Stock | M | 10014 | — | Acquired | 54100 | Direct |
| 2021-12-31 | Common Stock | F | 4541 | $38.06 | Disposed | 49559 | Direct |
| 2022-01-02 | Common Stock | M | 21757 | — | Acquired | 71316 | Direct |
| 2022-01-02 | Common Stock | F | 10057 | $38.06 | Disposed | 61259 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-30 | Restricted Stock Unit | $ | M | 36510 | Disposed | Common Stock (36510.0) | Direct | |
| 2021-12-31 | Restricted Stock Unit | $ | M | 10014 | Disposed | Common Stock (10014.0) | Direct | |
| 2022-01-02 | Restricted Stock Unit | $ | M | 21757 | Disposed | Common Stock (21757.0) | Direct |
Footnotes
F1: On December 30, 2021, 36,510 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,554 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2: On December 31, 2021, 10,014 shares of Company restricted stock units vested. The Company retained 4,541 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F3: On January 2, 2022, 21,757 shares of Company restricted stock units vested. The Company retained 10,057 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F4: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F5: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.
F6: On May 5, 2020, the reporting person was granted 20,027 restricted stock units which vest in two equal installments on December 31, 2020 and 2021.
F7: On January 2, 2020, the reporting person was granted 65,269 restricted stock units that vest in equal installments on January 15, 2020, January 2, 2021 and January 2, 2022.