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BALL Corp — Director's Dealing 2020
May 19, 2020
30458_dirs_2020-05-19_0d08aa13-1866-450a-89d9-323de068f10f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-05-15
Reporting Person: HAYES JOHN A (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-15 | Common Stock | M | 38213.00 | $17.918 | Acquired | 571652.1389 | Direct |
| 2020-05-15 | Common Stock | F | 22970.00 | $62.23 | Disposed | 548682.1389 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-05-15 | Stock Appreciation Rights (sars) | $17.9175 | M | 38213.00 | Disposed | 2021-01-26 | Common Stock (38213.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9353.176 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's August 30, 2019, 10b5-1 Plan.
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