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Bally's Corp — Director's Dealing 2021
Jan 4, 2021
32726_dirs_2021-01-04_7982c2c7-9a68-4da1-b440-e37308daecf6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2020-12-30
Reporting Person: CRISAFULLI MARC A (EVP Strategy & Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-31 | Common Stock | M | 4743 | — | Acquired | 10000 | Direct |
| 2020-12-31 | Common Stock | M | 10013 | — | Acquired | 20013 | Direct |
| 2020-12-31 | Common Stock | M | 21756 | — | Acquired | 41769 | Direct |
| 2020-12-31 | Common Stock | F | 16555 | $50.23 | Disposed | 25214 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-31 | Restricted Stock Unit | $ | M | 4743 | Disposed | Common Stock (4743.0) | Direct | |
| 2020-12-31 | Restricted Stock Unit | $ | M | 10013 | Disposed | Common Stock (10013.0) | Direct | |
| 2020-12-31 | Restricted Stock Unit | $ | M | 21756 | Disposed | Common Stock (21756.0) | Direct | |
| 2020-12-30 | Restricted Stock Unit | $ | A | 109529 | Acquired | Common Stock (109529.0) | Direct |
Footnotes
F1: On December 31, 2020, 36,512 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 16,555 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
F2: Each restricted stock unit represents the right to receive one share of Company common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
F3: On May 8, 2019, the reporting person was granted 9,485 restricted stock units which vest in installments of 33%, 50% and 17% on December 31, 2019, December 31, 2020 and May 1, 2021, respectively.
F4: On May 5, 2020, the reporting person was granted 20,027 restricted stock units which vest in two equal installments on December 31, 2020 and 2021.
F5: On January 2, 2020, the reporting person was granted 65,269 restricted stock units which vest in equal installments on January 15, 2020, December 31, 2020 and January 2, 2022.
F6: On December 30, 2020, the reporting person was granted 109,529 restricted stock units which vests in equal installments on December 30, 2021, December 30, 2022, and December 30, 2023.