BALL Corp — Director's Dealing 2020

Nov 12, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-11-10

Reporting Person: Fisher Daniel William (Sr VP & COO Global Bev Pkg)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-10	Common Stock	S	5000	$93.3838	Disposed	55511	Direct
2020-11-11	Common Stock	M	3400	$95.52	Acquired	9871.4274	Indirect
2020-11-11	Common Stock	S	3400	$95.52	Disposed	6471.4274	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-11	Stock Option (Right to Buy)	$33.05	M	3400	Disposed	2026-01-27	Common Stock (3400)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1859.761	Indirect
Common Stock	1081.322	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (Right to Buy)	$37.585	2027-04-26	Common Stock (6940)	6940	Indirect
Stock Option (Right to Buy)	$38.84	2028-01-24	Common Stock (5520)	5520	Indirect
Stock Option (Right to Buy)	$50.78	2029-01-23	Common Stock (4130)	4130	Indirect
Stock Option (Right to Buy)	$72.59	2030-01-29	Common Stock (3906)	3906	Indirect
Restricted Stock Units	$		Common Stock (2427)	2427	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $93.34 to $93.475. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon equest to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 2,470 shares.

F3: Common stock acquired upon exercise of Non- Qualified Stock Options (NQs).

F4: The reporting person expressly disclaims beneficial ownership of these securities.

F5: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F6: Exercise of Non- Qualified Stock Options (NQs).

F7: Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.