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BALL Corp Director's Dealing 2020

Dec 8, 2020

30458_dirs_2020-12-07_2a7a626c-ee5f-48a3-99b7-2cdccab96435.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-12-04

Reporting Person: MORRISON SCOTT C (SR. V.P. and C.F.O.)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-12-03 Common Stock G 5350 Disposed 365070.7272 Direct
2020-12-04 Common Stock S 6492 $93.3575 Disposed 358578.7272 Direct
2020-12-04 Common Stock S 23508 $94.0367 Disposed 335070.7272 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 147028 Indirect
Common Stock 8414.911 Indirect
Common Stock 100 Indirect

Footnotes

F1: Mr. Morrison transferred these shares to a charitable foundation.

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement.

F3: These shares represent a portion of the net shares obtained through SAR exercises and restricted stock unit lapses in 2020.

F4: This transaction was executed in multiple trades at prices ranging from $92.95 to $93.695. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $93.70 to $94.52. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F6: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.