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BALL Corp Director's Dealing 2021

Aug 20, 2021

30458_dirs_2021-08-19_4d3a5652-1f02-400a-8383-535af4cbf59d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-08-17

Reporting Person: MORRISON SCOTT C (E.V.P. and C.F.O.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-17 Common Stock M 800 $18.85 Acquired 383668.2563 Direct
2021-08-17 Common Stock F 169 $89.39 Disposed 383499.2563 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-17 Stock Option (Right to Buy) $18.85 M 800 Disposed 2022-01-25 Common Stock (800) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8456.791 Indirect
Common Stock 128256 Indirect
Common Stock 100 Indirect

Footnotes

F1: Exercise of Incentive Stock Options (ISOs).

F2: 18,772 of these shares were previously reported as owned by the reporting person's trust but were transferred to the reporting person on August 9, 2021.

F3: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F4: Option exercise cost was covered through a stock swap transaction.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.