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BALL Corp — Director's Dealing 2020
Aug 25, 2020
30458_dirs_2020-08-25_6b1cf285-fbac-404a-ab16-f1d18e48dbd7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-08-21
Reporting Person: STRAIN ROBERT D (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-21 | Common Stock | M | 24760.00 | $33.05 | Acquired | 69977.8233 | Direct |
| 2020-08-21 | Common Stock | F | 16873.00 | $76.62 | Disposed | 53104.8233 | Direct |
| 2020-08-25 | Common Stock | S | 7887.00 | $77.4053 | Disposed | 45217.8233 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-21 | Stock Appreciation Rights (sars) | $33.05 | M | 24760.00 | Disposed | 2026-01-27 | Common Stock (24760.00) | Direct |
Footnotes
F1: Common stock acquired upon exercise of Non-Qualified Stock Options (NQs).
F2: Shares withheld for the cost of the Non-Qualified Stock Options (NQs) and for payment of the tax obligation on the exercise of the Table II NQs.
F3: This transaction was executed in multiple trades at prices ranging from $77.385 to $77.4475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: Exercise of Non-Qualified Stock Options (NQs).