BALL Corp — Director's Dealing 2020

Dec 15, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2020-12-10

Reporting Person: Knobel Jeff A (Vice President & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-10	Common Stock	M	12296	$38.375	Acquired	80710.5391	Direct
2020-12-10	Common Stock	F	8243	$93.26	Disposed	72467.5391	Direct
2020-12-10	Common Stock	M	4000	$18.85	Acquired	76467.5391	Direct
2020-12-10	Common Stock	F	809	$93.26	Disposed	75658.5391	Direct
2020-12-10	Common Stock	S	24990	$93.3851	Disposed	50668.5391	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-10	Stock Appreciation Rights (sars)	$38.375	M	12296	Disposed	2027-01-25	Common Stock (12296)	Direct
2020-12-10	Stock Option (Right to Buy)	$18.85	M	4000	Disposed	2022-01-25	Common Stock (4000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3335.107	Indirect

Footnotes

F1: Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).

F2: The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.

F3: Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.

F4: Common stock acquired upon the exercise of Incentive Stock Options.

F5: Shares withheld for the cost of the Incentive Stock Options (ISOs) on the exercise of the Table II ISOs.

F6: This transaction was executed in multiple trades at prices ranging from $93.08 to $93.86. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F7: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.

F8: Exercise of Stock Appreciation Rights (SARS).

F9: Exercise of Incentive Stock Options (ISOs).