BALL Corp — Director's Dealing 2021

Sep 18, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-09-15

Reporting Person: MORRISON SCOTT C (E.V.P. and C.F.O.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-09-15	Common Stock	M	21100	$22.965	Acquired	404755.1909	Direct
2021-09-15	Common Stock	F	12180	$93.21	Disposed	392575.1909	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-15	Stock Appreciation Rights (sars)	$22.965	M	21100	Disposed	2023-01-30	Common Stock (21100)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8472.053	Indirect
Common Stock	128256	Indirect
Common Stock	100	Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.

F3: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 4, 2020 10b5- 1 Plan.