Bally's Corp — Director's Dealing 2021

Jan 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2020-12-30

Reporting Person: CAPP STEPHEN H (Executive Vice President, CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-30	Common Stock	A	13143	—	Acquired	292961	Direct
2020-12-30	Common Stock	F	5959	$50.23	Disposed	287002	Direct
2020-12-31	Common Stock	M	13051	—	Acquired	300053	Direct
2020-12-31	Common Stock	M	23734	—	Acquired	323787	Direct
2020-12-31	Common Stock	F	16679	$50.23	Disposed	307108	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Unit	$	M	13051	Disposed		Common Stock (13051.0)	Direct
2020-12-31	Restricted Stock Unit	$	M	23734	Disposed		Common Stock (23734.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Indirect

Footnotes

F1: On December 30, 2020, the reporting person was granted 13,143 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

F2: Represents 5,959 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020.

F3: On December 31, 2020, 36,785 shares of the Company restricted stock units vested. The Company retained 16,679 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F4: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5: On April 2, 2019, the reporting person was granted 39,152 restricted stock units vesting in three equal installments on December 31, 2019, 2020 and 2021, respectively.

F6: On January 2, 2020, the reporting person was granted 71,203 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.