BALL Corp — Director's Dealing 2020

Sep 16, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-09-15

Reporting Person: MORRISON SCOTT C (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-15	Common Stock	M	8000.00	$0.00	Acquired	417860.3005	Direct
2020-09-15	Common Stock	F	3519.00	$84.43	Disposed	414341.3005	Direct
2020-09-15	Common Stock	M	60534.00	$18.85	Acquired	474875.3005	Direct
2020-09-15	Common Stock	F	34194.00	$84.43	Disposed	440681.3005	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-15	Restricted Stock Units	$	M	8000.00	Disposed		Common Stock (8000.00)	Direct
2020-09-15	Stock Appreciation Rights (sars)	$18.85	M	60534.00	Disposed	2022-01-25	Common Stock (60534.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8404.388	Indirect
Common Stock	100.00	Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

F3: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F4: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7: Lapse of restricted stock units.

F8: Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 6, 2019 10b5-1 Plan.