Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

BALL Corp Director's Dealing 2021

Feb 3, 2021

30458_dirs_2021-02-02_a0cc8791-1189-4fbe-8742-d28d5fe2ef17.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-01-31

Reporting Person: Lewis Ronald J. (SR VP & COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-01-31 Common Stock M 5100 $88.02 Acquired 7977.9466 Direct
2021-01-31 Common Stock F 2142 $88.02 Disposed 5835.9466 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-31 Restricted Stock Units $ M 4975 Disposed Common Stock (4975) Direct

Footnotes

F1: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.