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BALL Corp — Director's Dealing 2019
Feb 8, 2019
30458_dirs_2019-02-08_ddcbbd00-fca8-4c0a-b783-c817012d2dcc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: BALL Corp (BLL)
CIK: 0000009389
Period of Report: 2019-02-06
Reporting Person: MORRISON SCOTT C (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-06 | Common Stock | M | 32000.00 | $12.613 | Acquired | 459335.7066 | Direct |
| 2019-02-06 | Common Stock | F | 18323.00 | $53.21 | Disposed | 441012.7066 | Direct |
| 2019-02-07 | Common Stock | S | 13677.00 | $53.01 | Disposed | 427335.7066 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-02-06 | Stock Appreciation Right (sars) | $12.613 | M | 32000.00 | Disposed | 2020-01-27 | Common Stock (32000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 100.00 | Indirect |
| Common Stock | 8329.413 | Indirect |
Footnotes
F1: Shares withheld to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS.
F2: This transaction was executed in multiple trades at prices ranging from $52.98 to $53,05. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.