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BALL Corp — Director's Dealing 2020
Nov 12, 2020
30458_dirs_2020-11-12_6e2e195a-dfd6-4b61-a0e4-86841b79b1c2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-11-10
Reporting Person: Pauley Lisa Ann (SR VP, HR & Administration)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-10 | Common Stock | M | 27400 | $17.918 | Acquired | 218828.2982 | Direct |
| 2020-11-10 | Common Stock | F | 14947 | $94.98 | Disposed | 203881.2982 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-10 | Stock Appreciation Rights (sars) | $17.918 | M | 27400 | Disposed | 2021-06-26 | Common Stock (27400) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6202.001 | Indirect |
| Common Stock | 283475.5207 | Indirect |
Footnotes
F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
F2: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F4: The reporting person expressly disclaims beneficial ownership of these securities.
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