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BALL Corp Director's Dealing 2020

Aug 20, 2020

30458_dirs_2020-08-20_c5ecf35e-85dd-4db1-ad61-758659780f38.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-08-18

Reporting Person: Carey Nate C (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-18 Common Stock M 1700.00 $33.05 Acquired 13610.7876 Direct
2020-08-18 Common Stock M 1736.00 $37.585 Acquired 15346.7876 Direct
2020-08-18 Common Stock F 2126.00 $76.36 Disposed 13220.7876 Direct
2020-08-18 Common Stock S 3046.00 $76.046 Disposed 10174.7876 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-18 Stock Option (Right to Buy) $37.585 M 1736.00 Disposed 2027-04-26 Common Stock (1736.00) Direct
2020-08-18 Stock Option (Right to Buy) $33.05 M 1700.00 Disposed 2026-01-27 Common Stock (1700.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 702.705 Indirect

Footnotes

F1: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).

F2: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: Exercise of Non-Qualified Stock Options (NQs).