BALL Corp — Director's Dealing 2021

Mar 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-03-17

Reporting Person: Kaufman David A (President, Ball Aerospace)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-15	Common Stock	M	753	$85.4	Acquired	5391.6237	Direct
2021-03-15	Common Stock	F	219	$85.4	Disposed	5172.6237	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-15	Restricted Stock Units	$	M	1648	Disposed		Common Stock (1648)	Direct
2021-03-15	Deferred Compensation Company Stock Plan	$	M	936.8399	Acquired		Common Stock (936.8399)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5.372	Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units.

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F3: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6: Lapse of restricted stock units.

F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8: Lapse of Restricted Stock Units deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.

F9: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.