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BALL Corp Director's Dealing 2020

Sep 16, 2020

30458_dirs_2020-09-16_bce44f25-f42b-4629-a889-4bc955a771f7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-09-15

Reporting Person: BAKER CHARLES E (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-15 Common Stock M 6400.00 $0.00 Acquired 184484.6404 Direct
2020-09-15 Common Stock F 2815.00 $84.43 Disposed 181669.6404 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-15 Restricted Stock Units $ M 6400.00 Disposed Common Stock (6400.00) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 5918.229 Indirect
Common Stock 800.00 Indirect
Common Stock 53295.00 Indirect

Footnotes

F1: Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.

F2: Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock.

F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F4: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F5: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F6: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.

F7: Lapse of restricted stock units.