BALL Corp — Director's Dealing 2021

Sep 15, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-08-27

Reporting Person: Kaufman David A (President, Ball Aerospace)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-08-27	Common Stock	M	8204	$33.075	Acquired	12360.4161	Direct
2021-08-27	Common Stock	F	4388	$95.69	Disposed	7972.4161	Direct
2021-08-27	Common Stock	M	8182	$33.05	Acquired	16154.4161	Direct
2021-08-27	Common Stock	F	5036	$95.69	Disposed	11118.4161	Direct
2021-08-27	Common Stock	M	220	$38.375	Acquired	11338.4161	Direct
2021-08-27	Common Stock	F	147	$95.69	Disposed	11191.4161	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-08-27	Stock Appreciation Rights (sars)	$33.075	M	8204	Disposed	2025-02-24	Common Stock (8204)	Direct
2021-08-27	Stock Appreciation Rights (sars)	$33.05	M	8182	Disposed	2026-01-27	Common Stock (8182)	Direct
2021-08-27	Stock Appreciation Rights (sars)	$38.375	M	220	Disposed	2027-01-25	Common Stock (220)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5.384	Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F3: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.