BALL Corp — Director's Dealing 2021

Aug 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-08-09

Reporting Person: Pauley Lisa Ann (EVP, HR & Administration)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-09	Common Stock	M	40400	$18.85	Acquired	251485.8246	Direct
2021-08-09	Common Stock	F	22627	$87.35	Disposed	228858.8246	Direct
2021-08-11	Common Stock	S	17773	$88.9456	Disposed	211085.8246	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-09	Stock Appreciation Rights (sars)	$18.85	M	40400	Disposed	2022-01-25	Common Stock (40400)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6232.893	Indirect
Common Stock	283475.6037	Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F3: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F4: This transaction was executed in multiple trades at prices ranging from $88.6600 to $89.2750. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: The reporting person expressly disclaims beneficial ownership of these securities.