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BALL Corp — Director's Dealing 2021
Jan 8, 2021
30458_dirs_2021-01-08_b3a5d16e-c800-4d00-a23b-fe0a1ac8a57f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-01-01
Reporting Person: Kaufman David A (President, Ball Aerospace)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4623.5236 | Direct |
| Common Stock | 5.36 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Company Stock Plan | $ | Common Stock (20469.426) | Direct | ||
| Restricted Stock Units | $ | Common Stock (8779) | Direct | ||
| Stock Appreciation Rights (sars) | $33.075 | 2025-02-04 | Common Stock (8204) | Direct | |
| Stock Appreciation RIghts (sars) | $33.05 | 2026-01-27 | Common Stock (8182) | Direct | |
| Stock Appreciation Rights (sars) | $38.375 | 2027-01-25 | Common Stock (8900) | Direct | |
| Stock Option (right to buy) | $38.84 | 2028-01-24 | Common Stock (8379) | Direct | |
| Stock Option (right to buy) | $50.78 | 2029-01-23 | Common Stock (6766) | Direct | |
| Stock Option (right to buy) | $72.59 | 2030-01-29 | Common Stock (7161) | Direct |
Footnotes
F1: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F2: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F3: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F4: Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan.