BALL Corp — Director's Dealing 2021

Feb 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-01-31

Reporting Person: BAKER CHARLES E (VP, GEN COUNSEL & CORP SEC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-31	Common Stock	M	9501	$88.02	Acquired	188525.3889	Direct
2021-01-31	Common Stock	F	2801	$88.02	Disposed	185724.3889	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-31	Restricted Stock Units	$	M	9269	Disposed		Common Stock (9269)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	13295	Indirect
Common Stock	800	Indirect
Common Stock	5934.528	Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F4: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F5: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F6: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F8: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.