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BALL Corp Director's Dealing 2020

Jun 10, 2020

30458_dirs_2020-06-09_7a65c7e7-6e39-4c3c-b838-f70fbe086609.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-06-08

Reporting Person: Knobel Jeff A (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-08 Common Stock M 14468.00 $33.05 Acquired 99531.2608 Direct
2020-06-08 Common Stock M 17600.00 $24.535 Acquired 117131.2608 Direct
2020-06-08 Common Stock M 13802.00 $33.075 Acquired 130933.2608 Direct
2020-06-08 Common Stock F 30508.00 $74.08 Disposed 100425.2608 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-08 Stock Appreciation Rights (sars) $33.075 M 13802.00 Disposed 2025-02-04 Common Stock (13802.00) Direct
2020-06-08 Stock Appreciation Rights (sars) $33.05 M 14468.00 Disposed 2026-01-27 Common Stock (14468.00) Direct
2020-06-08 Stock Appreciation Rights (sars) $24.535 M 17600.00 Disposed 2024-01-29 Common Stock (17600.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 3323.665 Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.