Bally's Corp — Director's Dealing 2021

Jan 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2020-12-30

Reporting Person: Papanier George T. (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-30	Common Stock	A	15794	—	Acquired	323989	Direct
2020-12-30	Common Stock	F	7161	$50.23	Disposed	316828	Direct
2020-12-31	Common Stock	M	20392	—	Acquired	337220	Direct
2020-12-31	Common Stock	M	20372	—	Acquired	357592	Direct
2020-12-31	Common Stock	F	18483	$50.23	Disposed	339109	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-31	Restricted Stock Unit	$	M	20392	Disposed		Common Stock (20392.0)	Direct
2020-12-31	Restricted Stock Unit	$	M	20372	Disposed		Common Stock (20372.0)	Direct

Footnotes

F1: On December 30, 2020, the reporting person was granted 15,794 fully vested shares of Bally's Corporation, (the "Company") as a stock award under the Company's equity plan.

F2: Represents 7,161 shares withheld to satisfy certain tax withholding obligations in connection with the grant on December 30, 2020.

F3: On December 31, 2020, 40,764 shares of the Company's restricted stock units vested. The Company retained 18,483 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.

F4: Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.

F5: On April 2, 2019, the reporting person was granted 40,784 restricted stock units vesting in two equal installments on December 31, 2019 and 2020, respectively.

F6: On January 2, 2020, the reporting person was granted 61,117 restricted stock units vesting in three equal installments on January 15, 2020, December 31, 2020, and January 2, 2022, respectively.