BALL Corp — Director's Dealing 2020

Feb 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-01-31

Reporting Person: BAKER CHARLES E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-31	Common Stock	M	26793.00	$72.18	Acquired	219487.8868	Direct
2020-01-31	Common Stock	F	9720.00	$72.18	Disposed	209767.8868	Direct
2020-01-31	Common Stock	M	6171.00	$72.18	Acquired	215938.8868	Direct
2020-01-31	Common Stock	F	2706.00	$72.18	Disposed	213232.8868	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-31	Restricted Stock Units	$	M	6341.00	Acquired		Common Stock (6341.00)	Direct
2020-01-31	Restricted Stock Units	$	M	26793.00	Disposed		Common Stock (26793.00)	Direct
2020-01-31	Restricted Stock Units	$	M	6171.00	Disposed		Common Stock (6171.00)	Direct
2020-01-31	Restricted Stock Units	$	M	2167.00	Disposed		Common Stock (2167.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5890.206	Indirect
Common Stock	800.00	Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F3: Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F4: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F5: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F6: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F7: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F8: Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.

F9: Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.