BALL Corp — Director's Dealing 2020

Nov 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-11-13

Reporting Person: BAKER CHARLES E (VP, GEN COUNSEL & CORP SEC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-13	Common Stock	S	10000	$94.4058	Disposed	43295	Indirect
2020-11-16	Common Stock	S	10000	$95.3724	Disposed	33295	Indirect
2020-11-16	Common Stock	S	10000	$95.5991	Disposed	23295	Indirect
2020-11-17	Common Stock	S	10000	$96.5717	Disposed	13295	Indirect
2020-11-16	Common Stock	M	10000	$22.965	Acquired	191678.0297	Direct
2020-11-16	Common Stock	F	5728	$96.76	Disposed	185950.0297	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-11-16	Stock Appreciation Rights (sars)	$22.965	M	10000	Disposed	2023-01-30	Common Stock (10000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	800	Indirect
Common Stock	5925.61	Indirect

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $94.29 to $94.57. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F3: This transaction was executed in multiple trades at prices ranging from $95.16 to $95.76. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $95.435 to $95.84. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $96.50 to $96.90. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F7: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F8: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.

F9: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.