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Bally's Corp — Director's Dealing 2021
Mar 16, 2021
32726_dirs_2021-03-16_34b1cdac-d60a-461f-80e8-de2f06762fb7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2021-03-15
Reporting Person: CAPP STEPHEN H (Executive Vice President, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-15 | Common Stock | A | 6526 | — | Acquired | 313634 | Direct |
| 2021-03-15 | Common Stock | F | 2952 | $71.58 | Disposed | 310682 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3000 | Indirect |
Footnotes
F1: On March 15, 2021, the reporting person was granted 13,051 performance units eligible to vest at target levels of performance (with vesting of more or less shares possible based on actual performance) based on the extent to which certain financial and other strategic goals were met for the year ended December 31, 2020. Based on the performance of the Company against the applicable strategic goals, 6,526 performance units subject to such criteria vested on March 15, 2021, resulting in the issuance of 6,526 shares of the Company's common stock to the reporting person.
F2: As described in footnote 1, on March 15, 2021, the reporting person became entitled to receive 6,526 shares of the Company's common stock. The Company retained 2,952 shares of Company common stock to satisfy certain tax withholding obligations in connection with the vesting.