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Bally's Corp Director's Dealing 2021

Dec 20, 2021

32726_dirs_2021-12-20_4731f632-101d-4d2f-a6b2-87b7e7e15335.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Bally's Corp (BALY)
CIK: 0001747079
Period of Report: 2021-12-16

Reporting Person: Standard General L.P. (10% Owner)
Reporting Person: Kim Soohyung (Director, 10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-12-17 Common Stock, $.01 par value X 725780 $5 Acquired 11067849 Indirect
2021-12-17 Common Stock, $.01 par value X 357000 $0.01 Acquired 11424849 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-12-16 Call Option (right to buy) $5.00 P 88025 Acquired 2021-12-17 Common Stock (88025) Indirect
2021-12-17 Call Option (right to buy) $5.00 X 725780 Disposed 2021-12-17 Common Stock (725780) Indirect
2021-12-17 Call Option (right to buy) $0.01 X 357000 Disposed 2022-03-31 Common Stock (357000) Indirect

Footnotes

F1: The securities reported herein are beneficially owned by Standard General L.P. ("Standard General") in its capacity as investment manager to private investment vehicles. Mr. Kim is a director of the general partner of the general partner of Standard General and Chief Investment Officer of Standard General, and in such capacities may be deemed to indirectly beneficially own the securities reported herein. Mr. Kim is also a director of the Issuer. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein except to the extent of its or his pecuniary interest in such shares, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.