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BALL Corp — Director's Dealing 2021
Nov 30, 2021
30458_dirs_2021-11-29_fc6a66cb-69ab-4824-983a-b6d70220c59a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2021-11-29
Reporting Person: Pauley Lisa Ann (EVP, HR & Administration)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 211144.2054 | Direct |
| Common Stock | 6244.152 | Indirect |
| Common Stock | 283475.6297 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Deferred Compensation Company Stock Plan | $ | Common Stock (208797.0524) | 208797.0524 | Direct | |
| Restricted Stock Units | $ | Common Stock (18599) | 18599 | Direct | |
| Stock Appreciation Rights (sars) | $22.965 | 2023-01-30 | Common Stock (41000) | 41000 | Direct |
| Stock Appreciation Rights (sars) | $24.535 | 2024-01-29 | Common Stock (41200) | 41200 | Direct |
| Stock Appreciation Rights (sars) | $33.075 | 2025-02-04 | Common Stock (34930) | 34930 | Direct |
| Stock Appreciation Rights (sars) | $33.05 | 2026-01-27 | Common Stock (27774) | 27774 | Direct |
| Stock Appreciation Rights (sars) | $38.375 | 2027-01-25 | Common Stock (39812) | 39812 | Direct |
| Stock Option (Right to Buy) | $38.84 | 2028-01-24 | Common Stock (41896) | 41896 | Direct |
| Stock Option (Right to Buy) | $50.78 | 2029-01-23 | Common Stock (32508) | 32508 | Direct |
| Stock Option (Right to Buy) | $72.59 | 2030-01-29 | Common Stock (26302) | 26302 | Direct |
| Stock Option (Right to Buy) | $85.33 | 2031-01-27 | Common Stock (22727) | 22727 | Direct |
Footnotes
F1: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement.
F2: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F3: The reporting person expressly disclaims beneficial ownership of these securities.
F4: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
F5: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.
F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.