BALL Corp — Director's Dealing 2020

Sep 2, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-08-28

Reporting Person: BAKER CHARLES E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-08-28	Common Stock	M	54000.00	$18.85	Acquired	242072.1827	Direct
2020-08-28	Common Stock	F	30854.00	$80.27	Disposed	211218.1827	Direct
2020-08-28	Common Stock	G	10000.00	$0.00	Disposed	201218.1827	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-08-28	Deferred Compensation Company Stock Plan	$	I	25659.3896	Disposed		Common Stock (25659.3896)	Direct
2020-08-28	Stock Appreciation Rights (sars)	$18.85	M	54000.00	Disposed	2022-01-25	Common Stock (54000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	5918.229	Indirect
Common Stock	800.00	Indirect
Common Stock	53295.00	Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: Shares withheld for the cost of the SARS and for payment of the tax obligation on the exercise of the SARS.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F5: These shares are held by an entity controlled by the reporting person.

F6: Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.

F7: Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan.

F8: Vests 13,500 share(s) on 25-Jan-2013, 13,500 share(s) on 25-Jan-2014, 13,500 share(s) on 25-Jan-2015, 13,500 share(s) on 25-Jan-2016