BALL Corp — Director's Dealing 2020

Feb 7, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-01-31

Reporting Person: Carey Nate C (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-31	Common Stock	M	4646.00	$72.18	Acquired	13246.5586	Direct
2020-01-31	Common Stock	F	1409.00	$72.18	Disposed	11837.5586	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-01-31	Restricted Stock Units	$	M	1100.00	Acquired		Common Stock (1100.00)	Direct
2020-01-31	Restricted Stock Units	$	M	4646.00	Disposed		Common Stock (4646.00)	Direct
2020-01-31	Restricted Stock Units	$	M	472.00	Acquired		Common Stock (472.00)	Direct
2020-01-31	Restricted Stock Units	$	M	1992.00	Disposed		Common Stock (1992.00)	Direct
2020-01-31	Deferred Compensation Company Stock Plan	$	M	2269.0851	Acquired		Common Stock (2269.0851)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
401K	699.421	Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F5: Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.

F6: Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.

F7: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F8: Lapse of Special Acquisition Restricted Stock Units (SAIP) deferred into Ball Corporation's Deferred Compensation Company Stock Plan and may include company match.