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BALL Corp — Director's Dealing 2021
Jan 15, 2021
30458_dirs_2021-01-15_e8d7b3cf-b3b2-4556-b408-022190ee498b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-01-13
Reporting Person: Fisher Daniel William (Director, President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-13 | Common Stock | M | 5000 | — | Acquired | 60511 | Direct |
| 2021-01-13 | Common Stock | F | 1523 | $91.09 | Disposed | 58988 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-13 | Restricted Stock Units | $ | M | 5000 | Disposed | Common Stock (5000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6486.5218 | Indirect |
| Common Stock | 1862.537 | Indirect |
| Common Stock | 1082.92 | Indirect |
Footnotes
F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.
F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6: Lapse of restricted stock units.
F7: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 4,410 shares.