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BALL Corp Director's Dealing 2021

Mar 18, 2021

30458_dirs_2021-03-17_cda4db02-b9e0-489a-a5d4-56a2890e14ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-03-15

Reporting Person: Fisher Daniel William (Director, President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-15 Common Stock M 914 $85.4 Acquired 69713 Direct
2021-03-15 Common Stock F 402 $85.4 Disposed 69311 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-15 Restricted Stock Units $ M 914 Disposed Common Stock (914) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6502.6887 Indirect
Common Stock 1865.697 Indirect
Common Stock 1084.746 Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F4: The reporting person expressly disclaims beneficial ownership of these securities.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7: Lapse of restricted stock units.